Edition:
United States

Och-Ziff Capital Management Group LLC (OZM)

OZM on New York Consolidated

2.29USD
27 Mar 2017
Change (% chg)

$-0.01 (-0.43%)
Prev Close
$2.30
Open
$2.28
Day's High
$2.29
Day's Low
$2.24
Volume
667,352
Avg. Vol
1,017,175
52-wk High
$4.78
52-wk Low
$2.15

Summary

Name Age Since Current Position

Daniel Och

55 2010 Chairman of the Board, Chief Executive Officer

Alesia Haas

39 2016 Chief Financial Officer

Wayne Cohen

42 2016 Chief Operating Officer, Principal Operating Officer

Harold Kelly

52 2010 Head - Global Convertible and Derivative Arbitrage

James Levin

32 2013 Head - Global Credit

David Levine

2017 Chief Legal Officer

Zoltan Varga

42 2010 Head - Asian Investing

David Windreich

57 2015 Head - U.S. and European Investing

Allan Bufferd

77 2007 Lead Independent Director

William Barr

66 2016 Independent Director

Jerome Kenney

73 2007 Independent Director

Biographies

Name Description

Daniel Och

Mr. Daniel S. Och is Chairman of the Board, Chief Executive Officer of Och-Ziff Capital Management Group LLC., since 2010. He is the founder of the Och-Ziff Capital Management Group. Prior to founding Och-Ziff in 1994, Mr. Och spent eleven years at Goldman, Sachs & Co. He began his career in the Risk Arbitrage Department, and later responsibilities included Head of Proprietary Trading in the Equities Division and Co-Head of U.S. Equities Trading. Mr. Och holds a B.S. in Finance from the Wharton School of the University of Pennsylvania.

Alesia Haas

Ms. Alesia J. Haas serves as Chief Financial Officer of the Company. She is also an executive managing director of the Company. Ms. Haas was employed by OneWest Bank, NA for approximately six years from 2009, first as Head of Strategy and then as Chief Financial Officer. Her prior experience includes various investment banking, strategy and other roles with Merrill Lynch and General Electric. Ms. Haas was granted one Class D common unit in each Och-Ziff Operating Group entity (collectively, an “Och-Ziff Operating Group D Unit”). The Och-Ziff Operating Group D Units are non-equity profits interests in the Och-Ziff Operating Group. Ms. Haas will also receive a conditional grant of 1,000,000 profit sharing interests (“PSIs”) in each of the Och-Ziff Operating Group entities as of January 1, 2017, which number of PSIs may be increased or reduced from time to time, in accordance with the terms of the limited partnership agreements of the Och-Ziff Operating Group entities and the Haas Partner Agreements. PSIs are non-equity profits interests in the Och-Ziff Operating Group entities, entitling Ms. Haas to distributions of future profits of the Och-Ziff Operating Group on a pro rata basis with the Och-Ziff Operating Group D Units, which distributions will generally be reduced by quarterly cash advances paid to her at a rate of $500,000 per year. In addition, Ms. Haas is eligible to receive annual discretionary performance distributions (together with the PSI distributions, “Variable Distributions”).

Wayne Cohen

Mr. Wayne Nathan Cohen is Chief Operating Officer, Principal Operating Officer of the Company. He was appointed Chief Operating Officer since 2009. He is also an executive managing director and a member of the Company’s Partner Management Committee. Prior to joining Och-Ziff in 2005, Mr. Cohen was an Associate at Schulte Roth & Zabel. Mr. Cohen holds a B.A. in International Relations from Tulane University and a J.D. from New York University School of Law.

Harold Kelly

Mr. Harold A. Kelly is Head - Global Convertible and Derivative Arbitrage of Och-Ziff Capital Management Group LLC., since 2010. Prior to joining Och-Ziff in 1995, Mr. Kelly spent seven years trading various financial instruments and held positions at Cargill Financial Services Corporation, Eagle Capital Management, Merrill Lynch International, Ltd. and Buchanan Partners, Ltd. Mr. Kelly holds a B.B.A. in Finance and also holds an M.B.A. and a Ph.D. in Business Administration from The University of Georgia.

James Levin

Mr. James S. Levin is Head - Global Credit of Och-Ziff Capital Management Group LLC., since 2013. He is a member of Och-Ziff's Partner Management Committee. Prior to joining Och-Ziff in 2006, Mr. Levin was an Associate at Dune Capital Management LP. Prior to that, Mr. Levin was an analyst at Sagamore Hill Capital Management, L.P. Mr. Levin holds a B.A. in Computer Science from Harvard University.

David Levine

Mr. David Levine has been appointed as Chief Legal Officer of the Company, with effect from January 23, 2017. Mr. Levine has been a senior member of Deutsche Bank’s legal team for the past 15 years, most recently serving as the Global Head of Litigation and Regulatory Enforcement. Prior to joining Deutsche Bank, he spent eight years at the U.S. Securities and Exchange Commission in Washington, DC, and New York, including serving as the Chief of Staff.

Zoltan Varga

Mr. Zoltan Varga is Head - Asian Investing of Och-Ziff Capital Management Group LLC., since 2010. He is Head of Asian Investing for Och-Ziff, is a member of Och Ziff’s Partner Management Committee and helps manage Och-Ziff’s Hong Kong office. Prior to joining Och-Ziff in 1998, Mr. Varga was with Goldman, Sachs & Co. as an Investment Banking Analyst in the Mergers and Acquisitions Department. Mr. Varga holds a B.A. in Economics from DePauw University.

David Windreich

Mr. David Windreich is Head - U.S. and European Investing, of Och-Ziff Capital Management Group LLC., since 2015. Mr. David Windreich was Director of Och-Ziff Capital Management Group LLC. He is also a member of the Partner Management Committee and an Executive Managing Director of the Och-Ziff Operating Group. rior to joining Och-Ziff at its inception in 1994, Mr. Windreich was a Vice President in the Equity Derivatives Department of Goldman, Sachs & Co. He began his career at Goldman, Sachs & Co. in 1983 and became a Vice President in 1988. Mr. Windreich holds both a B.A. in Economics and an M.B.A. in Finance from the University of California, Los Angeles.

Allan Bufferd

Dr. Allan Seymour Bufferd is Lead Independent Director of Och-Ziff Capital Management Group LLC. He serves as Chair of the Audit Committee and is Lead Independent Director. Mr. Bufferd has been Treasurer Emeritus of the Massachusetts Institute of Technology (“MIT”) since his retirement in May 2006 as MIT’s Treasurer and Chief Investment Officer. From July 2004 until his retirement from MIT, He served as the first president of the MIT Investment Management Company, which provides stewardship of MIT’s financial resources. Mr. Bufferd holds S.B., S.M. and Sc.D. degrees in Materials Engineering from MIT and a J.D. from Suffolk University. Mr. Bufferd is a director and a member of the Audit, Nominating and Remuneration Committees of City of London Investment Management Group. From August 2006 until December 2009, he served as a director of RAM Holdings Ltd., where he was a member of the Nominating and Corporate Governance Committee and Risk Management Committee. Mr. Bufferd also serves on the advisory boards of various private investment funds and as a director or trustee of various non-profit organizations.

William Barr

Gen. William P. Barr is Independent Director of the Company. Barr served as Attorney General of the United States from 1991 to 1993 under President George H.W. Bush and, prior to that, as the Deputy Attorney General and as Assistant Attorney General in charge of the Office of Legal Counsel. Mr. Barr has held numerous other government positions, including on President Reagan’s White House Domestic Policy Staff and at the U.S. Central Intelligence Agency. Prior to his service at the U.S. Department of Justice, Mr. Barr was a partner at the law firm of Shaw, Pittman, Potts & Trowbridge where he primarily handled complex regulatory litigation. Following his service as Attorney General, Mr. Barr served as Executive Vice President and General Counsel of GTE Corporation from 1994 until that company merged with Bell Atlantic to become Verizon in 2000. He continued at Verizon as Executive Vice President and General Counsel, overseeing the legal, regulatory and government affairs activities of the company, until his retirement in 2008. Mr. Barr currently serves as a director of Time Warner Inc., where he is Chair of the Compensation and Human Development Committee and sits on the Nominating and Governance Committee, and Dominion Resources Corporation, where he sits on the Compensation, Governance and Nominating Committee. Mr. Barr has also served as a director of Selected Funds and a trustee of The Clipper Fund. Mr. Barr received a B.A. in government and an M.A. in government and Chinese studies from Columbia University and earned his law degree from George Washington University.

Jerome Kenney

Mr. Jerome P. Kenney is an Independent Director of Och-Ziff Capital Management Group LLC. He serves as the Chair of the Nominating, Corporate Governance and Conflicts Committee. Mr. Kenney currently serves as a senior advisor to BlackRock, a asset management firm. He was Vice-Chairman and member of the Executive Client Coverage Group of Merrill Lynch & Co., Inc., currently the investment banking and management division of Bank of America Corporation, positions he held from February 2002 to August 2008. From 1990 to 2002, Mr. Kenney served as the head of Corporate Strategy, Business Development and Research, and oversaw Corporate Credit, Marketing and Government Relations at Merrill Lynch. From 1985 to 1991, he served as President and Chief Executive Officer of the Merrill Lynch Global Markets and Investment Banking Group and as a member of the Board of Directors of Merrill Lynch. Mr. Kenney was previously a member of the Board of Directors of Invesco Ltd., where he served on its Audit, Compensation and Nominating and Corporate Governance Committees and also of Freddie Mac (formerly known as Federal Home Loan Mortgage Corporation), where he served on its Audit, Compensation and Human Resources Committees. Mr. Kenney holds a B.A. in Economics from Yale University and an M.B.A. in Finance from Kellogg School of Management at Northwestern University.

Basic Compensation

Name Fiscal Year Total

Daniel Och

1,141,610

Alesia Haas

--

Wayne Cohen

--

Harold Kelly

--

James Levin

9,311,270

David Levine

--

Zoltan Varga

929,705

David Windreich

11,685,800

Allan Bufferd

--

William Barr

--

Jerome Kenney

--
As Of  30 Dec 2014