People: Allianzgi Convertible & Income Fund (NCV)

NCV on New York Consolidated

9.31USD
17 Oct 2014
Price Change (% chg)

$0.04 (+0.43%)
Prev Close
$9.27
Open
$9.36
Day's High
$9.47
Day's Low
$9.26
Volume
388,129
Avg. Vol
332,823
52-wk High
$10.65
52-wk Low
$8.45

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Summary

Name Age Since Current Position

Hans Kertess

75 2004 Independent Chairman of the Board of Trustee

Julian Sluyters

54 2014 President, Chief Executive Officer

Lawrence Altadonna

48 2003 Principal Financial and Accounting Officer, Treasurer

Harter Thomas

39 2013 Chief Compliance Officer

Thomas Fuccillo

46 2004 Vice President, Secretary, Chief Legal Officer

Richard Cochran

53 2008 Assistant Treasurer

Lagan Srivastava

37 2006 Assistant Secretary

Deborah DeCotis

61 2011 Independent Trustee

Bradford Gallagher

70 2010 Independent Trustee

James Jacobson

69 2009 Independent Trustee

John Maney

55 2006 Trustee

William Ogden

69 2006 Independent Trustee

Alan Rappaport

61 2010 Independent Trustee

Biographies

Name Description

Hans Kertess

Mr. Hans W. Kertess is an Independent Chairman of the Board of Trustee of Allianzgi Convertible & Income Fund. Mr. Kertess has President, H. Kertess & Co., a financial advisory company. Formerly, Managing Director, Royal Bank of Canada Capital Markets. Trustee/Director of the funds in the Allianz/PIMCO Fund Complex since 2000.

Julian Sluyters

Mr. Julian F. Sluyters is a President, Chief Executive Officer of Allianzgi Convertible & Income Fund., Chairman of the Management Board of Allianz Global Investors Fund Management LLC (since 2013); Chief Operating Officer, Managing Director, and member of the Executive Committee of Allianz Global Investors U.S. Holdings LLC (since 2012); President and Chief Executive Officer of 80 funds in the Fund Complex; Trustee of 18 funds in the Fund Complex. Formerly, President and Chief Executive Officer, Old Mutual Capital Inc. (2008-2012).

Lawrence Altadonna

Mr. Lawrence G. Altadonna is Principal Financial and Accounting Officer and Treasurer of Allianzgi Convertible & Income Fund. He serves as Director, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 83 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund Complex (2005-2010).

Harter Thomas

Mr. Thomas L. Harter, CFA is a Chief Compliance Officer of Allianzgi Convertible & Income Fund., Director of Allianz Global Investors U.S. Holdings LLC; Chief Compliance Officer of 78 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Vice President and Compliance Manager (2005-2012).

Thomas Fuccillo

Mr. Thomas J. Fuccillo is Vice President, Secretary and Chief Legal Officer of Allianzgi Convertible & Income Fund. He serves as Managing Director, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC and Allianz Global Investors Distributors LLC; Managing Director and Chief Regulatory Counsel of Allianz Global Investors U.S. Holdings LLC; Vice President, Secretary and Chief Legal Officer of 83 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc.

Richard Cochran

Mr. Richard J. Cochran is Assistant Treasurer of Allianzgi Convertible & Income Fund. He serves as Vice President of Allianz Global Investors Fund Management LLC; Assistant Treasurer of 83 funds in the Fund Complex and of The Korea Fund, Inc.

Lagan Srivastava

Mr. Lagan Srivastava is Assistant Secretary of Allianzgi Convertible & Income Fund. He serves as the Vice President of Allianz Global Investors U.S. Holdings LLC; Assistant Secretary of 83 funds in the Fund Complex and of The Korea Fund, Inc.

Deborah DeCotis

Ms. Deborah A. DeCotis is an Independent Trustee of AllianzGI Convertible & Income Fund (Agic Convertible and Income Fund.) Ms. DeCotis has Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Co-Chair Special Projects Committee, Memorial Sloan Kettering (since 2005); Board Member and Member of the Investment and Finance Committees, Henry Street Settlement (since 2007); Trustee, Stanford University (since 2010). Formerly, Director, Helena Rubenstein Foundation (1997-2012); and Advisory Council, Stanford Business School (2002-2008). Trustee/Director of the funds in the Allianz/PIMCO Fund Complex since 2011.

Bradford Gallagher

Mr. Bradford K. Gallagher is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Gallagher has Retired. Chairman and Trustee, Atlantic Maritime Heritage Foundation (since 2007); Founder, Spyglass Investments LLC, a private investment vehicle (since 2001); and Founder, President and CEO, Cypress Holding Company and Cypress Tree Investment Management Company (since 1995). Formerly, Chairman and Trustee, The Common Fund (2005-2014); and Partner, New Technology Ventures Capital Management LLC, a venture capital fund (2011-2013).

James Jacobson

Mr. James A. Jacobson is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Jacobson has substantial executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. As such, he provides experience on matters relating to portfolio brokerage and trade execution. He also provides the Funds with financial experience and serves as the Audit Oversight Committee’s Chair.

John Maney

Mr. John C. Maney is Trustee of Allianzgi Convertible & Income Fund. Mr. Maney has executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. Because of his familiarity with the Manager and affiliated entities, he serves as an important information resource for the Independent Trustees/Directors and as a facilitator of communication with the Manager. Member of the Management Board and a Managing Director of Allianz Global Investors Fund Management LLC; Managing Director of Allianz Asset Management of America L.P. (since January 2005) and a member of the Management Board and Chief Operating Officer of Allianz Asset Management of America L.P. (since November 2006). Trustee/Director of the funds

William Ogden

Mr. William B. Ogden, IV, is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Ogden has substantial senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for and provide mergers and acquisition advisory services to asset managers and investment advisers.

Alan Rappaport

Mr. Alan Rappaport is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Rappaport is Advisory Director (formerly Vice Chairman) (since 2009), Roundtable Investment Partners; Chairman (formerly President), Private Bank of Bank of America; Vice Chairman, US Trust (2001-2008); Adjunct Professor, New York University Stern School of Business (since 2011); Lecturer, Stanford University Graduate School
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