People: Principal Financial Group Inc (PFG)


PFG on New York Consolidated

38.67USD
19 Jun 2013
Price Change (% chg)

$-0.21 (-0.54%)
Prev Close
$38.88
Open
$38.77
Day's High
$39.04
Day's Low
$38.58
Volume
575,718
Avg. Vol
1,359,644
52-wk High
$39.05
52-wk Low
$24.21

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Summary

Name Age Since Current Position

Larry Zimpleman

 61 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

 60 2008 Chief Financial Officer, Senior Vice President

Daniel Houston

 51 2010 President - Retirement, Insurance and Financial Services

James McCaughan

 59 2003 President - Principal Global Investors

Karen Shaff

 58 2004 Executive Vice President, General Counsel

Timothy Dunbar

 55 2013 Senior Vice President, Chief Investment Officer

Gary Scholten

 55 2002 Senior Vice President, Chief Information Officer

Mary O'Keefe

 56 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

 52 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

 55 2012 Head - Principal International Segment

Betsy Bernard

 57 2001 Independent Director

Jocelyn Carter-Miller

 55 2001 Independent Director

Gary Costley

 69 2002 Independent Director

Michael Dan

 62 2006 Independent Director

Dennis Ferro

 68 2010 Independent Director

C. Daniel Gelatt

 65 2001 Independent Director

Sandra Helton

 63 2001 Independent Director

Richard Keyser

 70 2002 Independent Director

Luca Maestri

 49 2012 Independent Director

Elizabeth Tallett

 63 2007 Presiding Independent Director

John Egan

 Vice President - Investor Relations
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Biographies

Name Description

Larry Zimpleman

 Mr. Larry D. Zimpleman is Chairman of the Board, President, Chief Executive Officer of Principal Financial Group Inc., since May 2009. Mr. Zimpleman has been Chairman, President and Chief Executive Officer of the Company and Principal Life since May 2009, and was President and Chief Executive Officer of the Company and Principal Life from May 2008 — May 2009. He was President and Chief Operating Officer of the Company and Principal Life from June 2006 to May 2008 and President, Retirement and Investor Services of the Company and Principal Life from December 2003 to June 2006. He joined Principal Life in 1971 as an actuarial intern. Mr. Zimpleman is a member of the boards of directors of the American Council of Life Insurers and the Financial Services Roundtable and the board of trustees of Drake University. He chairs the Greater Des Moines Partnership and is Vice Chair of the Iowa Business Council. He formerly chaired the Principal Funds Board of Directors. He earned a bachelor's degree and master's degree in business administration from Drake University in Des Moines, Iowa.

Terrance Lillis

 Mr. Terrance J. Lillis is Chief Financial Officer, Senior Vice President of Principal Financial Group Inc., since August 2008. He has been Senior Vice President and Chief Financial Officer of Principal Life since August 2008 and Senior Vice President of the Company and Principal Life since May 2008. Prior to that time, he was Chief Financial Officer — Retirement and Investor Services division of Principal Life since December 2001.

Daniel Houston

 Mr. Daniel J. Houston is President - Retirement, Insurance and Financial Services of Principal Financial Group Inc. He heads the Retirement and Investor Services and U.S. Insurance Solutions segments of the Company's operations, was named President, Retirement, Insurance and Financial Services of Principal Life on January 1, 2010. He was President, Retirement and Investor Services of the Company and Principal Life from February 2008 until January 2010, and was Executive Vice President, Retirement and Investor Services of the Company and Principal Life from June 2006 to February 2008.

James McCaughan

 Mr. James P. McCaughan is President - Principal Global Investors of Principal Financial Group Inc., since December 2003. He heads the Principal Global Investors segment of the Company's operations, has been President, Principal Global Investors of Principal Life since December 2003. Prior to that time, he served as Executive Vice President and global head of asset management for the Company and Principal Life since April 2002. From 2000 to 2002, he was Chief Executive Officer of the Americas division of Credit Suisse Asset Management in New York, New York.

Karen Shaff

 Ms. Karen E. Shaff is Executive Vice President, General Counsel of Principal Financial Group Inc., since February 2004. She has been Executive Vice President and General Counsel of Principal Life since February 2004. Prior thereto, she was Senior Vice President and General Counsel of the Company since April 2001, and Senior Vice President and General Counsel of Principal Life since January 2000.

Timothy Dunbar

 Mr. Timothy M. Dunbar is Senior Vice President, Chief Investment Officer of Principal Financial Group Inc. He has been Senior Vice President of the Company and Principal Life since 2011, and Chief Investment Officer of the Company and Principal Life since January 1, 2013. Prior to that date, Mr. Dunbar was in charge of Strategy and Finance for the Company and Principal Life in 2011 and 2012, overseeing the business management and strategic direction of the capital markets, corporate strategy and corporate treasury areas. He retains his responsibility for capital markets. Mr. Dunbar previously served as the executive director and head of equities for Principal Global Investors from 2004 until 2011.

Gary Scholten

 Mr. Gary P. Scholten is Senior Vice President, Chief Information Officer of Principal Financial Group Inc., since November 2002. He has been Senior Vice President and Chief Information Officer of Principal Life since November 2002. From 1998 to 2002, he was Vice President of retail information services of Principal Life.

Mary O'Keefe

 Ms. Mary A. O'Keefe is Senior Vice President, Chief Marketing Officer of Principal Financial Group Inc., since February 2005. She heads Corporate Relations, has been Senior Vice President and Chief Marketing Officer of Principal Life since February 2005, Senior Vice President of the Company since April 2001, and Senior Vice President of Principal Life since January 1998.

Gregory Elming

 Mr. Gregory B. Elming is Senior Vice President, Chief Risk Officer of Principal Financial Group Inc., since March 2011. Prior to that time, he was Senior Vice President and Controller of the Company and Principal Life since 2007 and Vice President and Controller of the Company and Principal Life since 2002.

Luis Valdes

 Mr. Luis Valdes is Head - Principal International Segment of Principal Financial Group, Inc., since March 2012. He has been President, Principal International of the Company and Principal Life since March 2011. Prior to his current position, he has been Senior Vice President and President — PFG Latin America of the Company and Principal Life since March 2010, and was Vice President — Principal International of Principal Life from 2000 until March 2010.

Betsy Bernard

 Ms. Betsy J. Bernard is Independent Director of Principal Financial Group Inc. Ms. Bernard was President of AT&T from October 2002 until December 2003 where she led more than 50,000 employees with AT&T Business, then a nearly $27 billion organization serving four million business customers. She was Chief Executive Officer of AT&T Consumer 2001-2002, which served about 40 million consumers and contributed $11.5 billion to AT&T's normalized revenue in 2002. She was head of the consumer and small-business division as Executive Vice President — National Mass Markets at Qwest Communications from 2000-2001, and responsible for all retail markets at U S West as Executive Vice President — Retail from 1998 — 2000. Her Public Directorships/Past 5 Years Telular Corporation (Chair) (current), Zimmer Holdings, Inc. (current), BearingPoint, United Technologies Corporation, URS Corporation. She earned her bachelor's degree from St. Lawrence University, a master's degree in business administration from Fairleigh Dickinson University, and an MA from Stanford University in the Sloan Fellow Program.

Jocelyn Carter-Miller

 Ms. Jocelyn E. Carter-Miller is Independent Director of Principal Financial Group Inc. Ms. Carter-Miller has been President of TechEd Ventures since 2005, a community and personal empowerment firm that develops and markets educational and community-based programs. She was Executive Vice President and Chief Marketing Officer of Office Depot, Inc. from February 2002 until March 2004, with responsibility for the company's marketing for its 846 superstores, contract, catalog and e-commerce businesses in the United States and Canada and operations in 15 other countries. Before joining Office Depot, she was Corporate Vice President and Chief Marketing Officer of Motorola, Inc. with overall responsibility for marketing across its $30 billion revenue base and diverse businesses. She also had general management responsibility while at Motorola for network operations in Latin America, Europe, the Middle East and Africa. Prior to joining Motorola, she was Vice President, Marketing and Product Development at Mattel, Inc. She earned her B.S. in Accounting at the University of Illinois and an MBA in Finance and Marketing at the University of Chicago.

Gary Costley

 Dr. Gary E. Costley, Ph.D., is Independent Director of Principal Financial Group Inc. Dr. Costley was Chairman and Chief Executive Officer of International Multifoods Corporation, a manufacturer and marketer of branded consumer food and food service products, from November 1997 until June 2004. Following his retirement from International Multifoods, which had just under $1 billion in sales in 2003, he was a co-founder and managing director of C & G Capital Management which provided capital and management to health, medical and nutritional products and services companies until May 2009. He was Dean of the Babcock Graduate School of Management at Wake Forest University in Winston-Salem, North Carolina, from 1995-1997 and taught business ethics during his tenure as a professor of management. Dr. Costley also had 24 years with Kellogg Company from 1970-1994 where he most recently was President of Kellogg North America. He attended Oregon State University where he earned his bachelor's and master's degrees and a Ph.D. His Public Directorships/Past 5 Years Covance, Inc. (current), Prestige Brand Holdings, Inc. (Lead Director) (current), Tiffany & Co. (current), Accelrys, Inc., Pharmacopeia Drug Discovery, Inc.

Michael Dan

 Mr. Michael T. Dan is Independent Director of Principal Financial Group Inc. Mr. Dan was Chairman, President and Chief Executive Officer of The Brink's Company, a global provider of secure transportation and cash management services, from 1999 - 2011. The Brink's Company had 70,000 employees worldwide, operations in over 100 countries and $3.8 billion in revenue in 2011. Prior to joining Brink's, Mr. Dan served as president of Armored Vehicle Builder, Inc. He studied business and accounting at Morton College in Cicero, Illinois, and completed the advanced management program at Harvard Business School.

Dennis Ferro

 Mr. Dennis H. Ferro is Independent Director of Principal Financial Group Inc. Mr. Ferro served as President and Chief Executive Officer of Evergreen Investment Management Company, an asset management firm, from 2003 to 2008. Evergreen had assets under management of $175 billion on December 31, 2008, served more than four million individual and institutional investors through management of a broad range of investment products including institutional portfolios, mutual funds, variable annuities and other investments, and was led by 300 investment professionals. Mr. Ferro was the Chief Investment Officer of Evergreen from 1999 to 2003. From 1994-1999, he was Executive Vice President of Zurich Investment Management Ltd. and Head of International Equity Investments, and from 1991-1994 was Senior Managing Director of CIGNA International Investments. Prior to 1991, he held positions with Bankers Trust Company in Japan, as President and Managing Director, and in Florida and New York. Mr. Ferro is a member of the Investment Committee of the American Bankers Association. During 2009 - 2012, Mr. Ferro served as a corporate Director and Chairman of the Investment Committee of the New York Marine and General Insurance Company, a subsidiary of NYMAGIC, Inc. He earned a bachelor's degree from Villanova University and an MBA in finance from St. John's University. Mr. Ferro is a Chartered Financial Analyst ("CFA").

C. Daniel Gelatt

 Dr. C. Daniel Gelatt, Ph.D., is Independent Director of Principal Financial Group Inc. Dr. Gelatt has been President of NMT Corporation since 1987. He has been providing graphic imaging services to clients worldwide for more than 40 years. He was an Assistant Professor from 1975-1979 in the Physics Department at Harvard University, where he earned his Ph.D., and was a research manager at the IBM T.J. Watson Research Center before joining the Gelatt companies in 1982. He earned his bachelor's and master's degrees at the University of Wisconsin and his MA and Ph.D. at Harvard University.

Sandra Helton

 Ms. Sandra L. Helton is Independent Director of Principal Financial Group Inc. Ms. Helton was Executive Vice President and Chief Financial Officer — Telephone and Data Systems, Inc. ("TDS"), a diversified telecommunications organization that includes United States Cellular Corporation, from 1998 through 2006. As of December 31, 2006, TDS served 7 million customers/units in 36 states with annual revenues of $4.5 billion. In her role, Ms. Helton had responsibility for the Finance, Information Technology, Strategic Planning, Corporate Communications, and Corporate Secretary functions. Prior to joining TDS, Ms. Helton spent 26 years with Corning Incorporated, where she held engineering, strategy and finance positions, including Senior Vice President and Treasurer from 1991 — 1997. She also served as Vice President and Corporate Controller of Compaq Computer Corporation from 1997-1998. Ms. Helton graduated from the University of Kentucky in 1971 with a B.S. degree in mathematics, summa cum laude, and earned an S.M. degree from Massachusetts Institute of Technology's Sloan School in 1977 with double majors in Finance and Planning & Control.

Richard Keyser

 Mr. Richard L. Keyser is Independent Director of Principal Financial Group Inc. Mr. Keyser was Chairman Emeritus of W.W. Grainger, Inc., an international distributor of products used by businesses to maintain, repair and operate their facilities, from April 2009 — April 2010. He had been Chairman of the Board of Grainger since September 1997 and served as Grainger's Chief Executive Officer from March 1995 — May 2008. Previously he was President and Chief Executive Officer from March 1995 — September 1997, as well as President and Chief Operating Officer from March 1994 — March 1995. Mr. Keyser was honored as the National Association of Corporate Directors 2010 Public Company Director of the Year. His Public Directorships/Past 5 Years Zebra Technologies Corporation (current), W.W. Grainger, Inc., Rohm and Haas Company. He earned his bachelor's degree in nuclear science at the U.S. Naval Academy and a master's degree in business administration at Harvard University.

Luca Maestri

 Mr. Luca Maestri is Independent Director of Principal Financial Group Inc., since February 01, 2012. Mr. Maestri has been Corporate Controller of Apple Inc., which designs and markets mobile communication and media devices and personal computers, since March 2013. He was Chief Financial Officer and an Executive Vice President of Xerox Corporation from February 2011 — February 2013 and Chief Financial Officer of Nokia Siemens Networks from 2008 — February 2011. Before joining Nokia, he held senior executive finance positions with General Motors Corporation. A 20-year employee of GM, he served as CFO of GM Europe and GM Brazil, and was executive-in-charge of the Fiat Alliance for GM Europe in Switzerland. Earlier in his career, Mr. Maestri was CFO of GM Thailand, director of operations analysis for GM Asia Pacific, and CFO of GM Ireland. Mr. Maestri received a bachelor's degree in economics from LUISS University in Rome in 1988, and a master's degree in science of management from Boston University in 1991.

Elizabeth Tallett

 Ms. Elizabeth E. Tallett is Presiding Independent Director of Principal Financial Group Inc. Ms. Tallett has been a Principal of Hunter Partners, LLC, a management company for early to mid-stage pharmaceutical, biotech and medical device companies, since July 2002. She has more than 30 years' experience in the biopharmaceutical and consumer industries. Her Public Directorships/Past 5 Years Coventry Health Care, Inc. (current), Meredith Corporation (current), Qiagen, N. V., (current), Immunicon, Inc., IntegraMed America, Inc., Varian, Inc. and Varian SemiConductor Equipment Associates, Inc. She received a bachelor's degree with honors in mathematics and economics from the University of Nottingham in England.

John Egan

Insider Trading

Name Shares Traded Price

GELATT C DANIEL JR

 3,015 $0.00

MAESTRI LUCA

 3,015 $0.00

FERRO DENNIS H

 3,015 $0.00

DAN MICHAEL T

 3,015 $0.00

HELTON SANDRA LYNN

 3,015 $0.00

COSTLEY GARY E

 3,015 $0.00

BERNARD BETSY J

 3,015 $0.00

CARTER-MILLER JOCELYN E

 3,015 $0.00

KEYSER RICHARD L

 3,015 $0.00

TALLETT ELIZABETH E

 3,015 $0.00

SCHOLTEN GARY P

 12,730 $37.50

SCHOLTEN GARY P

 12,730 $36.30

SHAFF KAREN E

 87,360 $35.00

SHAFF KAREN E

 87,360 $0.00

SCHOLTEN GARY P

 19 $0.00

DUNBAR TIMOTHY MARK

 164 $0.00

CARTER-MILLER JOCELYN E

 174 $0.00

DAN MICHAEL T

 147 $0.00

HELTON SANDRA LYNN

 162 $0.00

KEYSER RICHARD L

 189 $0.00

LILLIS TERRANCE J

 131 $0.00

GELATT C DANIEL JR

 192 $0.00

ZIMPLEMAN LARRY D

 197 $0.00

COSTLEY GARY E

 162 $0.00

BERNARD BETSY J

 162 $0.00
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