People: NewStar Financial Inc (NEWS.MW)
NEWS.MW on Midwest Stock Exchange
6.45USD
19 Oct 2011
6.45USD
19 Oct 2011
Price Change (% chg)
$0.40 (+3.38%)
$0.40 (+3.38%)
Prev Close
$6.45
$6.45
Open
--
--
Day's High
$12.25
$12.25
Day's Low
$11.71
$11.71
Volume
35,577
35,577
Avg. Vol
36,328
36,328
52-wk High
$13.63
$13.63
52-wk Low
$8.73
$8.73
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Timothy Conway |
58 | 2006 | Chairman of the Board, President, Chief Executive Officer |
John Bray |
56 | 2005 | Chief Financial Officer |
Peter Schmidt-Fellner |
56 | 2006 | Chief Investment Officer, Director |
John Frishkopf |
49 | Managing Director, Treasurer, Head - Asset Management | |
David Dobies |
47 | 2012 | Managing Director, Co-Head - Leveraged Finance Origination |
Patrick McAuliffe |
55 | 2012 | Managing Director, Co-Head - Leveraged Finance Origination and Middle Market Lending Division |
Daniel McCready |
2013 | Chief Credit Officer | |
Richard Thornburgh |
61 | 2006 | Lead Independent Director |
Charles Bralver |
58 | 2009 | Independent Director |
Bradley Cooper |
46 | 2006 | Independent Director |
Brian Fallon |
62 | 2008 | Independent Director |
Frank Noonan |
70 | 2006 | Independent Director |
Maureen O'Hara |
59 | 2006 | Independent Director |
Colleen Banse |
IR Contact Officer |
Biographies
| Name | Description |
|---|---|
Timothy Conway |
Mr. Timothy J. Conway is Chairman of the Board, President, Chief Executive Officer of NewStar Financial, Inc., since September 2006. He has been Chief Executive Officer and President and has served on the Board of Directors since the inception in June 2004. From July 2002 to June 2004, Mr. Conway worked full-time on the founding. From 1996 to July 2002, Mr. Conway was a Managing Director at FleetBoston Financial Corporation or its predecessors responsible for Corporate Finance and Capital Markets. From 1987 to 1996, Mr. Conway held various senior management positions at Citicorp Securities, Inc. He was a Managing Director and Senior Securities Officer and was responsible for the bank’s private placement, loan syndication and acquisition finance businesses. Mr. Conway received his undergraduate degree from Fairfield University and his masters of business administration from the University of Connecticut. |
John Bray |
Mr. John K. Bray is Chief Financial Officer of NewStar Financial, Inc., since January 2005. From April 2004 to October 2004, Mr. Bray was the Business Financial Officer at Bank of America. From August 1979 to April 2004, Mr. Bray held various positions at FleetBoston Financial Corporation or its predecessors, most recently as Director of Finance—Line of Businesses. Mr. Bray received his undergraduate degree from the College of the Holy Cross and his masters of business administration from the University of Hartford. |
Peter Schmidt-Fellner |
Mr. Peter A. Schmidt-Fellner is Chief Investment Officer, Director of NewStar Financial, Inc. He has served as Company's Chief Investment Officer since Company's inception in 2004 and was elected to Company's Board of Directors in November 2006. From 1993 to 2003, Mr. Schmidt-Fellner was at JPMorgan Securities, Inc. and its various subsidiaries and predecessor institutions, where during his tenure, he was responsible for High Yield Bond Sales, Trading and Research, Loan Trading and Co-Head of High Yield Bond Capital Markets. Mr. Schmidt-Fellner received his undergraduate degree from Colby College and his masters in business administration from the Tuck School of Business at Dartmouth. |
John Frishkopf |
Mr. John J. Frishkopf is Managing Director, Treasurer, Head - Asset Management of NewStar Financial, Inc. He also serves as member of the firm’s Management and Underwriting Committees. Prior to joining the Company, he was a Managing Director of Milford Associates, LLC, a turnaround and corporate restructuring advisory firm, which he founded in 1999. In 1992, he co-founded Benson Oak & Company an investment banking boutique operating in the Czech and Slovak Republics. Prior to Benson Oak, he was a vice president at Citicorp’s North American Investment Banking and International Corporate Finance Division where he spent five years working in capital markets, originating, structuring and placing loan and private placement transactions. |
David Dobies |
Mr. David R. Dobies is Managing Director and Head - Leveraged Finance Origination of NewStar Financial, Inc., since 2004. From 1995 to 2004, Mr. Dobies served in various capacities at FleetBoston Financial Corporation or its predecessors, most recently as Managing Director and Head of the Media, Entertainment and Sports Finance syndication businesses. Mr. Dobies received his undergraduate degree from Villanova University and his masters in business administration from the William E. Simon School of Business at the University of Rochester. |
Patrick McAuliffe |
Mr. Patrick F. McAuliffe is Managing Director, Co-Head - Leveraged Finance Origination and Middle Market Lending Division of NewStar Financial, Inc. He has served as a Managing Director of the Company since 2005 and Co-Head of its Middle Market lending division since 2012. He also serves as a member of the firm’s Management Committee. Prior to joining NewStar Financial in April 2005, he was a Regional Executive in Bank of America’s Metro New York Region, and prior to the merger of FleetBoston Financial and Bank of America, Mr. McAuliffe held numerous positions at FleetBoston Financial between 1984-2004. |
Daniel McCready |
Mr. Daniel D. McCready has been appointed as Chief Credit Officer of NewStar Financial, Inc., effective March 25, 2013. Mr. McCready joins NewStar from CIT Group where he was Chief Credit Officer of CIT Corporate Finance. He has nearly 30 years of experience in leveraged finance and sponsor coverage. As a Chief Credit Officer at CIT since 2009, he chaired the firm’s Corporate Finance Credit Committee with approval authority over a $10 billion portfolio and responsibility for approving transactions across all industry groups and product categories in the Corporate Finance division, including sponsor finance, asset-based lending and equipment finance. He was previously responsible for all underwriting across the firm’s Commercial & Industrial business as Chief Underwriter. Previously, Mr. McCready held senior positions at GE Capital, CIBC World Capital Markets, Bankers Trust Company and Bank of America. |
Richard Thornburgh |
Mr. Richard E. Thornburgh is Lead Independent Director of NewStar Financial, Inc. Mr. Thornburgh has been Vice Chairman of Corsair Capital LLC*, an investment firm, since February 2006. From 1976 until December 2005, Mr. Thornburgh held management positions at the Credit Suisse Group and its various subsidiaries and predecessor institutions, most recently as Executive Vice Chairman of Credit Suisse First Boston and member of the Executive Board of Credit Suisse Group. He currently serves on the Board of Directors of the Credit Suisse Group and is on its Risk, Audit and Executive Committees. Mr. Thornburgh is also currently a member of each of The McGraw Hill Companies, Inc. and Reynolds American Inc. He previously served on the Board of Directors of Dollar General Corporation and National City Corporation. |
Charles Bralver |
Mr. Charles N. Bralver is Independent Director of NewStar Financial, Inc., since February 5, 2009. Mr. Bralver is a corporate director and advisor. He served as a partner with Massif Partners, LLP, an asset management firm, from 2010 to 2012. From May 2007 to September 2010, Mr. Bralver was the Senior Associate Dean for International Business and Finance at the Fletcher School at Tufts University. Mr. Bralver was a founding partner of Oliver Wyman & Company where from 1984 through 2007 he held several positions, including Vice Chairman, Head of Europe, Head of North America, and Head of Capital Markets. From 2007 to 2009 he served as a strategic advisor to the Financial Services Practice at Warburg Pincus LLC. He also serves on the Senior Advisory Board of Oliver Wyman and Bema Capital Partners, as a member of the Board of Visitors of The Fletcher School, and of the John Sloan Dickey Center for International Affairs at Dartmouth College. In 2010, Mr. Bralver joined the Board of Directors of Canaccord Financial, Inc., a Canadian investment bank. |
Bradley Cooper |
Mr. Bradley E. Cooper is Independent Director of NewStar Financial, Inc. Mr. Cooper is a Partner of Capital Z Partners Management, LLC*, the successor to Capital Z Management, LLC (which he joined as a founding Partner in July 1998). He previously held similar positions at Insurance Partners, L.P. and International Insurance Advisors, L.P. Mr. Cooper serves on the Board of Directors of MountainView Capital Holdings, LLC, Permanent General Companies, Inc. and Opportunity Bancshares, Inc. and has previously served on the Board of Directors of Argo Group International Holdings Ltd., PXRE Group Ltd., Universal American Finance Corp., Ceres Group, Inc. and Brookdale Senior Living, Inc. |
Brian Fallon |
Mr. Brian L. P. Fallon is Independent Director of NewStar Financial, Inc., since November 21, 2008. Mr. Fallon is a Partner of O’Connor Capital Partners. Prior to joining O’Connor Capital Partners in September of 2007, Mr. Fallon was a Managing Director and Principal of Extell Development Company from 2002 to 2007. From 1982 to 2002, Mr. Fallon held numerous positions, including Partner, at Meredith & Grew, Inc. and served on the Board of Directors. Mr. Fallon is involved in various non-profit boards and activities and currently serves as a Director on the Advisory Council of the Robert F. Kennedy Children’s Action Corps as well as The Community Builders, Inc. |
Frank Noonan |
Mr. Frank R. Noonan is Independent Director of NewStar Financial, Inc., since December 2006. Mr. Noonan was most recently the Chief Executive Officer of R.H. Donnelley Co., a Yellow Pages and online local commercial search company, from 1991 to 2002. He also served as President of R.H. Donnelley Co. from August 1991 to July 1998 and was Chairman from July 1998 through December 2002. Before that, he served as Senior Vice President, Finance, with Dun & Bradstreet and as a member of its Board of Directors. He currently is a member of the Audit Committees of Avnet, Inc. and was previously a Director and member of the Audit Committee of Toys “R” U.S., Inc. and the Risk Metrics Group. |
Maureen O'Hara |
Ms. Maureen P. O'Hara is Independent Director of NewStar Financial, Inc., since December 13, 2006. Ms. O'Hara is the Robert W. Purcell Professor of Finance at the Johnson Graduate School of Management, Cornell University, where she joined the faculty in 1979. Ms. O'Hara currently serves on the Board of Directors of Investment Technology Group, Inc., where she has been Chairman of the Board since May 2007 and where she has served on the Compensation Committee, Audit Committee and Nominating Committee. Ms. O’Hara also serves on the Board of Trustees of TIAA-CREF, where she is on the Investment Committee, the Diversified Business Committee and the Nominating Committee. |
Colleen Banse |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Timothy Conway |
1,400,670 |
John Bray |
1,046,800 |
Peter Schmidt-Fellner |
1,190,000 |
John Frishkopf |
-- |
David Dobies |
746,325 |
Patrick McAuliffe |
1,320,300 |
Daniel McCready |
-- |
Richard Thornburgh |
-- |
Charles Bralver |
-- |
Bradley Cooper |
-- |
Brian Fallon |
-- |
Frank Noonan |
-- |
Maureen O'Hara |
-- |
Colleen Banse |
-- |
As Of 30 Dec 2012
Options Compensation
| Name | Options | Value |
|---|---|---|
Timothy Conway |
0 | 0 |
John Bray |
0 | 0 |
Peter Schmidt-Fellner |
0 | 0 |
John Frishkopf |
0 | 0 |
David Dobies |
0 | 0 |
Patrick McAuliffe |
0 | 0 |
Daniel McCready |
0 | 0 |
Richard Thornburgh |
0 | 0 |
Charles Bralver |
0 | 0 |
Bradley Cooper |
0 | 0 |
Brian Fallon |
0 | 0 |
Frank Noonan |
0 | 0 |
Maureen O'Hara |
0 | 0 |
Colleen Banse |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
THORNBURGH RICHARD E |
8,250 | $0.00 |
FALLON BRIAN L P |
8,250 | $0.00 |
COOPER BRADLEY E |
6,188 | $0.00 |
NOONAN FRANK R |
8,250 | $0.00 |
BRALVER CHARLES N |
6,188 | $0.00 |
O HARA MAUREEN P |
8,250 | $0.00 |
MCCREADY DANIEL D |
14,825 | $0.00 |
MCCREADY DANIEL D |
14,677 | $0.00 |
MCCREADY DANIEL D |
11,891 | $0.00 |
MCCREADY DANIEL D |
4,991 | $0.00 |
MCAULIFFE PATRICK F |
783 | $13.97 |
O HARA MAUREEN P |
15,000 | $2.20 |
O HARA MAUREEN P |
14,687 | $6.40 |
FRISHKOPF JOHN J |
2,250 | $0.00 |
CLEMMENS ROBERT T |
27,688 | $12.50 |
MCAULIFFE PATRICK F |
1,573 | $12.50 |
CONWAY TIMOTHY J |
50,588 | $12.50 |
FRISHKOPF JOHN J |
27,313 | $12.50 |
SCHMIDT FELLNER PETER A |
39,050 | $12.50 |
DOBIES DAVID R |
26,713 | $12.50 |
BRAY JOHN KIRBY |
28,113 | $12.50 |
FRISHKOPF JOHN J |
4,800 | $12.33 |
FRISHKOPF JOHN J |
1,000 | $0.00 |
FRISHKOPF JOHN J |
1,250 | $0.00 |
COOPER BRADLEY E |
9,945 | $0.00 |
Thomson Reuters is the world's largest international multimedia news agency, providing investing news, world news, business news, technology news, headline news, small business news, news alerts, personal finance, stock market, and mutual funds information available on Reuters.com, video, mobile, and interactive television platforms. Thomson Reuters journalists are subject to an Editorial Handbook which requires fair presentation and disclosure of relevant interests.
NYSE and AMEX quotes delayed by at least 20 minutes. Nasdaq delayed by at least 15 minutes. For a complete list of exchanges and delays, please click here.
