People: Allianzgi Convertible & Income Fund (NCV)

NCV on New York Consolidated

6.51USD
3 Sep 2015
Change (% chg)

$0.07 (+1.09%)
Prev Close
$6.44
Open
$6.36
Day's High
$6.64
Day's Low
$6.33
Volume
1,249,206
Avg. Vol
469,106
52-wk High
$10.17
52-wk Low
$6.10

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Summary

Name Age Since Current Position

Hans Kertess

75 2004 Independent Chairman of the Board of Trustee

Julian Sluyters

55 2014 President, Chief Executive Officer

Lawrence Altadonna

49 2003 Principal Financial and Accounting Officer, Treasurer

Thomas Harter

40 2013 Chief Compliance Officer

Thomas Fuccillo

47 2004 Vice President, Secretary, Chief Legal Officer

Richard Cochran

54 2008 Assistant Treasurer

Deborah DeCotis

62 2011 Independent Trustee

Bradford Gallagher

71 2010 Independent Trustee

James Jacobson

70 2009 Independent Trustee

William Ogden

70 2006 Independent Trustee

Alan Rappaport

62 2010 Independent Trustee

Biographies

Name Description

Hans Kertess

Mr. Hans W. Kertess is an Independent Chairman of the Board of Trustee of Allianzgi Convertible & Income Fund. Mr. Kertess has substantial executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. He has significant expertise in the investment banking industry.

Julian Sluyters

Mr. Julian F. Sluyters is a President, Chief Executive Officer of Allianzgi Convertible & Income Fund. Chairman of the Management Board of Allianz Global Investors Fund Management LLC (since 2013); Chief Operating Officer, Managing Director, and member of the Executive Committee of Allianz Global Investors U.S. Holdings LLC (since 2012); President and Chief Executive Officer of 80 funds in the Fund Complex; Trustee of 18 funds in the Fund Complex. Formerly, President and Chief Executive Officer, Old Mutual Capital Inc. (2008-2012).

Lawrence Altadonna

Mr. Lawrence G. Altadonna is Principal Financial and Accounting Officer and Treasurer of Allianzgi Convertible & Income Fund. Director, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 67 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Assistant Treasurer of numerous funds in the Fund Complex (2005-2010).

Thomas Harter

Mr. Thomas L. Harter, CFA is a Chief Compliance Officer of Allianzgi Convertible & Income Fund., Director of Allianz Global Investors U.S. Holdings LLC; Chief Compliance Officer of 67 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Vice President and Compliance Manager (2005-2012).

Thomas Fuccillo

Mr. Thomas J. Fuccillo is Vice President, Secretary and Chief Legal Officer of Allianzgi Convertible & Income Fund. Managing Director, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC and Allianz Global Investors Distributors LLC; Managing Director and Chief Regulatory Counsel of Allianz Global Investors U.S. Holdings LLC; Vice President, Secretary and Chief Legal Officer of 67 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc.

Richard Cochran

Mr. Richard J. Cochran is Assistant Treasurer of Allianzgi Convertible & Income Fund. Vice President of Allianz Global Investors Fund Management LLC; Assistant Treasurer of 67 funds in the Fund Complex and of The Korea Fund, Inc.

Deborah DeCotis

Ms. Deborah A. DeCotis is an Independent Trustee of AllianzGI Convertible & Income Fund. Ms. DeCotis has substantial senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley. She has extensive board experience and/or experience in oversight of investment management functions through her experience as a Director of the Helena Rubenstein Foundation, Stanford Graduate School of Business and Armor Holdings.

Bradford Gallagher

Mr. Bradford K. Gallagher is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Gallagher has substantial executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies. Having served on the Operating Committee of Fidelity Investments and as a Managing Director and President of Fidelity Investments Institutional Services Company, he provides the Funds with significant asset management industry expertise. He also brings significant securities industry experience, having served as a developer and founder of several enterprises and private investment vehicles.

James Jacobson

Mr. James A. Jacobson is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Jacobson has substantial executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at an NYSE specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. As such, he provides significant expertise on matters relating to portfolio brokerage and trade execution. He also provides significant financial expertise and serves as the Audit Oversight Committee’s Chair and has been determined by the Board to be an “audit committee financial expert.” He has expertise in investment company matters through his service as a trustee of another fund family.

William Ogden

Mr. William B. Ogden, IV, is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Ogden has substantial senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for and provide mergers and acquisition advisory services to asset managers and investment advisers. He also has significant expertise with fund products through his senior-level responsibility for originating and underwriting a broad variety of such products.

Alan Rappaport

Mr. Alan Rappaport is an Independent Trustee of Allianzgi Convertible & Income Fund. Mr. Rappaport is Advisory Director (formerly Vice Chairman) of Roundtable Investment Partners; Chairman (formerly President), Private Bank of Bank of America; Vice Chairman, US Trust (2001-2008); Adjunct Professor, New York University Stern School of Business (since 2011); Lecturer, Stanford University Graduate School
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