Edition:
United States

PCM Fund Inc (PCM)

PCM on New York Consolidated

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22 May 2017
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Summary

Name Age Since Current Position

Hans Kertess

76 2008 Independent Chairman of the Board, Trustee

Peter Strelow

46 2014 President, Principal Executive Officer

William Galipeau

42 2014 Principal Financial and Accounting Officer, Treasurer

Youse Guia

43 2008 Chief Compliance Officer

Joshua Ratner

40 2014 Vice President, Secretary,Chief Legal Officer

Erik Brown

49 2014 Vice President

Eric Johnson

46 2014 Vice President

Stacie Anctil

47 2014 Assistant Treasurer

Trent Walker

42 2014 Assistant Treasurer

Ryan Leshaw

36 2014 Assistant Secretary

Craig Dawson

48 2014 Trustee

Deborah DeCotis

63 2014 Independent Trustee

Bradford Gallagher

72 2014 Independent Trustee

James Jacobson

71 2014 Independent Trustee

John Maney

57 2008 Trustee

William Ogden

71 2014 Independent Trustee

Alan Rappaport

62 2014 Independent Trustee

Biographies

Name Description

Hans Kertess

Mr. Hans W. Kertess is Independent Chairman of the Board, Trustee of the company. Mr. Kertess has substantial executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. He has experience in the investment banking industry.

Peter Strelow

Mr. Peter G. Strelow currently serves as the President, Principal Executive Officer of the company. Prior thereto, Managing Director, PIMCO. President and Principal Executive Officer, PIMCO-Managed Funds. President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

William Galipeau

Mr. William G. Galipeau currently serves as the Principal Financial and Accounting Officer, Treasurer of the company. He is Executive Vice President, PIMCO. Treasurer and Principal Financial & Accounting Officer, PIMCO-Managed Funds. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Vice President, Fidelity Investments.

Youse Guia

Mr. Youse E. Guia is Chief Compliance Officer of the company. He is Senior Vice President, Chief Compliance Officer, Allianz Asset Management of America L.P.; Chief Compliance Officer of 84 funds in the Fund Complex and of The Korea Fund, Inc. He is Senior Vice President and Deputy Chief Compliance Officer, PIMCO. Chief Compliance Officer, PIMCO-Managed Funds. Formerly, Head of Compliance, Allianz Global Investors U.S. Holdings LLC and Chief Compliance Officer of the Allianz Funds, Allianz Multi-Strategy Trust, Allianz Global Investors Sponsored Closed-End Funds, Premier Multi-Series VIT.

Joshua Ratner

Mr. Joshua D. Ratner is Vice President, Secretary, Chief Legal Officer of the company. He is Executive Vice President and Senior Counsel, PIMCO. Chief Legal Officer, PIMCO Investments LLC. Vice President, Secretary and Chief Legal Officer, PIMCO-Managed Funds. Vice President – Senior Counsel, Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

Erik Brown

Mr. Erik C. Brown is Vice President of the company . He is Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds. Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

Eric Johnson

Mr. Eric D. Johnson currently serves as the Vice President of the company. He is Executive Vice President, PIMCO. Vice President, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

Stacie Anctil

Mr. Stacie D. Anctil is Assistant Treasurer of the company. He is Senior Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

Trent Walker

Mr. Trent W. Walker is Assistant Treasurer of the company . He is Senior Vice President, PIMCO. Assistant Treasurer, PIMCO-Managed Funds. Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT.

Ryan Leshaw

Mr. Ryan G. Leshaw currently serves as the Assistant Secretary of the company. He is Vice President and Counsel, PIMCO. Assistant Secretary, PIMCO-Managed Funds, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series and PIMCO Equity Series VIT. Formerly, Associate, Willkie Farr & Gallagher LLP.

Craig Dawson

Mr. Craig A. Dawson currently serves as the Trustee of the company. He is Managing Director and Head of Strategic Business Management, PIMCO (since 2014). Director of a number of PIMCO’s European investment vehicles and affiliates (since 2008). Formerly, head of PIMCO’s Munich office and head of European product management for PIMCO.

Deborah DeCotis

Ms. Deborah A. DeCotis is Independent Trustee of the company. She is Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Co-Chair Special Projects Committee, Memorial Sloan Kettering (since 2005); Member, Circle Financial Group (since 2011); Trustee, Stanford University (since 2010); and Member, Council on Foreign Relations (since 2013). Formerly, Principal, LaLoop LLC, a retail accessories company (1999-2014); and Director, Helena Rubenstein Foundation (1997-2010).

Bradford Gallagher

Mr. Bradford K. Gallagher is Independent Trustee of the company. Mr. Gallagher is Retired. Founder, Spyglass Investments LLC, a private investment vehicle (since 2001). Formerly, Chairman and Trustee, The Common Fund (2005-2014); Partner, New Technology Ventures Capital Management LLC, a venture capital fund (2011-2013); Chairman and Trustee, Atlantic Maritime Heritage Foundation (2007-2012); and Founder, President and CEO, Cypress Holding Company and Cypress Tree Investment Management Company (1995-2001).

James Jacobson

Mr. James A. Jacobson is Independent Trustee of the company. Mr. Jacobson is Retired. Trustee and Chairman of Investment Committee, Ronald McDonald House of New York (since 2002); Trustee, Taft School, Watertown, CT (since 2007); Trustee, New Jersey City University, Jersey City, NJ (since 2014). Formerly, Vice Chairman and Managing Director, Spear, Leeds & Kellogg Specialists, LLC, a specialist firm on the New York Stock Exchange (2003-2008).

John Maney

Mr. John C. Maney is Trustee of the company. Mr. Maney is Managing Director of Allianz Asset Management of America L.P. (since January 2005) and a member of the Management Board and Chief Operating Officer of Allianz Asset Management of America L.P. (since November 2006). Formerly, Member of the Management Board of Allianz Global investors Fund Management LLC (from January 2007-December 2014) and Managing Director of Allianz Global Investors Fund Management LLC (from January 2011 to June 2014).

William Ogden

Mr. William B. Ogden, IV, is Independent Trustee of the company. Mr. Ogden has substantial senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for, and provide mergers and acquisition advisory services to, asset managers and investment advisers. He also has experince with fund products through his senior-level responsibility for originating and underwriting a broad variety of such products.

Alan Rappaport

Mr. Alan Rappaport is Independent Trustee of the company. Mr. Rappaport is Advisory Director (formerly Vice Chairman) (since 2009), Roundtable Investment Partners; Chairman (formerly President), Private Bank of Bank of America; Vice Chairman, US Trust, a private bank (2001-2008); Adjunct Professor, New York University Stern School of Business (since 2011); Lecturer, Stanford University Graduate School of Business (2013-2014); Trustee, American Museum of Natural History (since 2005) and Trustee, NYU Langone Medical Center (since 2007).