People: Allianzgi Convertible & Income Fund (NCV)

NCV on New York Consolidated

9.84USD
22 May 2013
Price Change (% chg)

$-0.07 (-0.71%)
Prev Close
$9.91
Open
$9.95
Day's High
$9.95
Day's Low
$9.76
Volume
304,861
Avg. Vol
246,903
52-wk High
$9.95
52-wk Low
$8.09

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Summary

Name Age Since Current Position

Hans Kertess

 73 2004 Independent Chairman of the Board of Trustees

Brian Shlissel

 48 2003 President, Chief Executive Officer

Lawrence Altadonna

 46 2003 Principal Financial and Accounting Officer, Treasurer

Youse Guia

 40 2004 Chief Compliance Officer

Thomas Fuccillo

 44 2004 Vice President, Secretary, Chief Legal Officer

Richard Cochran

 52 2008 Assistant Treasurer

Orhan Dzemaili

 38 2011 Assistant Treasurer

Lagan Srivastava

 35 2006 Assistant Secretary

Deborah DeCotis

 59 2011 Independent Trustee

Bradford Gallagher

 69 2010 Independent Trustee

James Jacobson

 68 2009 Independent Trustee

John Maney

 53 2006 Trustee

William Ogden

 68 2006 Independent Trustee

Alan Rappaport

 59 2010 Independent Trustee
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Biographies

Name Description

Hans Kertess

 Mr. Hans W. Kertess is Independent Chairman of the Board of Trustees of Agic Convertible and Income Fund. Mr. Kertess has substantial executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets.

Brian Shlissel

 Mr. Brian S. Shlissel is President and Chief Executive Officer of Agic Convertible and Income Fund. He serves on the Management Board, Managing Director and Head of Mutual Fund Services of Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 29 funds in the Fund Complex; President of 51 funds in the Fund Complex; and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 51 funds in the Fund Complex.

Lawrence Altadonna

 Mr. Lawrence G. Altadonna is Principal Financial and Accounting Officer and Treasurer of Agic Convertible and Income Fund. He serves as the Senior Vice President, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 80 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund complex.

Youse Guia

 Mr. Youse E. Guia is Chief Compliance Officer of Agic Convertible and Income Fund. He serves as the Senior Vice President, Chief Compliance Officer, Allianz Global Investors of America L.P.; Chief Compliance Officer of 80 funds in the Fund Complex and of The Korea Fund, Inc.

Thomas Fuccillo

 Mr. Thomas J. Fuccillo is Vice President, Secretary and Chief Legal Officer of Agic Convertible and Income Fund. He serves as the Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P.: Vice President, Secretary and Chief Legal Officer of 80 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc.

Richard Cochran

 Mr. Richard J. Cochran is Assistant Treasurer of Agic Convertible and Income Fund. He serves as the Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 80 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Tax Manager, Teachers Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008).

Orhan Dzemaili

 Mr. Orhan Dzemaili is Assistant Treasurer of Agic Convertible and Income Fund. He serves as the Vice President, Allianz Global Fund Management LLC; and Assistant Treasurer of 80 funds in the Fund Complex.

Lagan Srivastava

 Mr. Lagan Srivastava is Assistant Secretary of Agic Convertible and Income Fund. He serves as the Vice President, Allianz Global Investors of America L.P.; Assistant Secretary of 80 funds in the Fund Complex and of The Korea Fund, Inc.

Deborah DeCotis

 Ms. Deborah A. DeCotis serves as Independent Trustee of AGIC Convertible and Income Fund. Ms. DeCotis has substantial senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley. She has board experience and/or experience in oversight of investment management functions through her experience as a Director of the Helena Rubenstein Foundation, Stanford Graduate School of Business and Armor Holdings.

Bradford Gallagher

 Mr. Bradford K. Gallagher is Independent Trustee of Agic Convertible and Income Fund. Mr. Gallagher has substantial executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies. Having served on the Operating Committee of Fidelity Investments and as a Managing Director and President of Fidelity Investments Institutional Services Company, he provides the Funds with asset management industry experience. He also brings securities industry experience, having served as a developer and founder of several enterprises and private investment vehicles.

James Jacobson

 Mr. James A. Jacobson is Independent Trustee of Agic Convertible and Income Fund. Mr. Jacobson has substantial executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. As such, he provides experience on matters relating to portfolio brokerage and trade execution. He also provides the Funds with financial experience and serves as the Audit Oversight Committee’s Chair.

John Maney

 Mr. John C. Maney is Trustee of Agic Convertible and Income Fund. Mr. Maney has executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. Because of his familiarity with the Manager and affiliated entities, he serves as an important information resource for the Independent Trustees/Directors and as a facilitator of communication with the Manager.

William Ogden

 Mr. William B. Ogden, IV, is Independent Trustee of Agic Convertible and Income Fund. Mr. Ogden has substantial senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for and provide mergers and acquisition advisory services to asset managers and investment advisers.

Alan Rappaport

 Mr. Alan Rappaport is Independent Trustee of Agic Convertible and Income Fund. Mr. Rappaport has substantial senior executive experience in the banking industry. He formerly served as Chairman and President of the Private Bank of Bank of America and as Vice Chairman of U.S. Trust. He is currently the Vice Chairman of a private investment firm.

Insider Trading

Name Shares Traded Price

KASS JUSTIN

 1,100 $8.86

KASS JUSTIN

 3,350 $8.87

KASS JUSTIN

 50 $8.86
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