People: The NASDAQ OMX Group, Inc. (NDAQ.O)

NDAQ.O on Nasdaq

18.20USD
9 Feb 2010
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$0.15 (+0.83%)
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Summary

Name Age Since Current Position
Baldwin, H. Furlong 77 2003 Non-Executive Chairman of the Board
Greifeld, Robert 51 2008 Chief Executive Officer, Director
Backstrom, Urban 54 2008 Non-Executive Deputy Chairman of the Board
Friedman, Adena 39 2009 Chief Financial Officer
Ewing, Anna 48 2008 Executive Vice President - Global Software Development, Chief Information Officer
Knight, Edward 58 2006 Executive Vice President, General Counsel, Chief Regulatory Officer
Jacobs, John 50 2008 Executive Vice President - Worldwide Marketing and Financial Products
Warren, David 55 2009 Executive Vice President
Aust, Bruce 45 2003 Executive Vice President - Corporate Client Group
Jochumsen, Hans-Ole 51 2008 Executive Vice President - Transaction Services Nordics
Noll, Eric 2009 Executive Vice President - NASDAQ OMX Transaction Services
Hassen, Ronald 57 2007 Senior Vice President, Principal Accounting Officer, Controller
Skalkotos, Demetrios 2009 Senior Vice President - Global Corporate Services
Casey, Michael 63 2001 Director
Markese, John 63 1996 Director
Gorman, Lon 60 2003 Director
O'Neill, Thomas 63 2003 Director
Riepe, James 65 2003 Director
Wince-Smith, Deborah 58 2004 Director
Hutchins, Glenn 53 2005 Director
Splinter, Michael 59 2008 Director
Kantola, Birgitta 61 2008 Director
Nielsen, Hans 62 2008 Director
Wedenborn, Lars 51 2008 Director
Kazim, Essa 50 2008 Director
» Insider Trading

Biographies

Name Description
Baldwin, H. Furlong Mr. H. Furlong Baldwin was elected non-executive Chairman of board of directors of NASDAQ OMX Group, Inc. effective May 12, 2003 and has been a member of NASDAQ OMX’s board of directors since July 2000. Mr. Baldwin also served as a member of FINRA’s board of governors from 1999 until 2003. Mr. Baldwin served as Chairman and Chief Executive Officer of the Mercantile Bankshares Corporation, a multi-bank holding company, from April 1976 until March 2001. Mr. Baldwin retired as Chairman and member of the Mercantile board of directors in March 2003. Mr. Baldwin joined Mercantile-Safe Deposit & Trust Company in 1956 and was elected President of Mercantile-Safe Deposit & Trust Company and Mercantile Bankshares Corporation in 1970, and Chairman and Chief Executive Officer in 1976. Mr. Baldwin serves on the boards of W.R. Grace & Co., Platinum Underwriters Holdings, Ltd., The Wills Group and Allegheny Energy, Inc.
Greifeld, Robert Mr. Robert Greifeld was elected to the board of directors and appointed President and Chief Executive Officer of NASDAQ OMX Group, Inc. in May 2003. Following the closing of the OMX combination, Mr. Greifeld serves as the Chief Executive Officer of NASDAQ OMX. Prior to joining NASDAQ OMX, Mr. Greifeld was an Executive Vice President at SunGard Data Systems, Inc., a global provider of integrated software and processing solutions for financial services and a provider of information availability services. Mr. Greifeld joined SunGard in 1999 through SunGard’s acquisition of Automated Securities Clearance, Inc., where from 1991 though 1999, Mr. Greifeld was the President and Chief Operating Officer. Mr. Greifeld is also a director of NASDAQ Dubai.
Backstrom, Urban Mr. Urban Backstrom was elected Non-Executive Deputy Chairman of board of directors of NASDAQ OMX Group, Inc. effective March 1, 2008. Previously, he was Chairman of OMX’s board of directors since April 2007 and a board member since 2005. He is currently, since June 1, 2005, also Managing Director of the Confederation of Swedish Enterprise, a pro-business non-profit organization representing 54,000 Swedish companies. Between 1991 and 1993, Mr. Backstrom was State Secretary in the Ministry of Finance in Sweden. From 1994 to December 31, 2002, Mr. Backstrom was Chairman and Governor of The Swedish Central Bank. During that period he also served on the board of the Bank for International Settlement, as a board member from 1994 to 1999 and as Chairman from 1999 to 2002. He also represented Sweden as Governor of the International Monetary Fund, in the Group-of-ten, in the European Monetary Institute, a forerunner to the European Central Bank (ECB) between 1995 and 1998 and in the General Council of ECB between 1999 and 2002. Mr. Backstrom was, in accordance with the Swedish Central Bank Act, restricted from seeking employment for ten months after leaving the Central Bank. From November 2003 until May 2005, he was Chief Executive Officer of Skandia Liv, one of the largest life insurers in Sweden.
Friedman, Adena Ms. Adena T. Friedman has been appointed as Chief Financial Officer of NASDAQ OMX Group, Inc. effective August 10, 2009 and has served as Executive Vice President of Corporate Strategy and Global Data Products since February 2008. Prior to the combination with OMX, Ms. Friedman served as Executive Vice President of Data Products since January 2002 and head of Corporate Strategy since October 2003. Previously, Ms. Friedman served as Senior Vice President of Nasdaq Data Products from January 2001 to January 2002, Vice President of OTC Bulletin Board, Mutual Fund Quotation Service and NasdaqTrader.com from January 2000 to January 2001, Director of OTC Bulletin Board and Mutual Fund Quotation Service from August 1997 to January 2000 and Marketing Manager overseeing marketing efforts to broker-dealers from April 1995 to August 1997. Ms. Friedman joined NASDAQ OMX in 1993. Ms. Friedman is a member of the board of directors of NASDAQ Dubai.
Ewing, Anna Ms. Anna M. Ewing has served as Executive Vice President of Global Software Development since February 2008 and Chief Information Officer of NASDAQ OMX Group, Inc. since December 2005. Prior to the combination with OMX, Ms. Ewing served as Executive Vice President of Operations & Technology since December 2005. Previously, she served as Senior Vice President of Technology Services in our Operations & Technology Group since October 2000. Before joining NASDAQ OMX, Ms. Ewing was Managing Director, Electronic Commerce at CIBC World Markets in New York and Toronto, where she served as Managing Director of Global Applications Services and as a founding member of CIBC.com. Before that, Ms. Ewing served as Vice President at Merrill Lynch, where she held various leadership positions within the Corporate and Institutional Client Group Technology Division, including Global Head of Institutional Client Technology, Global Head of Financial Futures and Options Technology, Global Head of Prime Brokerage Technology and Regional Head of Technology at Merrill Lynch Canada.
Knight, Edward Mr. Edward S. Knight has served as Executive Vice President and General Counsel of NASDAQ OMX Group, Inc. since October 2000 and Chief Regulatory Officer since January 2006. Previously, Mr. Knight served as Executive Vice President and Chief Legal Officer of FINRA from July 1999 to October 2000. Prior to joining FINRA, Mr. Knight served as General Counsel of the U.S. Department of the Treasury from September 1994 to June 1999.
Jacobs, John Mr. John L. Jacobs has served as Executive Vice President of Worldwide Marketing and Financial Products of NASDAQ OMX Group, Inc. since February 2008. Prior to the combination with OMX, Mr. Jacobs served as Executive Vice President of Financial Products and Chief Marketing Officer from July 2002. Previously, Mr. Jacobs served as Senior Vice President of Worldwide Marketing and Financial Products from January 2000 until July 2002 and as Vice President of Investor Services and Worldwide Marketing from January 1997 until January 2000. Mr. Jacobs joined NASDAQ OMX in 1983.
Warren, David Mr. David P. Warren has served as Executive Vice President of NASDAQ OMX Group, Inc. since January 2001 and has been Chief Financial Officer since September 2001 to July 2009. Mr. Warren oversees finance, enterprise risk management and all administrative services including real estate, property management and purchasing. Prior to his current position, Mr. Warren was Chief Financial Officer of the Long Island Power Authority from 1998 to 2000.
Aust, Bruce Mr. Bruce Aust has served as Executive Vice President of the Corporate Client Group of NASDAQ OMX Group, Inc. since July 2003. Previously, Mr. Aust served as Executive Director and Vice President of the Corporate Client Group. Before joining NASDAQ OMX in 1998, Mr. Aust served 12 years at Fidelity Investments in a variety of sales, trading and management positions in Dallas, Boston, Los Angeles and San Francisco.
Jochumsen, Hans-Ole Mr. Hans-Ole Jochumsen has served as Executive Vice President of Transaction Services Nordic of NASDAQ OMX Group, Inc. since February 2008. Previously, Mr. Jochumsen was the President of Information Services & New Markets for OMX. Prior to that, he served as President and CEO of the Copenhagen Stock Exchange (now called the OMX Nordic Exchange Copenhagen A/S) and FUTOP Clearingcentralen Ltd. Prior to joining OMX in 1998, Mr. Jochumsen served as President and member of the Executive Management of BG Bank from 1996 to 1998 and as President and member of the Executive Management of Girobank from 1994 to 1996. From 1990 to 1994, he was a President and member of the Executive Management of BRFkredit (mortgage bank).
Noll, Eric Mr. Eric Noll has been appointed as Executive Vice-President of NASDAQ OMX Transaction Services of NASDAQ OMX Group Inc. Mr. Noll will join the company effective July 13, 2009. Mr. Noll will oversee the trading operations of all United States transaction services business including the NASDAQ Stock Market, NASDAQ OMX BX, NASDAQ OMX PHLX, the NASDAQ Options Market, the NASDAQ OMX Futures Exchange and strategic investments including International Derivatives Clearing Group. In addition, he will have responsibility for NASDAQ OMX Europe, the London-based multilateral trading facility. Mr. Noll joins NASDAQ OMX from Susquehanna International Group LLP, where he served as Managing Director of SFG, and as Associate Director and Global Head of Strategic Relationships for SIG since 1994. During his time at Susquehanna, Mr. Noll has overseen all the exchange relationships, created the investment banking department, developed an institutional equity research department and was responsible for all options and equity order flows for the market-maker operation. He has also managed new businesses, strategic investments including technology, investment banking and private equity focused businesses, as well as acquisitions and international alliances. Prior to his time at Susquehanna International Group, Mr. Noll held positions at the former Philadelphia Stock Exchange and the Chicago Board Options Exchange. He has an MBA from the Owen Graduate School of Management at Vanderbilt University with a finance concentration and a BA with a double major in Economics and Government from the Franklin and Marshall College. Mr. Noll is a Trustee of Franklin and Marshall College and is a member of the board of visitors of the Owen Graduate School of Management.
Hassen, Ronald Mr. Ronald Hassen has served as Senior Vice President and Controller of NASDAQ OMX Group, Inc. since March 2002 and Principal Accounting Officer since May 2002. Previously, Mr. Hassen served as Treasurer from November 2002 through January 2007. Prior to joining NASDAQ OMX, Mr. Hassen served as Controller of Deutsche Bank North America from June 1999, after its acquisition of Bankers Trust Company. Mr. Hassen joined Bankers Trust in 1989, serving most recently as Principal Accounting Officer from 1997 until the company’s acquisition by Deutsche Bank.
Skalkotos, Demetrios Mr. Demetrios N. Skalkotos is Senior Vice President - Global Corporate Services of The NASDAQ OMX Group, Inc. Since 2003, Mr. Skalkotos has held the position of Regional Vice President, Central U.S., based in NASDAQ OMX's Chicago office. He has played a significant role in listed company client relationship management and new business development in this region. He also was instrumental in the launch of the NASDAQ Global Select Market tier in 2006.
Casey, Michael Mr. Michael Casey was elected to board of directors of NASDAQ OMX Group, Inc. in January 2001. He is an advisor to the Chief Executive Officer and Chief Financial Officer of Starbucks Corporation, a roaster and retailer of specialty coffee. Prior to his current position, Mr. Casey served as Executive Vice President, Chief Financial Officer and Chief Administrative Officer of Starbucks from September 1997 to October 2007 and Senior Vice President and CFO from August 1995. Mr. Casey is a member of the lululemon athletica Inc. board of directors.
Markese, John Dr. John D. Markese was elected to board of directors of NASDAQ OMX Group, Inc. in May 1996. Dr. Markese served on FINRA’s board of governors from 1998 to 2002. Dr. Markese is the President and Chief Executive Officer of the American Association of Individual Investors, a not-for-profit organization providing investment education to individual investors founded in 1978.
Gorman, Lon Mr. Lon Gorman was elected to board of directors of NASDAQ OMX Group, Inc. in May 2003. In September 2006, Mr. Gorman was elected Chairman of NYFIX, Inc., a financial technology company focusing on electronic trading and straight-through processing solutions for the brokerage community. Mr. Gorman is the retired Vice Chairman of The Charles Schwab Corporation, a holding company whose subsidiaries engage in securities brokerage and financial services. Mr. Gorman served as Vice Chairman of The Charles Schwab Corporation from July 1999 until November 2004 and as President of Charles Schwab Institutional and Asset Management and President of Schwab Capital Markets L.P. Mr. Gorman joined Schwab in June 1996 following 16 years at Credit Suisse First Boston where he was Managing Director and Head of Global Equity Trading. Prior to CSFB, he was a partner at F. Eberstadt & Co. with responsibility for institutional sales and trading.
O'Neill, Thomas Mr. Thomas F. O'Neill was elected to board of directors of NASDAQ OMX Group, Inc. in May 2003. Mr. O’Neill is a founding principal of Sandler O’Neill + Partners L.P., an investment bank, which was founded in 1988. Mr. O’Neill is also a director of Misonix, Inc. and Archer-Daniels-Midland Company. Mr. O’Neill serves as Chairman of the audit committee of Archer-Daniels-Midland Corporation and is a member of the audit committee of Misonix.
Riepe, James Mr. James S. Riepe was elected to board of directors of NASDAQ OMX Group, Inc. in May 2003. Mr. Riepe served as Vice Chairman of the board of directors of T. Rowe Price Group, Inc., an investment management firm, since April 1997. He was also Chairman of the T. Rowe Price Mutual Funds. On January 1, 2006, Mr. Riepe retired from active management at T. Rowe Price and retired from T. Rowe Price Group in April 2006. Mr. Riepe continues to serve as a Senior Adviser at T. Rowe Price. Previously, he served on the firm’s management committee and was responsible for overseeing mutual fund activities, including U.S. and global marketing and service operations. Mr. Riepe served as Chairman of the board of governors of the Investment Company Institute and on FINRA’s board of governors. Mr. Riepe joined T. Rowe Price in 1982 as Vice President and Director of the firm. He also serves on the board of directors of Genworth Financial. Mr. Riepe serves as Chairman of the Board of Trustees of the University of Pennsylvania.
Wince-Smith, Deborah Ms. Deborah L. Wince-Smith was elected to board of directors of NASDAQ OMX Group, Inc. in May 2004. Ms. Wince-Smith has been the President and Chief Executive Officer of the Council on Competitiveness, a non-profit group of CEOs, university presidents and labor leaders committed to driving U.S. competitiveness, since 2001. In 2006, she was nominated by President George W. Bush and confirmed by the U.S. Senate to serve as a member of the Oversight Board of the Internal Revenue Service. She is an appointed member of the Secretary of State’s Advisory Committee on International Economic Policy, serves on the Board of Governors for Argonne National Laboratory, and on the boards of several start-up technology companies. In 1989, she became the first Senate Confirmed Assistant Secretary for Technology Policy in the Department of Commerce. Previously, she served in the Reagan Administration as the Assistant Director for International Affairs and Global Competitiveness in the White House Office of Science and Technology Policy.
Hutchins, Glenn Mr. Glenn H. Hutchins was elected to board of directors of NASDAQ OMX Group, Inc. in May 2005. Mr. Hutchins is a Co-Founder and Co-Chief Executive of Silver Lake, a technology investment firm that was established in January 1999. Mr. Hutchins is the Chairman of the board of SunGard Capital Corp. and serves as a member of the nominating and governance committee of SunGard Capital Corp. He is also on the Investors Committee of NXP B.V.
Splinter, Michael Mr. Michael R. Splinter was elected to board of directors of NASDAQ OMX Group, Inc. effective March 1, 2008. Mr. Splinter has served as President and Chief Executive Officer, as well as a member of the Board of Directors of Applied Materials, Inc., the global leader in nanomanufacturing technologyTM solutions for the electronics industry, since April 2003. An engineer and technologist, Mr. Splinter is a 30-year veteran of the semiconductor industry. Prior to joining Applied Materials, Mr. Splinter was an executive at Intel Corporation. Mr. Splinter is chairman of the Technology CEO Council. He also serves on the board of Semiconductor Equipment and Materials International (SEMI), and is Chair of the board of directors for the Silicon Valley Leadership Group.
Kantola, Birgitta Ms. Birgitta Kantola was elected to board of directors of NASDAQ OMX Group, Inc. effective March 1, 2008. Previously, she was a member of OMX’s board since 2007. Since January 2001, she has been the CEO of Birka Consulting Ab, a financial consulting firm. From 2001 through 2008, she was a board member of Fortum Oyj (Vice Chair) and from 2003 through 2008, a board member of Nordea AB and during 2000 through 2008, a board member of Vasakronan. Currently she is a member of the boards of Stora Enso Oyj and Varma Mutual Pension Company. From 1995 through 2000, she was CFO of International Finance Corporation, Washington, DC and prior to that Executive Vice President of Nordic Investment Bank, Helsinki.
Nielsen, Hans Mr. Hans Munk Nielsen was elected to board of directors of NASDAQ OMX Group, Inc. effective March 1, 2008. Previously, he was a member of the OMX board since 2005. From March 1991 until his retirement in December 2007, Mr. Nielsen served as Senior Executive Vice President and Chief Financial Officer of TDC A/S. Mr. Nielsen is also Chairman of the board of Collateralized Mortgaged Obligations Fonden. In addition, he is Deputy Chairman of the board of Nordea Invest and a member of the board of Jeudan AS. He has also held various positions at the Great Belt Link, Carl Bro Group, Danske Bank and Danish Ministry of Finance.
Wedenborn, Lars Mr. Lars Wedenborn was elected to board of directors of NASDAQ OMX Group Inc. effective March 1, 2008. Previously, he was a member of the OMX board since 2007. Mr. Wedenborn has been CEO of FAM (Foundation Asset Management), which is fully owned by Wallenberg foundations, since September 2007. Mr. Wedenborn started his career as auditor followed by an assignment as CFO at Cabanco. During 1991-2000 he was Deputy Managing Director and CFO at Alfred Berg, a Scandinavian investment bank. He served with Investor AB, a Swedish holding company, as Executive Vice President and CFO from 2000-2007. Mr. Wedenborn is a member of the board of SKFAB and The Grand Hotel.
Kazim, Essa Mr. Essa Kazim was elected to board of directors of NASDAQ OMX Group, Inc. effective March 1, 2008. Since 2006, Mr. Kazim has been the Chairman of the Dubai Financial Market. Mr. Kazim began his career as Senior Analyst in the Research and Statistics Department of the UAE Central Bank in 1988 and then moved to the Dubai Department of Economic Development as Director of Planning and Development in 1993. He was then appointed Director General of the DFM from 1999 through 2006. Mr. Kazim is currently a Chairman of the board of the Dubai Statistics Centre, a director of the Dubai International Financial Centre Authority, a member of the Dubai Council for Economic Affairs, a director of the Dubai International Financial Exchange, a member of the Economy & Trade Committee in Dubai, a director of Noor Islamic Bank and a director of the General Pension and Social Security Authority.

Options Compensation

Name Options Value
Baldwin, H. Furlong 0 0
Greifeld, Robert 2,000,000 50,476,000
Backstrom, Urban 0 0
Friedman, Adena 431,750 11,407,570
Ewing, Anna 80,000 2,182,500
Knight, Edward 294,700 7,683,410
Jacobs, John 400,000 726,510
Warren, David 379,000 9,806,750
Aust, Bruce 0 0
Jochumsen, Hans-Ole 0 0
Noll, Eric 0 0
Hassen, Ronald 0 0
Skalkotos, Demetrios 0 0
Casey, Michael 0 0
Markese, John 0 0
Gorman, Lon 0 0
O'Neill, Thomas 0 0
Riepe, James 0 0
Wince-Smith, Deborah 0 0
Hutchins, Glenn 0 0
Splinter, Michael 0 0
Kantola, Birgitta 0 0
Nielsen, Hans 0 0
Wedenborn, Lars 0 0
Kazim, Essa 0 0

Insider Trading

Name Shares Traded Price
HASSEN RONALD 563 $19.93
AUST BRUCE 2,255 $19.93
KNIGHT EDWARD S 2,207 $19.93
FRIEDMAN ADENA T 2,495 $19.93
EWING ANNA M 2,581 $19.93
WEDENBORN LARS 3,700 $19.35
HASSEN RONALD 50,000 $0.00
HUTCHINS GLENN H 8,177,715 $14.50
NOLL ERIC 25,000 $0.00
KNIGHT EDWARD S 50,000 $0.00
FRIEDMAN ADENA T 150,000 $0.00
JACOBS JOHN L 50,000 $0.00
JOCHUMSEN HANS OLE 50,000 $0.00
EWING ANNA M 150,000 $0.00
AUST BRUCE 50,000 $0.00
KANTOLA BIRGITTA 4,201 $0.00
BALDWIN HENRY FURLONG 11,203 $0.00
CASEY MARTIN MICHAEL 4,201 $0.00
BACKSTROM URBAN 4,201 $0.00
BA ALAWI SOUD 8,402 $0.00
WEDENBORN LARS 8,402 $0.00
GORMAN LON 4,201 $0.00
RIEPE JAMES SELLERS 4,201 $0.00
NIELSEN HANS MUNK 4,201 $0.00
SPLINTER MICHAEL R 6,301 $0.00
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