People: PCM Fund Inc (PCM)


PCM on New York Consolidated

12.04USD
19 Jun 2013
Price Change (% chg)

$-0.11 (-0.91%)
Prev Close
$12.15
Open
$12.19
Day's High
$12.19
Day's Low
$11.97
Volume
22,660
Avg. Vol
44,686
52-wk High
$13.61
52-wk Low
$10.88

Search Stocks

Summary

Name Age Since Current Position

Hans Kertess

 73 2008 Independent Chairman of the Board

Brian Shlissel

 48 2008 President, Chief Executive Officer

Lawrence Altadonna

 47 2008 Treasurer, Principal Financial and Accounting Officer

Youse Guia

 40 2008 Chief Compliance Officer

Thomas Fuccillo

 45 2008 Vice President, Secretary, Chief Legal Officer

Richard Cochran

 52 2008 Assistant Treasurer

Orhan Dzemaili

 39 2011 Assistant Treasurer

Scott Whisten

 42 2008 Assistant Treasurer

Lagan Srivastava

 35 2008 Assistant Secretary

John Maney

 54 2008 Director

Deborah DeCotis

 60 2011 Independent Director

Bradford Gallagher

 69 2010 Independent Director

James Jacobson

 68 2009 Independent Director

William Ogden

 68 2008 Independent Director

Alan Rappaport

 60 2010 Independent Director
» Insider Trading

Biographies

Name Description

Hans Kertess

 Mr. Hans W. Kertess is Independent Chairman of the Board of PCM Fund, Inc. Mr. Kertess has substantial executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. He has experience in the investment banking industry.

Brian Shlissel

 Mr. Brian S. Shlissel is President, Chief Executive Officer of PCM Fund, Inc. He is Management Board, Managing Director and Head of Mutual Fund Services of Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 30 funds in the Fund Complex; President of 54 funds in the Fund Complex; and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 50 funds in the Fund Complex.

Lawrence Altadonna

 Mr. Lawrence G. Altadonna is Treasurer, Principal Financial and Accounting Officer of PCM Fund, Inc. He is Senior Vice President, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 84 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund Complex.

Youse Guia

 Mr. Youse E. Guia is Chief Compliance Officer of PCM Fund, Inc. He is Senior Vice President, Chief Compliance Officer, Allianz Asset Management of America L.P.; Chief Compliance Officer of 84 funds in the Fund Complex and of The Korea Fund, Inc.

Thomas Fuccillo

 Mr. Thomas J. Fuccillo is Vice President, Secretary, Chief Legal Officer of PCM Fund, Inc. He is Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Asset Management of America L.P.; Vice President, Secretary and Chief Legal Officer of 84 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc.

Richard Cochran

 Mr. Richard J. Cochran is Assistant Treasurer of PCM Fund, Inc. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 80 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Tax Manager, Teachers Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008).

Orhan Dzemaili

 Mr. Orhan Dzemaili is Assistant Treasurer of PCM Fund, Inc. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 84 funds in the Fund Complex.

Scott Whisten

 Mr. Scott Whisten is Assistant Treasurer of PCM Fund, Inc. He is Senior Vice President, Allianz Global Investors Fund Management LLC; and Assistant Treasurer of 84 funds in the Fund Complex.

Lagan Srivastava

 Mr. Lagan Srivastava is Assistant Secretary of PCM Fund, Inc. He is Vice President of Allianz Asset Management of America L.P.; Assistant Secretary of 84 funds in the Fund Complex and of The Korea Fund, Inc.

John Maney

 Mr. John C. Maney is Director of PCM Fund, Inc. Mr. Maney has substantial executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. Because of his familiarity with the Manager and affiliated entities, he serves as an important information resource for the Independent Directors and as a facilitator of communication with the Manager.

Deborah DeCotis

 Ms. Deborah A. DeCotis is Independent Director of PCM Fund, Inc. Ms. DeCotis has substantial senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley. She has board experience and experience in oversight of investment management functions through her experience as a Director of the Helena Rubenstein Foundation, Stanford Graduate School of Business and Armor Holdings.

Bradford Gallagher

 Mr. Bradford K. Gallagher is Independent Director of PCM Fund, Inc. Gallagher has substantial executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies. Having served on the Operating Committee of Fidelity Investments and as a Managing Director and President of Fidelity Investments Institutional Services Company, he provides the Fund with asset management industry experience. He also brings securities industry experience, having served as a developer and founder of several enterprises and private investment vehicles.

James Jacobson

 Mr. James A. Jacobson is Independent Director of PCM Fund, Inc. Mr. Jacobson has substantial executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. As such, he provides experience on matters relating to portfolio brokerage and trade execution. He also provides the Fund with financial experience , serves as the Audit Oversight Committee’s Chair.

William Ogden

 Mr. William B. Ogden, IV, is Independent Director of PCM Fund, Inc. Mr. Ogden has substantial senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for, and provide mergers and acquisition advisory services to, asset managers and investment advisers. He also has experince with fund products through his senior-level responsibility for originating and underwriting a broad variety of such products.

Alan Rappaport

 Mr. Alan Rappaport is Independent Director of PCM Fund, Inc. Mr. Rappaport has substantial senior executive experience in the banking and investment industry. He formerly served as Chairman and President of the Private Bank of Bank of America and as Vice Chairman of U.S. Trust. He is currently Advisory Director of a private investment firm.

Insider Trading

Name Shares Traded Price

HARRIS BRENT R

 1,939 $10.91

IVASCYN DANIEL J

 3,700 $10.19

IVASCYN DANIEL J

 2,400 $10.12

IVASCYN DANIEL J

 900 $10.20
» Full list on Insider Trading
Search Stocks