Edition:
United States

Nomura Holdings Inc (NMR)

NMR on New York Consolidated

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7 Dec 2016
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Summary

Name Age Since Current Position

Nobuyuki Koga

66 2011 Chairman of the Board, Chairman of Subsidiary

Koji Nagai

57 2013 Group Chief Executive Officer, Representative Executive Officer, President of Subsidiary, Director

Takumi Kitamura

49 2016 Chief Financial Officer, Executive Officer

Tetsu Ozaki

57 2016 Representative Executive Officer, Group Chief Operating Officer, Director

Paul Spanswick

Group Chief Administrative Officer, Executive Officer

Kaoru Numata

Chief Information Officer, Executive Officer

Lewis O'Donald

Chief Risk Officer, Executive Officer

Yo Akatsuka

Executive Officer

Takeo Aoki

Executive Officer

Steven Ashley

Executive Officer

David Findlay

Executive Officer, President & Chief Executive Officer of Subsidiaries

Toshiyasu Iiyama

Executive Officer, President & Chief Executive Officer of Subsidiary

Hajime Ikeda

Executive Officer

Toshihiro Iwasaki

59 2011 Executive Officer, President of Subsidiary

Yasuo Kashiwagi

53 Executive Officer

Kenji Kimura

Executive Officer

Jonathan Lewis

Executive Officer, Chief Executive Officer of Subsidiaries

Shoichi Nagamatsu

58 2013 Executive Officer

Junko Nakagawa

51 Executive Officer

Yutaka Nakajima

Executive Officer

Yuji Nakata

57 2016 Executive Officer

Rikiya Nonomura

Executive Officer

Kentaro Okuda

Executive Officer

Minoru Shinohara

Executive Officer, Executive Chairman of EMEA

Yasushi Takayama

Executive Officer, Chief Legal Officer

Tsutomu Takemura

Executive Officer

Tomoyuki Teraguchi

Executive Officer

Chie Toriumi

Executive Officer, President of Subsidiary

Kunio Watanabe

53 2014 Executive Officer, Manager of Asset Management, Chief Executive Officer & Executive President of Subsidiary

Eiichiro Yamaguchi

Executive Officer, Manager of Sales

David Benson

65 2011 Director

Hisato Miyashita

57 2016 Director

Clara Furse

59 2010 Independent Director

Toshinori Kanemoto

71 2011 Independent Director

Hiroshi Kimura

63 2015 Independent Director

Takao Kusakari

76 2011 Independent Director

Choo San Lim

70 2011 Independent Director

Noriaki Shimazaki

70 2016 Independent Director

Yuko Horiuchi

2016 Director of Accounting

Biographies

Name Description

Nobuyuki Koga

Mr. Nobuyuki Koga has been serving as Chairman of the Board in Nomura Holdings, Inc., as well as Chairman of the Board of a subsidiary, Nomura Securities Co., Ltd., since June 2011. He is also Chairman of Nominating and Compensation Committees of the Company, and serving as President and Representative Director of another company. He joined the Company in April 1974. His previous titles include Managing Director, Vice President, President and Chief Executive Officer in the Company.

Koji Nagai

Mr. Koji Nagai has been serving as Group Chief Executive Officer, Representative Executive Officer and Director in Nomura Holdings Inc., as well as President, Representative Executive Officer and Director of a subsidiary, Nomura Securities Co., Ltd., since June 2013. He joined the Company in April 1981. He obtained LLB from Chuo University in March 1981.

Takumi Kitamura

Mr. Takumi Kitamura has been serving as Chief Financial Officer and Executive Officer in Nomura Holdings, Inc. since April 2016. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1990.

Tetsu Ozaki

Mr. Tetsu Ozaki has been serving as Representative Executive Officer, Group Chief Operating Officer and Director in Nomura Holdings, Inc. since June 2016. He is also serving as Vice President, Representative Executive Officer and Director in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1982.

Paul Spanswick

Kaoru Numata

Kaoru Numata is serving as Chief Information Officer and Executive Officer in Nomura Holdings, Inc. Kaoru Numata is serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Lewis O'Donald

Yo Akatsuka

Mr. Yo Akatsuka is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Managing Director in a subsidiary, Nomura Securities Co., Ltd., as well as Director in other three subsidiaries, including Nomura Asset Management Co., Ltd., The Nomura Trust and Banking Co., Ltd. and Nomura Institute of Capital Markets Research.

Takeo Aoki

Mr. Takeo Aoki is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Steven Ashley

David Findlay

Toshiyasu Iiyama

Mr. Toshiyasu Iiyama is serving as Executive Officer in Nomura Holdings, Inc., as well as President and Chief Executive Officer of a subsidiary, Nomura Asia Holding N.V. He is also serving as Managing Director of Nomura Securities Co., Ltd.

Hajime Ikeda

Mr. Hajime Ikeda is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Toshihiro Iwasaki

Mr. Toshihiro Iwasaki has been serving as Executive Officer in Nomura Holdings, Inc., as well as President and Representative Director of a subsidiary, Nomura Institute of Capital Markets Research, since June 2011. He is also serving as Vice President and Representative Executive Officer in another subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1981.

Yasuo Kashiwagi

Mr. Yasuo Kashiwagi is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Kenji Kimura

Mr. Kenji Kimura is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Managing Director in a subsidiary, Nomura Securities Co., Ltd.

Jonathan Lewis

Shoichi Nagamatsu

Mr. Shoichi Nagamatsu has been serving as Executive Officer in Nomura Holdings, Inc. since April 2013. He is also serving as Vice President and Representative Executive Officer in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1982.

Junko Nakagawa

Ms. Junko Nakagawa is serving as Executive Officer in Nomura Holdings, Inc. She is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd., as well as Director in other two subsidiaries, including Nomura Asset Management Co., Ltd. and The Nomura Trust and Banking Co., Ltd.

Yutaka Nakajima

Mr. Yutaka Nakajima is serving as Executive Officer and Manager of Sales in Nomura Holdings, Inc. He is also serving as Managing Director in a subsidiary, Nomura Securities Co., Ltd.

Yuji Nakata

Mr. Yuji Nakata has been serving as Executive Officer in Nomura Holdings, Inc. since April 2016. He is also serving as Senior Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd. He joined the Company in April 1983.

Rikiya Nonomura

Mr. Rikiya Nonomura is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Kentaro Okuda

Mr. Kentaro Okuda is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Senior Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Minoru Shinohara

Mr. Minoru Shinohara is serving as Executive Officer and Executive Chairman of EMEA in Nomura Holdings, Inc. He is also serving as Managing Director in a subsidiary, Nomura Securities Co., Ltd.

Yasushi Takayama

Mr. Yasushi Takayama is serving as Executive Officer and Chief Legal Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Tsutomu Takemura

Mr. Tsutomu Takemura is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Tomoyuki Teraguchi

Mr. Tomoyuki Teraguchi is serving as Executive Officer in Nomura Holdings, Inc. He is also serving as Representative Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

Chie Toriumi

Kunio Watanabe

Mr. Kunio Watanabe has been serving as Executive Officer and Manager of Asset Management in Nomura Holdings, Inc., as well as Chief Executive Officer, Executive President and Director of a subsidiary, Nomura Asset Management Co., Ltd., since April 2014. He joined the Company in April 1985.

Eiichiro Yamaguchi

Mr. Eiichiro Yamaguchi is serving as Executive Officer and Manager of Sales in Nomura Holdings, Inc. He is also serving as Senior Managing Executive Officer in a subsidiary, Nomura Securities Co., Ltd.

David Benson

Mr. David Benson has been serving as Director in Nomura Holdings, Inc. since June 2011. He is also serving as Non-Executive Director in two subsidiaries, Nomura Europe Holdings plc and Nomura International plc. He used to serve as Vice Chairman of the Board, Executive Officer, Chief Risk Officer and Vice Chairman of Risk and Regulary Affairs in the Company.

Hisato Miyashita

Mr. Hisato Miyashita has been serving as Director in Nomura Holdings, Inc. since June 2016. He is a member of Audit Committee of the Company. He is also serving as Director in two subsidiaries, including Nomura Asset Management Co., Ltd. and The Nomura Trust and Banking Co., Ltd., and working for another subsidiary, Nomura Financial Products & Services, Inc. He joined the Company in July 1987. He previously served as Executive Officer in the Company. He used to work for Citigroup Global Markets Japan Inc. and another subsidiary, Nomura Securities Co., Ltd.

Clara Furse

Ms. Dama Clara Furse has been serving as Independent Director in Nomura Holdings, Inc. since June 2010. She is also serving as Non-Executive Director in Amadeus IT Holding, S.A., Vodafone Group Plc and UK Department for Work and Pensions, and working for Bank of England Financial Policy Committee.

Toshinori Kanemoto

Mr. Toshinori Kanemoto has been serving as Independent Director in Nomura Holdings, Inc. since June 2011. He is also a member of Audit Committee of the Company. He is also serving as Independent Director in Riken Corporation, and working for JX Holdings, Inc., Nippon Television Holdings, Inc. and City-Yuwa Partners.

Hiroshi Kimura

Mr. Hiroshi Kimura has been serving as Independent Director in Nomura Holdings, Inc. since June 2015. He is also a member of Nominating Committee and Compensation Committee of the Company. He is also serving as Independent Director in ASAHI GLASS CO., LTD. and IHI Corporation, and working for JAPAN TOBACCO INC.

Takao Kusakari

Mr. Takao Kusakari has been serving as Independent Director in Nomura Holdings, Inc. since April 2015. He is also a member of Nominating and Compensation Committees of the Company. He is also working for Nippon Yusen Kabushiki Kaisha.

Choo San Lim

Mr. Michael Choo San Lim has been serving as Independent Director in Nomura Holdings, Inc. since June 2011. He is also serving as Non-Executive Chairman of Nomura Singapore Ltd., and working for The Singapore Public Service Commission. He used to work for Price Waterhouse, Singapore, PricewaterhouseCoopers, Singapore, Land Transport Authority of Singapore, Olam International Limited, Accounting Standards Council, Singapore and Singapore Accountancy Commission.

Noriaki Shimazaki

Mr. Noriaki Shimazaki has been serving as Independent Director in Nomura Holdings, Inc. since June 2016. He is also Chairman of Audit Committee of the Company, Independent Director in Autobacs Seven Co., Ltd., UKC Holdings Corporation and Loginet Japan Co., Ltd., as well as Director in a subsidiary, Nomura Securities Co., Ltd. He is also working for Japan Securities Dealers Association, IFRS Foundation Asia-Oceania Office and Japanese Institute of Certified Public Accountants. He used to work for Sumitomo Corporation.

Yuko Horiuchi