People: New York Mortgage Trust Inc (NYMT.PH)

Summary

Name	Age	Since	Current Position
Douglas Neal	53	2012	Independent Non-Executive Chairman of the Board
Steven Mumma	54	2010	President, Chief Executive Officer, Director
Fredric Starker	62	2010	Chief Financial Officer
Nathan Reese	34	2009	Vice President, Secretary
David Bock	69	2012	Independent Director
Alan Hainey	66	2004	Independent Director
Steven Norcutt	53	2004	Independent Director

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Biographies

Name	Description
Douglas Neal	Mr. Douglas E. Neal has been appointed as Independent Non-Executive Chairman of the Board of New York Mortgage Trust, Inc., effective April 18, 2012. He became a member of the Board of Directors on April 2, 2012. Mr. Neal is the founder of Neal Capital, which provides financial advisory services to real estate companies. Prior to founding Neal Capital, Mr. Neal served as a Managing Director for the Real Estate Investment Banking Group at Bank of America Merrill Lynch and its predecessors from February 1998 to October 2011 and held various other positions with such predecessors from 1991 to 1998. Prior to joining Bank of America Merrill Lynch, from 1983 to 1989, Mr. Neal developed a variety of commercial real estate properties, including apartments, condominiums, industrial buildings, retail buildings and a hotel. Mr. Neal holds a B.S. in Civil Engineering from Cornell University and an M.B.A. from the Kenan-Flagler School at the University of North Carolina at Chapel Hill. Mr. Neal has agreed to become a director (and member of the audit committee) of Independence Mortgage Trust, Inc., a newly organized non-traded public REIT that will originate, acquire and manage a portfolio of commercial real estate loans, commercial mortgage-backed securities and other commercial real estate-related securities.
Steven Mumma	Mr. Steven R. Mumma is President, Chief Executive Officer, Director of New York Mortgage Trust, Inc. Mr. Mumma was named Chief Executive Officer effective February 3, 2009. Mr. Mumma was appointed President and Co-Chief Executive Officer effective March 31, 2007, which marked the divestment of the Company’s mortgage lending business, and served as Chief Financial Officer from November 2006 to October 2010. Prior to serving in the above capacities, Mr. Mumma served as Chief Investment Officer, a position to which he was named in July 2005, and as Chief Operating Officer, commencing in November 2003. From September 2000 to September 2003, Mr. Mumma was a Vice President of Natexis ABM Corp., a wholly-owned subsidiary of Natexis Banques Populaires. From 1997 to 2000, Mr. Mumma served as a Vice President of Mortgage-Backed Securities trading for Credit Agricole. Prior to joining Credit Agricole, from 1988 to 1997, Mr. Mumma was a Vice President of Natexis ABM Corp. Prior to joining Natexis ABM Corp., from 1986 to 1988, Mr. Mumma was a Controller for PaineWebber Real Estate Securities Inc., the mortgage-backed trading subsidiary of PaineWebber Inc. Prior to joining PaineWebber, from 1981 to 1985, Mr. Mumma worked for Citibank in its Capital Markets Group, as well as for Ernst & Young LLP. Mr. Mumma received a B.B.A. cum laude from Texas A&M University.
Fredric Starker	Mr. Fredric S. Starker is Chief Financial Officer of New York Mortgage Trust, Inc., since October 4, 2010. Mr. Starker is a Partner at Imowitz Koenig & Co., LLP (“Imowitz”), Certified Public Accountants, and a Principal of RESIG, a real estate consulting firm and an affiliate of Imowitz. Mr. Starker joined Imowitz in 1992 and became Partner in 1994, and has been a Principal at RESIG since that company's inception in 1999. Prior to joining Imowitz and RESIG, Mr. Starker served as a Vice President of Integrated Resources, Inc., a publicly traded real estate and investment company, from 1988 to 1991, and as the Chief Financial Officer of Berg Harmon Associates, a real estate investment company, from 1981 to 1988. Mr. Starker is a certified public accountant, and received a B.A. from Queens College and an M.S. in Accounting from the State University of New York at Albany.
Nathan Reese	Mr. Nathan R. Reese is Vice President and Secretary of New York Mortgage Trust, Inc. Mr. Reese was named Vice President of the Company in March 2007 and Secretary effective January 1, 2008. On March 25, 2009, the Board of Directors designated Mr. Reese an executive officer of the Company. In his capacity as Vice President, Mr. Reese manages company operations including portfolio activity, treasury, servicing, and is responsible for overseeing cash flow management and foreclosure and delinquency monitoring. Prior to his current position, Mr. Reese was employed by the Company as a Senior Securitization Analyst from October 2005 to October 2007 and as a Portfolio Operations Manager from April 2004 to October 2005. Before joining the Company in April 2004, Mr. Reese was a Financial Associate with The Vanguard Group, based in Malvern, Pennsylvania. He holds a B.A. in Finance from La Salle University.
David Bock	Mr. David R. Bock has been appointed as Independent Director of New York Mortgage Trust, Inc., effective January 18, 2012. Mr. Bock is a Managing Partner of Federal City Capital Advisors, a Washington, D.C.-based business and financial advisory services company, a position he has held since 2004. Mr. Bock has a background in international economics and finance, capital markets and organizational development, having served as a Managing Director of Lehman Brothers and in various executive roles at the World Bank, including as the chief of staff for the World Bank’s lending operations. He was the Chief Financial Officer of I-Trax, Inc., a publicly traded healthcare company prior to its sale to Walgreen’s in 2008, and previously the Chief Financial Officer of Pedestal Inc., an online mortgage trading platform. Mr. Bock served as interim Chief Executive Officer of Oxford Analytica in 2010. Mr. Bock began his professional career with McKinsey & Co. following completion of an advanced degree in economics from Oxford University, where he was a Rhodes Scholar. He received a B.A. in philosophy from the University of Washington. Mr. Bock currently serves on the Boards of the Pioneer Funds complex, where he serves as chairman of the audit committee, the Swiss-Helvetia Fund, where he also serves on the audit committee, and Oxford Analytica, as well as various private and charitable organizations. Mr. Bock previously served on Board of Directors from 2004 to 2009.
Alan Hainey	Mr. Alan L. Hainey is Independent Director of New York Mortgage Trust, Inc., since June 2004. Mr. Hainey is the owner and manager of Carolina Dominion, LLC, a real estate brokerage development and investment firm that he founded in 2004. In 2001, Mr. Hainey incorporated and funded the Merrill L. Hainey Family Foundation, a not-for-profit charitable organization dedicated to academic achievement through scholarships, where he continues to serve as President. From 1996 to 2000, Mr. Hainey operated an independent consulting practice providing advisory and marketing services to clients engaged in insurance, mortgage finance and investment management. From 1990 to 1996, Mr. Hainey served as President and Chief Operating Officer of GE Capital’s mortgage banking businesses and was a member of the GE Capital corporate executive council. From 1983 to 1990, Mr. Hainey served as President of GE Capital Mortgage Securities. Mr. Hainey received a B.A. with honors and a J.D. from the University of Missouri and a Master of Management with distinction from the Kellogg School of Northwestern University.
Steven Norcutt	Mr. Steven G. Norcutt is Independent Director of New York Mortgage Trust, Inc., since June 2004. Mr. Norcutt has served since October 2009 as the President of Schafer Richardson, Inc., a commercial real estate management, construction, development, leasing and investment company based in Minneapolis, Minnesota. From April 2008 to October 2009, Mr. Norcutt served as Senior Vice President - Regional Manager of Guaranteed Rate Mortgage, a residential mortgage banking company headquartered in Chicago, Illinois. Prior to joining Guaranteed Rate, Mr. Norcutt served as Executive Vice President and Chief Operating Officer of Centennial Mortgage and Funding, Inc., a residential mortgage banking company based in Minnesota. Prior to joining Centennial Mortgage and Funding, Inc., Mr. Norcutt served as Senior Vice President and Portfolio Manager of Structured Finance for Reliastar Investment Research, Inc. from 1993 through 2001. Mr. Norcutt joined Reliastar Investment Research, Inc. in 1988 as Vice President and Portfolio Manager of Residential Mortgage Loans. Mr. Norcutt received an M.B.A. in Finance from the Carlson School of Business at the University of Minnesota and a B.S. in Finance from St. Cloud State University.

Basic Compensation

Name	Fiscal Year Total
Douglas Neal	--
Steven Mumma	1,439,710
Fredric Starker	--
Nathan Reese	401,096
David Bock	--
Alan Hainey	--
Steven Norcutt	--

As Of 30 Dec 2012

Options Compensation

Name	Options	Value
Douglas Neal	0	0
Steven Mumma	0	0
Fredric Starker	0	0
Nathan Reese	0	0
David Bock	0	0
Alan Hainey	0	0
Steven Norcutt	0	0

Insider Trading

Name	Shares Traded	Price
REESE NATHAN R	5,259	$0.00
MUMMA STEVEN R	70,126	$0.00
NORCUTT STEVEN G	617	$6.32
HAINEY ALAN L	1,780	$6.32
NEAL DOUGLAS E	3,560	$6.32
HAINEY ALAN L	5,000	$0.00
NORCUTT STEVEN G	1,000	$6.65
NORCUTT STEVEN G	5,000	$0.00
HAINEY ALAN L	2,000	$6.65
BOCK DAVID R	5,000	$6.65
NEAL DOUGLAS E	3,380	$6.65
BOCK DAVID R	5,000	$0.00
NEAL DOUGLAS E	5,000	$0.00
HAINEY ALAN L	500	$6.50
HAINEY ALAN L	817	$6.48
HAINEY ALAN L	1,000	$6.56
NORCUTT STEVEN G	3,000	$6.75
MUMMA STEVEN R	20,804	$0.00
REESE NATHAN R	1,387	$0.00
HAINEY ALAN L	1,050	$7.12
HAINEY ALAN L	1,337	$7.48
NORCUTT STEVEN G	1,337	$7.48
HAINEY ALAN L	250	$6.54
HAINEY ALAN L	200	$6.55
HAINEY ALAN L	1,031	$0.00

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People: New York Mortgage Trust Inc (NYMT.PH)

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Summary

Biographies

Basic Compensation

Options Compensation

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