People: Oxford Lane Capital Corp (OXLC.O)
OXLC.O on Nasdaq
17.10USD
3:59pm EDT
17.10USD
3:59pm EDT
Price Change (% chg)
$-0.23 (-1.33%)
$-0.23 (-1.33%)
Prev Close
$17.33
$17.33
Open
$17.51
$17.51
Day's High
$17.57
$17.57
Day's Low
$16.87
$16.87
Volume
31,425
31,425
Avg. Vol
47,929
47,929
52-wk High
$18.56
$18.56
52-wk Low
$13.51
$13.51
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Saul Rosenthal |
44 | 2010 | President, Director |
Jonathan Cohen |
47 | 2010 | Chief Executive Officer, Director |
Patrick Conroy |
55 | 2010 | Chief Financial Officer, Chief Compliance Officer, Corporate Secretary |
Mark Ashenfelter |
52 | 2010 | Independent Director |
John Reardon |
45 | 2010 | Independent Director |
David Shin |
43 | 2010 | Independent Director |
Biographies
| Name | Description |
|---|---|
Saul Rosenthal |
Mr. Saul B. Rosenthal is President, Director of Oxford Lane Capital Corp. Mr. Rosenthal has served as President of both OXLC and Oxford Lane Management since 2010. Mr. Rosenthal has also served as Chief Operating Officer since 2003 and President since 2004 of TICC Capital Corp., a publicly traded business development company, and TICC Management, LLC, TICC Capital Corp.’s investment adviser, and is a member of BDC Partners. In addition, Mr. Rosenthal has also served since 2005 as the President of T2 Advisers, LLC, which serves as investment adviser for Greenwich Loan Income Fund Limited, a Guernsey fund that invests primarily in Senior Loans and collateral manager of T2 Income Fund CLO I Ltd., a CLO vehicle sponsored by Greenwich Loan Income Fund Limited. Mr. Rosenthal was previously an attorney at Shearman & Sterling LLP. Mr. Rosenthal serves on the board of Algorithmic Implementations, Inc. (d/b/a Ai Squared) and the New York City chapter of the Young Presidents’ Organization (YPO-WPO). Mr. Rosenthal received a B.S., magna cum laude, from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law. |
Jonathan Cohen |
Mr. Jonathan H. Cohen is Chief Executive Officer, Director of Oxford Lane Capital Corp. Mr. Cohen has served as Chief Executive Officer of both OXLC and Oxford Lane Management since 2010. Mr. Cohen has also served since 2003 as Chief Executive Officer of TICC Capital Corp., a publicly traded business development company, and TICC Management, LLC, TICC Capital Corp.’s investment adviser, and as the managing member of BDC Partners. Mr. Cohen is also a member of the Board of Directors of TICC Capital Corp. In addition, Mr. Cohen has served since 2005 as the Chief Executive Officer of T2 Advisers, LLC, which serves as the investment adviser to Greenwich Loan Income Fund Limited (f/k/a T2 Income Fund Limited), a Guernsey fund that invests primarily in Senior Loans and collateral manager of T2 Income Fund CLO I Ltd., a CLO vehicle sponsored by Greenwich Loan Income Fund Limited. Mr. Cohen was also the owner, managing member, and a principal of JHC Capital Management, a registered investment adviser, and was previously a managing member and principal of Privet Financial Securities, LLC, a registered broker-dealer, from 2003 to 2004. Prior to founding JHC Capital Management in 2001, Mr. Cohen managed technology research groups at Wit SoundView from 1999 to 2001. He has also managed securities research groups at Merrill Lynch & Co. from 1998 to 1999. Mr. Cohen received a B.A. in Economics from Connecticut College and an M.B.A. from Columbia University. |
Patrick Conroy |
Mr. Patrick F. Conroy is Chief Financial Officer, Chief Compliance Officer, Corporate Secretary of Oxford Lane Capital Corp. Mr. Conroy has served as the Chief Financial Officer, Chief Compliance Officer and Corporate Secretary since 2010. Mr. Conroy has also served as the Chief Financial Officer since 2003, and the Chief Compliance Officer and Corporate Secretary since 2004, of TICC Capital Corp., a publicly traded business development company. Mr. Conroy also currently serves as the Chief Financial Officer, Chief Compliance Officer and Treasurer of Oxford Lane Management, TICC Management, LLC and BDC Partners. Mr. Conroy has also served since 2005 as the Chief Financial Officer of T2 Advisers, LLC and the Chief Financial Officer of Greenwich Loan Income Fund Limited, a Guernsey fund that invests primarily in Senior Loans, for which T2 Advisers, LLC serves as investment adviser. Prior to joining TICC Capital Corp. in December 2003, Mr. Conroy was a consultant on financial reporting and compliance matters, as well as an adjunct professor of accounting and finance at St. Thomas Aquinas College. He is a certified public accountant. Mr. Conroy received a B.S. in Accounting, summa cum laude, from St. John’s University and did graduate work at Bernard M. Baruch College of the City University of New York. |
Mark Ashenfelter |
Mr. Mark J. Ashenfelter is Independent Director of Oxford Lane Capital Corp. Mr. Ashenfelter presently serves as a Senior Vice President and the General Counsel of Haebler Capital, a private investment company located in Greenwich, CT. Prior to joining Haebler Capital in 1994, Mr. Ashenfelter was an associate at Cravath, Swaine & Moore from 1985 to 1992 and Cadwalader, Wickersham & Taft from 1992 to 1994. Mr. Ashenfelter received a B.A., cum laude, from Harvard University, a J.D., magna cum laude, from New York Law School, where he was Managing Editor of the Law Review, and a LL.M. (Taxation) from New York University School of Law. |
John Reardon |
Mr. John Reardon is Independent Director of Oxford Lane Capital Corp. He is the principal of Reardon Consulting, LLP, which specializes in providing management consulting services to technology companies in the telecom, software, and cyber security industries. Mr. Reardon also serves as the General Manager of Maritime Communications/Land Mobile, LLC. Previously, Mr. Reardon managed telecommunications companies in the mobile voice, data and engineering services markets as Chief Executive Officer and a member of the Board of Directors of Mobex Communications, Inc. from 2001 to 2005. From 1997 – 2001, he served as General Counsel and Secretary of the Board of Directors of Mobex Communications, Inc. Mr. Reardon began his career in telecom law at the boutique Washington, DC firm of Keller and Heckman, LLP. Mr. Reardon received a Bachelor of Arts degree in Political Science from Boston University, summa cum laude, and earned his J.D. from Columbia Law School. He is admitted to the New York State Bar and the Washington, DC Bar, and is the current president of the Columbia Law School Alumni Association of Washington, DC. |
David Shin |
Mr. David S. Shin is Independent Director of Oxford Lane Capital Corp. He presently serves as an asset management professional at Perella Weinberg Partners, a financial services firm. From 2010 to 2011, Mr. Shin served as a Managing Director at Bentley Associates, an investment banking firm. Prior to joining Bentley Associates, Mr. Shin worked in the Global Real Estate Investment Banking Group at Deutsche Bank Securities from 2005 to 2008, and in the Real Estate & Lodging Group of Citigroup Global Markets from 2004 to 2005. Prior to that, Mr. Shin worked for William Street Advisors, LLC, a boutique financial advisory firm affiliated with Saratoga Management Company, from 2002 to 2004. After receiving his J.D. in 1995, Mr. Shin was a member of the Healthcare Group of Dean Witter Reynolds from 1995 to 1996, and was subsequently a member of the Mergers & Acquisitions Group of Merrill Lynch & Co. from 1996 to 2002. Mr. Shin started his career as a CPA in the Corporate Tax Department of KPMG Peat Marwick’s Financial Institutions Group, where he served from 1990 to 1992, before attending law school. Mr. Shin received a B.S. from The Wharton School at the University of Pennsylvania and a J.D. from Columbia Law School. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Saul Rosenthal |
-- |
Jonathan Cohen |
-- |
Patrick Conroy |
-- |
Mark Ashenfelter |
-- |
John Reardon |
-- |
David Shin |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Saul Rosenthal |
0 | 0 |
Jonathan Cohen |
0 | 0 |
Patrick Conroy |
0 | 0 |
Mark Ashenfelter |
0 | 0 |
John Reardon |
0 | 0 |
David Shin |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
ROSENTHAL SAUL B |
38,000 | $14.50 |
ASHENFELTER MARK JEFFREY |
3,000 | $14.50 |
CONROY PATRICK F |
7,000 | $14.50 |
COHEN JONATHAN H |
100,000 | $14.50 |
CONROY PATRICK F |
7,000 | $13.75 |
ASHENFELTER MARK JEFFREY |
3,000 | $13.75 |
COHEN JONATHAN H |
46,667 | $13.75 |
ROSENTHAL SAUL B |
18,000 | $13.75 |
CONROY PATRICK F |
2,000 | $15.00 |
COHEN JONATHAN H |
13,333 | $15.00 |
ROSENTHAL SAUL B |
4,000 | $15.00 |
ASHENFELTER MARK JEFFREY |
1,000 | $15.00 |
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