People: Nuveen California Amt-Free Municipal Income Fund (NKX)

NKX on New York Consolidated

13.48USD
10 Jul 2014
Price Change (% chg)

$-0.03 (-0.22%)
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$13.51
Open
$13.54
Day's High
$13.54
Day's Low
$13.47
Volume
46,033
Avg. Vol
83,680
52-wk High
$13.95
52-wk Low
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Summary

Name Age Since Current Position

William Schneider

69 2013 Independent Chairman of the Board

Gifford Zimmerman

57 1988 Chief Administrative Officer

Walter Kelly

44 2003 Chief Compliance Officer, Vice President

Stephen Foy

59 2009 Vice President, Controller

Scott Grace

43 2009 Vice President, Treasurer

Kevin McCarthy

48 2007 Vice President, Secretary

Kathleen Prudhomme

61 2011 Vice President, Assistant Secretary

Joel Slager

36 2013 Vice President, Assistant Secretary

Cedric Antosiewicz

52 2007 Vice President

Margo Cook

50 2009 Vice President

Lorna Ferguson

68 1998 Vice President

Tina Lazar

52 2002 Vice President

William Adams

58 2013 Director

Thomas Schreier

52 2013 Director

Robert Bremner

73 2013 Independent Director

Jack Evans

65 1999 Independent Director

William Hunter

66 2004 Independent Director

David Kundert

71 2005 Independent Director

John Nelson

52 2013 Independent Director

Judith Stockdale

66 1997 Independent Director

Carole Stone

66 2007 Independent Director

Virginia Stringer

69 2011 Independent Director

Terence Toth

54 2008 Independent Director

Biographies

Name Description

William Schneider

Dr. William J. Schneider is Independent Chairman of the Board of Nuveen California AMT-Free Municipal Income Fund. Dr. Schneider is Chairman of Miller-Valentine Partners Ltd., a real estate investment company; Board Member of Mid-America Health System, of Tech Town, Inc., a not-for-profit community development company, and of WDPR Public Radio Station; formerly, Senior Partner and Chief Operating Officer (retired, 2004) of Miller-Valentine Group; formerly, Director, Dayton Development Coalition; formerly, Board Member, Business Advisory Council, Cleveland Federal Reserve Bank and University of Dayton Business School Advisory Council.

Gifford Zimmerman

Mr. Gifford R. Zimmerman is Chief Administrative Officer of Nuveen California AMT-Free Municipal Income Fund. He is Managing Director (since 2002) and Assistant Secretary of Nuveen Securities, LLC; Managing Director (since 2002), Assistant Secretary (since 1997) and Co-General Counsel (since 2011) of Nuveen Fund Advisors, LLC; Managing Director (since 2004) and Assistant Secretary (since 1994) of Nuveen Investments, Inc.; Managing Director, Assistant Secretary and Associate General Counsel of Nuveen Asset Management, LLC (since 2011); Vice President and Assistant Secretary of NWQ Investment Management Company, LLC and Nuveen Investments Advisers Inc. (since 2002); Managing Director, Associate General Counsel and Assistant Secretary of Symphony Asset Management LLC (since 2003); Vice President and Assistant Secretary of Santa Barbara Asset Management, LLC (since 2006) and of Winslow Capital Management, LLC (since 2010); Vice President and Assistant Secretary (since 2013), formerly, Chief Administrative Officer and Chief Compliance Officer (2006-2013) of Nuveen Commodities Asset Management, LLC; Chartered Financial Analyst.

Walter Kelly

Mr. Walter M. Kelly is Chief Compliance Officer, Vice President of Nuveen California AMT-Free Municipal Income Fund. He is Senior Vice President (since 2008) of Nuveen Investments Holdings, Inc.

Stephen Foy

Mr. Stephen D. Foy is Vice President, Controller of Nuveen California AMT-Free Municipal Income Fund. He is Senior Vice President (since 2013), formerly, Vice President of Nuveen Fund Advisors, LLC; Chief Financial Officer of Nuveen Commodities Asset Management, LLC (since 2010); formerly, Senior Vice President (2010-2011), formerly, Vice President (2005-2010) and Funds Controller of Nuveen Securities, LLC; Certified Public Accountant.

Scott Grace

Mr. Scott S. Grace is Vice President, Treasurer of Nuveen California AMT-Free Municipal Income Fund. He is Managing Director and Treasurer (since 2009) of Nuveen Fund Advisors, LLC, Nuveen Investments Advisers Inc., Nuveen Investments Holdings, Inc., Nuveen Securities, LLC and (since 2011) Nuveen Asset Management, LLC; Vice President and Treasurer of NWQ Investment Management Company, LLC, Tradewinds Global Investors, LLC, Symphony Asset Management LLC and Winslow Capital Management, LLC; Vice President of Santa Barbara Asset Management, LLC; formerly, Treasurer (2006-2009), Senior Vice President (2008-2009), previously, Vice President (2006-2008) of Janus Capital Group, Inc.; formerly, Senior Associate in Morgan Stanley’s Global Financial Services Group (2000-2003); Chartered Accountant Designation.

Kevin McCarthy

Mr. Kevin J. McCarthy is Vice President, Secretary of Nuveen California AMT-Free Municipal Income Fund. He isManaging Director and Assistant Secretary (since 2008) of Nuveen Securities, LLC and Nuveen Investments, Inc.; Managing Director (since 2008), Assistant Secretary (since 2007) and Co-General Counsel (since 2011) of Nuveen Fund Advisors, LLC; Managing Director, Assistant Secretary and Associate General Counsel (since 2011) of Nuveen Asset Management, LLC; Managing Director (since 2008) and Assistant Secretary of Nuveen Investments Holdings, Inc. and Nuveen Investments Advisers Inc.; Vice President (since 2007) and Assistant Secretary of NWQ Investment Management Company, LLC, NWQ Holdings, LLC, Symphony Asset Management LLC, Santa Barbara Asset Management, LLC and (since 2010) Winslow Capital Management, LLC; Vice President (since 2010) and Assistant Secretary of Nuveen Commodities Asset Management, LLC.

Kathleen Prudhomme

Ms. Kathleen L. Prudhomme is Vice President, Assistant Secretary of Nuveen California AMT-Free Municipal Income Fund. She is Managing Director and Assistant Secretary of Nuveen Securities, LLC (since 2011); Managing Director, Assistant Secretary and Associate General Counsel (since 2011) of Nuveen Fund Advisors, LLC; Managing Director, Assistant Secretary and Associate General Counsel (since 2011) of Nuveen Asset Management, LLC; formerly, Deputy General Counsel, FAF Advisors, Inc. (2004-2010).

Joel Slager

Mr.Joel T. Slager is Vice President and Assistant Secretary of Nuveen California AMT-Free Municipal Income Fund .He is Fund Tax Director for Nuveen Funds (since May 2013); previously, Vice President of Morgan Stanley Investment Management, Inc., Assistant Treasurer of the Morgan Stanley Funds (from 2010 to 2013); Tax Director at PricewaterhouseCoopers LLP (from 2008 to 2010).

Cedric Antosiewicz

Mr. Cedric H. Antosiewicz is Vice President of Nuveen California AMT-Free Municipal Income Fund. He isManaging Director (since 2004) of Nuveen Securities LLC.

Margo Cook

Mr. Margo L. Cook is Vice President of Nuveen California AMT-Free Municipal Income Fund. He is Executive Vice President (since 2008) of Nuveen Investments, Inc., Nuveen Fund Advisors, LLC (since 2011) and Nuveen Securities, LLC (since 2013); Managing Director—Investment Services of Nuveen Commodities Asset Management, LLC (since 2011); previously, Head of Institutional Asset Management (2007-2008) of Bear Stearns Asset Management; Head of Institutional Asset Mgt. (1986-2007) of Bank of NY Mellon; Chartered Financial Analyst.

Lorna Ferguson

Ms. Lorna C. Ferguson is Vice President of Nuveen California AMT-Free Municipal Income Fund. She isManaging Director of Nuveen Investments Holdings, Inc.

Tina Lazar

Ms. Tina M. Lazar is Vice President of Nuveen California AMT-Free Municipal Income Fund. She is Senior Vice President of Nuveen Investments Holdings, Inc.

William Adams

Mr. William Adams, IV, is Director of Nuveen California AMT-Free Municipal Income Fund. He is Senior Executive Vice President, Global Structured Products, formerly, Executive Vice President (1999-2010) of Nuveen Securities, LLC; Co-President of Nuveen Fund Advisors, Inc. (since 2011); President (since 2011), formerly, Managing Director (2010-2011) of Nuveen Commodities Asset Management, LLC.

Thomas Schreier

Mr.Thomas S. Schreier, Jr is a Director of Nuveen California AMT-Free Municipal Income Fund .He is Vice Chairman, Wealth Management of Nuveen Investments, Inc. (since 2011); Co-President of Nuveen Fund Advisors, LLC; Chairman of Nuveen Asset Management, LLC (since 2011); Co-Chief Executive Officer of Nuveen Securities, LLC (since 2011); Member of the Board of Governors and Chairman’s Council of the Investment Company Institute; formerly, Chief Executive Officer (2000-2010) and Chief Investment Officer (2007-2010) of FAF Advisors, Inc.; formerly, President of First American Funds (2001-2010).

Robert Bremner

Mr. Robert P. Bremner is Independent Director of Nuveen California AMT-Free Municipal Income Fund. He is a private investor and management consultant in Washington, D.C. His biography of William McChesney Martin, Jr., a former chairman of the Federal Reserve Board, was published by Yale University Press in November 2004. From 1994 to 1997, he was a Senior Vice President at Samuels International Associates, an international consulting firm specializing in governmental policies, where he served in a part-time capacity. Previously, Mr. Bremner was a partner in the LBK Investors Partnership and was chairman and majority stockholder with ITC Investors Inc., both private investment firms. He currently serves on the Board and as Treasurer of the Humanities Council of Washington D.C. and is a Board Member of the Independent Directors Council affiliated with the Investment Company Institute. From 1984 to 1996, Mr. Bremner was an independent Trustee of the Flagship Funds, a group of municipal open-end funds. He began his career at the World Bank in Washington D.C. He graduated with a Bachelor of Science degree from Yale University and received his MBA from Harvard University.

Jack Evans

Mr. Jack B. Evans is Independent Director of Nuveen California AMT-Free Municipal Income Fund. He is President, The Hall-Perrine Foundation, a private philanthropic corporation (since 1996); Director, Source Media Group; Life Trustee of Coe College and Iowa College Foundation; formerly, Director, Federal Reserve Bank of Chicago; formerly, President and Chief Operating Officer, SCI Financial Group, Inc., a regional financial services firm; formerly, Member and President Pro Tem of the Board of Regents for the State of Iowa University System.

William Hunter

Mr. William Curt Hunter is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Mr. Hunter became Dean Emeritus (since June 30, 2012), formerly, Dean (2006-2012), Tippie College of Business, University of Iowa; Director (since 2005) and President (since July 2012), Beta Gamma Sigma, Inc., The International Business Honor Society; Director of Wellmark, Inc. (since 2009); formerly, Director (1997-2007), Credit Research Center at Georgetown University; formerly, Dean and Distinguished Professor of Finance, School of Business at the University of Connecticut (2003-2006); previously, Senior Vice President and Director of Research at the Federal Reserve Bank of Chicago (1995-2003).

David Kundert

Mr. David J. Kundert is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Mr. Kundert Formerly, Director, Northwestern Mutual Wealth Management Company (2006-2013); retired (since 2004) as Chairman, JPMorgan Fleming Asset Management, President and CEO, Banc One Investment Advisors Corporation, and President, One Group Mutual Funds; prior thereto, Executive Vice President, Bank One Corporation and Chairman and CEO, Banc One Investment Management Group; Regent Emeritus, Member of Investment Committee, Luther College; Member of the Wisconsin Bar Association; Member of Board of Directors, Friends of Boerner Botanical Gardens; Member of Board of Directors and Chair of Investment Committee, Greater Milwaukee Foundation; Member of the Board of Directors (Milwaukee), College Possible

John Nelson

Mr.John K. Nelson is an Independent Director of Nuveen California AMT-Free Municipal Income Fund.He is Senior external advisor to the financial services practice of Deloitte Consulting LLP (since 2012); Member of Board of Directors of Core12 LLC (since 2008), a private firm which develops branding, marketing and communications strategies for clients; Chairman of the Board of Trustees of Marian University (since 2010 as trustee, 2011 as Chairman); Director of The Curran Center for Catholic American Studies (since 2009) and The President’s Council , Fordham University (since 2010); formerly, Chief Executive Officer of ABN AMRO N.V. North America, and Global Head of its Financial Markets Division (2007-2008); prior senior positions held at ABN AMRO include Corporate Executive Vice President and Head of Global Markets – the Americas (2006-2007), CEO of Wholesale Banking – North America and Global Head of Foreign Exchange and Futures Markets (2001-2006), and Regional Commercial Treasurer and Senior Vice President Trading – North America (1996-2001); formerly, Trustee at St. Edmund Preparatory School in New York City.

Judith Stockdale

Ms. Judith M. Stockdale is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Ms. Stockdale is Formerly, Executive Director (1994-2012), Gaylord and Dorothy Donnelley Foundation; prior thereto, Executive Director, Great Lakes Protection Fund (1990-1994). Ms. Stockdale, a native of the United Kingdom, has a Bachelor of Science degree in geography from the University of Durham (UK) and a Master of Forest Science degree from Yale University.

Carole Stone

Ms. Carole E. Stone is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Ms. Stone is Director, Chicago Board Options Exchange, Inc. (since 2006); Director, C2 Options Exchange, Incorporated (since 2009); formerly, Commissioner, New York State Commission on Public Authority Reform (2005-2010); formerly, Chair, New York Racing Association Oversight Board (2005-2007).Ms. Stone has a Bachelor of Arts in Business Administration from Skidmore College.

Virginia Stringer

Ms. Virginia L. Stringer is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Ms. Stringer served as the Board Member, Mutual Fund Directors Forum; former Member, Governing Board, Investment Company Institute’s Independent Directors Council; Governance consultant and non-profit board member; former Owner and President, Strategic Management Resources, Inc. a management consulting firm; previously, held several executive positions in general management, marketing and human resources at IBM and The Pillsbury Company.

Terence Toth

Mr. Terence J. Toth is Independent Director of Nuveen California AMT-Free Municipal Income Fund. Mr. Toth has served as Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and a member of its investment committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University.
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