People: Principal Financial Group Inc (PFG)

PFG on New York Consolidated

52.37USD
31 Oct 2014
Price Change (% chg)

$0.64 (+1.24%)
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$51.73
Open
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Volume
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Summary

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

60 2003 President - Principal Global Investors

Luis Valdes

56 2012 President - Principal International Segment

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Elizabeth Brady

2014 Senior Vice President, Chief Marketing Officer

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

69 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

64 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

50 2012 Independent Director

Elizabeth Tallett

65 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations

Biographies

Name Description

Larry Zimpleman

Mr. Larry D. Zimpleman is Chairman of the Board, President, Chief Executive Officer of Principal Financial Group Inc. Mr. Zimpleman has been Chairman, President and Chief Executive Officer of the Company and Principal Life since May 2009, and was President and Chief Executive Officer of the Company and Principal Life from May 2008 — May 2009. He was President and Chief Operating Officer of the Company and Principal Life from June 2006 to May 2008 and President, Retirement and Investor Services of the Company and Principal Life from December 2003 to June 2006. He joined Principal Life in 1971 as an actuarial intern. He earned a bachelor's degree and master's degree in business administration from Drake University in Des Moines, Iowa.

Terrance Lillis

Mr. Terrance J. Lillis is Chief Financial Officer, Executive Vice President of Principal Financial Group Inc. He joined The Principal in 1982 as an actuarial student. He held various senior actuarial and management roles through 2000 when he was named chief financial officer – Retirement & Investor Services. He was promoted to senior vice president and chief financial officer for The Principal in 2008. Lillis received a bachelor’s degree from Simpson College and a master’s degree from the University of Iowa. He is a member of the Iowa Actuaries Club, the American Academy of Actuaries and a member of the Society of Actuaries. He also serves on the Mercy Medical Center Finance Board Committee, the Simpson College Board of Trustees, the Henry B. Tippie College of Business Advisory Board, and the Diocese of Des Moines and Catholic Charities Finance Council.

Daniel Houston

Mr. Daniel J. Houston is President - Retirement, Insurance and Financial Services of Principal Financial Group Inc. He was President, Retirement and Investor Services of the Company and Principal Life from February 2008 until January 2010, and was Executive Vice President, Retirement and Investor Services of the Company and Principal Life from June 2006 to February 2008.

James McCaughan

Mr. James P. McCaughan is President - Principal Global Investors of Principal Financial Group Inc. Prior to that time, he served as Executive Vice President and global head of asset management for the Company and Principal Life since April 2002. From 2000 to 2002, he was Chief Executive Officer of the Americas division of Credit Suisse Asset Management in New York, New York.

Luis Valdes

Mr. Luis Valdes is President - Principal International Segment of Principal Financial Group, Inc. He has been President, Principal International of the Company and Principal Life since March 2011. Prior to his current position, he has been Senior Vice President and President — PFG Latin America of the Company and Principal Life since March 2010, and was Vice President — Principal International of Principal Life from 2000 until March 2010.

Beth Raymond

Ms. Beth Raymond is Chief Human Resource Officer, Senior Vice President of Principal Financial Group Inc. She joined the company in 2000 as assistant director – executive compensation. She served in several management roles in human resources through 2010 when she was named vice president of human resources. Prior to joining The Principal, she held human resources positions at GuideOne Insurance, MidAmerican Energy Company, InterCoast Energy Company and Norwest Corporation. Raymond earned a bachelor’s degree from Coe College and a master’s degree from Central Washington University. She is a certified compensation professional with the WorldatWork organization. She also is a local and national member of the Society for Human Resources Management.

Timothy Dunbar

Mr. Timothy M. Dunbar is Executive Vice President, Chief Investment Officer of Principal Financial Group Inc. Prior to that date, he served as Senior Vice President of the Company and Principal Life since 2011, and Chief Investment Officer of the Company and Principal Life since January 2013. Prior to that date, Mr. Dunbar was in charge of Strategy and Finance for the Company and Principal Life in 2011 and 2012, overseeing the business management and strategic direction of the capital markets, corporate strategy and corporate treasury areas. He retains his responsibility for capital markets. Mr. Dunbar previously served as the executive director and head of equities for Principal Global Investors from 2004 until 2011.

Gary Scholten

Mr. Gary P. Scholten is Executive Vice President, Chief Information Officer of Principal Financial Group Inc. He joined the company in 1980 as an assistant planning analyst. He held numerous management positions in information technology through 2002 when he was named senior vice president and chief information officer. Scholten is a fellow of the Life Office Management Institute and is past chair of the LOMA Individual Product Systems Committee. He chairs Principal Global Services, Private Limited, a wholly owned subsidiary of the Principal Financial Group located in Pune, India. Scholten currently serves on two Principal International Chilean Boards: Principal International de Chile S.A. and Principal Asset Management Chile S.A. Scholten has served as the chairman of the board for the Technology Association of Iowa. In 2011, he was appointed to serve on the Iowa Governor’s Science, Technology, Engineering and Mathematics (STEM) Advisory Council, and joined the group’s executive committee in 2013. Scholten received a bachelor's degree from the University of Northern Iowa.

Karen Shaff

Ms. Karen E. Shaff is Executive Vice President, General Counsel of Principal Financial Group Inc. In addition, Secretary of the Company and Principal Life since January 2014. Prior thereto, she was Senior Vice President and General Counsel of the Company since April 2001, and Senior Vice President and General Counsel of Principal Life since January 2000. Prior thereto, she was Senior Vice President and General Counsel of the Company since April 2001, and Senior Vice President and General Counsel of Principal Life since January 2000.

Ralph Eucher

Mr. Ralph C. Eucher is Executive Vice President of Principal Financial Group Inc. He is responsible for global human resources, corporate real estate and aviation operations. Prior to that time, he was Senior Vice President of the Company and Principal Life since 2002, overseeing human resources and corporate real estate since 2008.

Elizabeth Brady

Ms. Elizabeth Brady has been appointed as Senior Vice President, Chief Marketing Officer of the Company effective September 2, 2014. As CMO, Brady assumes overall responsibility for global marketing, including branding, advertising, media relations, digital marketing, sponsorships, data analytics, multi-cultural marketing, research and business intelligence. Most recently, Brady served as president of segmentation solutions at Nielsen Corporation, New York, N.Y. Prior to her current role, she was the global head of marketing effectiveness also at Nielsen. Prior to her roles at Nielsen Corporation, Brady spent more than a decade at General Mills Inc. as an officer of the corporation and business unit leader with profit and loss responsibility over several packaged goods brands. Prior to General Mills, Brady held marketing roles at Wise Foods, Inc., Best Foods, Inc., and Port Authority of New York and New Jersey. Brady earned a Bachelor of Arts degree in political science and economics from St. Lawrence University, Canton, N.Y., and a Master of Public Policy, Administration with a focus on International Trade from the School of International and Public Affairs, Columbia University.

Gregory Elming

Mr. Gregory B. Elming is Senior Vice President, Chief Risk Officer of Principal Financial Group Inc. Prior to that time, he was Senior Vice President and Controller of the Company and Principal Life since 2007 and Vice President and Controller of the Company and Principal Life since 2002.

Betsy Bernard

Ms. Betsy J. Bernard is Independent Director of Principal Financial Group Inc. Ms. Bernard was President of AT&T from October 2002 until December 2003 where she led more than 50,000 employees with AT&T Business, then a nearly $27 billion organization serving four million business customers. She was Chief Executive Officer of AT&T Consumer 2001-2002, which served about 40 million consumers and contributed $11.5 billion to AT&T's normalized revenue in 2002. She was head of the consumer and small business division as Executive Vice President — National Mass Markets at Qwest Communications from 2000-2001, and responsible for all retail markets at U S West as Executive Vice President — Retail from 1998 — 2000. She earned her bachelor's degree from St. Lawrence University, a master's degree in business administration from Fairleigh Dickinson University, and an MA from Stanford University in the Sloan Fellow Program.

Jocelyn Carter-Miller

Ms. Jocelyn E. Carter-Miller is Independent Director of Principal Financial Group Inc. Ms. Carter-Miller has been President of TechEd Ventures since 2005, which specialized in the development and marketing of high performance educational and personal empowerment programming. She was Executive Vice President and Chief Marketing Officer of Office Depot, Inc. from February 2002 until March 2004, with responsibility for the company's marketing for its 846 superstores, contract, catalog and e-commerce businesses in the United States and Canada and operations in 15 other countries. Before joining Office Depot, she was Corporate Vice President and Chief Marketing Officer of Motorola, Inc. with overall responsibility for marketing across its $30 billion revenue base and diverse businesses. She also had general management responsibility while at Motorola for network operations in Latin America, Europe, the Middle East and Africa. Prior to joining Motorola, she was Vice President, Marketing and Product Development at Mattel, Inc. She earned her B.S. in Accounting at the University of Illinois and an MBA in Finance and Marketing at the University of Chicago.

Gary Costley

Dr. Gary E. Costley, Ph.D., is Independent Director of Principal Financial Group Inc. Dr. Costley was Chairman and Chief Executive Officer of International Multifoods Corporation, a manufacturer and marketer of branded consumer food and food service products, from November 1997 until June 2004. Following his retirement from International Multifoods, which had just under $1 billion in sales in 2003, he was a cofounder and managing director of C & G Capital Management which provided capital and management to health, medical and nutritional products and services companies until May 2009. He was Dean of the Babcock Graduate School of Management at Wake Forest University in Winston-Salem, North Carolina, from 1995-1997 and taught business ethics during his tenure as a professor of management. Dr. Costley also had 24 years with Kellogg Company from 1970-1994 where he most recently was President of Kellogg North America. He attended Oregon State University where he earned his bachelor's and master's degrees and a Ph.D.

Michael Dan

Mr. Michael T. Dan is Independent Director of Principal Financial Group Inc. Mr. Dan was Chairman, President and Chief Executive Officer of The Brink's Company, a global provider of secure transportation and cash management services, from 1999 - 2011. The Brink's Company had 70,000 employees worldwide, operations in over 100 countries and $3.8 billion in revenue in 2011. Prior to joining Brink's, Mr. Dan served as president of Armored Vehicle Builder, Inc. He studied business and accounting at Morton College in Cicero, Illinois, and completed the advanced management program at Harvard Business School.

Dennis Ferro

Mr. Dennis H. Ferro is Independent Director of Principal Financial Group Inc. Mr. Ferro served as President and Chief Executive Officer of Evergreen Investment Management Company, an asset management firm, from 2003 to 2008. Evergreen had assets under management of $175 billion on December 31, 2008, served more than four million individual and institutional investors through management of a broad range of investment products including institutional portfolios, mutual funds, variable annuities and other investments, and was led by 300 investment professionals. Mr. Ferro was the Chief Investment Officer of Evergreen from 1999 to 2003. From 1994-1999, he was Executive Vice President of Zurich Investment Management Ltd. and Head of International Equity Investments, and from 1991-1994 was Senior Managing Director of CIGNA International Investments. Prior to 1991, he held positions with Bankers Trust Company in Japan, as President and Managing Director, and in Florida and New York. Mr. Ferro is a member of the Investment Committee of the American Bankers Association. During 2009 - 2012, Mr. Ferro served as a corporate Director and Chairman of the Investment Committee of the New York Marine and General Insurance Company, a subsidiary of NYMAGIC, Inc. He earned a bachelor's degree from Villanova University and an MBA in finance from St. John's University. Mr. Ferro is a Chartered Financial Analyst ("CFA").

C. Daniel Gelatt

Dr. C. Daniel Gelatt, Ph.D., is Independent Director of Principal Financial Group Inc. Dr. Gelatt has been President of NMT Corporation since 1987. NMT is an industry leader in mobile mapping and workforce automation software and has been providing graphic imaging services to clients worldwide for more than 40 years. He was an Assistant Professor from 1975-1979 in the Physics Department at Harvard University, where he earned his Ph.D., and was a research manager at the IBM T.J. Watson Research Center before joining the Gelatt companies in 1982.

Sandra Helton

Ms. Sandra L. Helton is Independent Director of Principal Financial Group Inc. Ms. Helton was Executive Vice President and Chief Financial Officer — Telephone and Data Systems, Inc. ("TDS"), a diversified telecommunications organization that includes United States Cellular Corporation, from 1998 through 2006. As of December 31, 2006, TDS served 7 million customers/units in 36 states with annual revenues of $4.5 billion. In her role, Ms. Helton had responsibility for the Finance, Information Technology, Strategic Planning, Corporate Communications, and Corporate Secretary functions. Prior to joining TDS, Ms. Helton spent 26 years with Corning Incorporated, where she held engineering, strategy and finance positions, including Senior Vice President and Treasurer from 1991 — 1997. She also served as Vice President and Corporate Controller of Compaq Computer Corporation from 1997-1998. Ms. Helton graduated from the University of Kentucky in 1971 with a B.S. degree in mathematics, summa cum laude, and earned an S.M. degree from Massachusetts Institute of Technology's Sloan School in 1977 with double majors in Finance and Planning & Control.

Richard Keyser

Mr. Richard L. Keyser is Independent Director of Principal Financial Group Inc. Mr. Keyser was Chairman Emeritus of W.W. Grainger, Inc., an international distributor of products used by businesses to maintain, repair and operate their facilities, from April 2009 — April 2010. He had been Chairman of the Board of Grainger since September 1997 and served as Grainger's Chief Executive Officer from March 1995 — May 2008. Previously he was President and Chief Executive Officer from March 1995 — September 1997, as well as President and Chief Operating Officer from March 1994 — March 1995. Mr. Keyser was honored as the National Association of Corporate Directors 2010 Public Company Director of the Year. He earned his bachelor's degree in nuclear science at the U.S. Naval Academy and a master's degree in business administration at Harvard University.

Luca Maestri

Mr. Luca Maestri will no longer serve as Independent Director of Principal Financial Group Inc., effective May 19, 2015. Mr. Maestri has been Corporate Controller of Apple Inc., which designs and markets mobile communication and media devices and personal computers, since March 2013. He was Chief Financial Officer and an Executive Vice President of Xerox Corporation from February 2011 — February 2013 and Chief Financial Officer of Nokia Siemens Networks from 2008 — February 2011. Before joining Nokia, he held senior executive finance positions with General Motors Corporation. A 20 year employee of GM, he served as CFO of GM Europe and GM Brazil, and was executive in charge of the Fiat Alliance for GM Europe in Switzerland. Earlier in his career, Mr. Maestri was CFO of GM Thailand, director of operations analysis for GM Asia Pacific, and CFO of GM Ireland. Mr. Maestri received a bachelor's degree in economics from LUISS University in Rome in 1988, and a master's degree in science of management from Boston University in 1991.

Elizabeth Tallett

Ms. Elizabeth E. Tallett is Presiding Independent Director of Principal Financial Group Inc. Ms. Tallett has been a Principal of Hunter Partners, LLC, a management company for early to mid stage pharmaceutical, biotech and medical device companies, since July 2002. She has more than 30 years' experience in the biopharmaceutical and consumer industries. She received a bachelor's degree with honors in mathematics and economics from the University of Nottingham in England.

John Egan

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