People: Piper Jaffray Companies (PJC)

PJC on New York Consolidated

36.16USD
17 May 2013
Price Change (% chg)

$0.59 (+1.66%)
Prev Close
$35.57
Open
$35.62
Day's High
$36.56
Day's Low
$35.53
Volume
132,244
Avg. Vol
192,259
52-wk High
$42.56
52-wk Low
$19.35

Search Stocks

Summary

Name Age Since Current Position

Andrew Duff

 55 2003 Chairman of the Board, Chief Executive Officer

Debbra Schoneman

 44 2008 Chief Financial Officer

John Geelan

 37 2013 General Counsel, Secretary

Chad Abraham

 44 2010 Co-Head - Global Investment Banking and Capital Markets

Frank Fairman

 55 2005 Head - Public Finance Services Business

Jeff Klinefelter

 45 2012 Global Head - Equities

R. Scott LaRue

 52 2010 Co-Head - Global Investment Banking and Capital Markets

Brien O'Brien

 56 2013 Chairman of ARI

M. Brad Winges

 45 2009 Head - Fixed Income Services

B. Kristine Johnson

 61 2012 Presiding Independent Director

Michael Francis

 50 2012 Independent Director

Addison Piper

 66 2010 Independent Director

Lisa Polsky

 56 2007 Independent Director

Frank Sims

 62 2003 Independent Director

Philip Soran

 56 2013 Independent Director

Jean Taylor

 2005 Independent Director

Michele Volpi

 49 2010 Independent Director

Hope Woodhouse

 56 2011 Independent Director

Jennifer Olson-Goude

 Director - Investor Relations
» Insider Trading

Biographies

Name Description

Andrew Duff

 Mr. Andrew S. Duff is Chairman of the Board, Chief Executive Officer of Piper Jaffray Companies, since December 31, 2003. He has served as chairman of the broker dealer subsidiary since 2003, as chief executive officer of the broker dealer subsidiary since 2000, and as president of the broker dealer subsidiary since 1996. He has been with Piper Jaffray since 1980. Prior to the spin-off from U.S. Bancorp, Mr. Duff was a vice chairman of U.S. Bancorp from 1999 through 2003.

Debbra Schoneman

 Ms. Debbra L. Schoneman is Chief Financial Officer of Piper Jaffray Companies, since May 2008. Ms. Schoneman joined Piper Jaffray in 1990 and has held her current position since May 2008. She previously served as treasurer from August 2006 until May 2008. Prior to that, she served as finance director of corporate and institutional services business from July 2002 until July 2004 when the role was expanded to include public finance services division.

John Geelan

 Mr. John W. Geelan is General Counsel, Secretary of Piper Jaffray Companies, since January 18, 2013. He served as assistant general counsel and assistant secretary from November 2007 until becoming general counsel in January 2013. Mr. Geelan joined Piper Jaffray in 2005.

Chad Abraham

 Mr. Chad R. Abraham is Co-Head - Global Investment Banking and Capital Markets of Piper Jaffray Companies, since October 2010. Prior to his current role, he served as head of equity capital markets since November 2005. Mr. Abraham joined Piper Jaffray in 1991.

Frank Fairman

 Mr. Frank E. Fairman is Head - Public Finance Services Business of Piper Jaffray Companies, since July 2005. Prior to that, he served as head of the firm's public finance investment banking group from 1991 to 2005, as well as the head of the firm's municipal derivative business from 2002 to 2005. He has been with Piper Jaffray since 1983.

Jeff Klinefelter

 Mr. Jeff P. Klinefelter is Global Head - Equities of Piper Jaffray Companies, since July 2012. From May 2010 until July 2012, he served as head of equity research. Mr. Klinefelter joined Piper Jaffray in 1997, serving as a research analyst until being appointed global head of equities.

R. Scott LaRue

 Mr. R. Scott LaRue is Co-Head - Global Investment Banking and Capital Markets of Piper Jaffray Companies, since October 2010. He had previously served as global co-head of consumer investment banking since February 2010, after having served as co-head of consumer investment banking since August 2004. He has been with Piper Jaffray since 2003.

Brien O'Brien

 Mr. Brien M. O'Brien is Chairman of ARI, a wholly owned subsidiary of Piper Jaffray Companies, effective December 31, 2013. He is no longer Head - Asset Management effective December 31, 2013. From 1996 until joining Piper Jaffray, he was chairman and chief executive officer of Advisory Research.

M. Brad Winges

 Mr. M. Brad Winges is Head - Fixed Income Services of Piper Jaffray Companies, since January 2009. Mr. Winges joined Piper Jaffray in 1991 and served as head of public finance services sales and trading from June 2005 until obtaining his current position. Prior to that, he served as head of municipal sales and trading from June 2003 until June 2005.

B. Kristine Johnson

 Ms. B. Kristine Johnson is Presiding Independent Director of Piper Jaffray Companies, since December 31, 2003. Since 2000, Ms. Johnson has been president of Affinity Capital Management, a Minneapolis-based venture capital firm that invests primarily in seed and early-stage health care companies in the United States. Ms. Johnson served as a consultant to Affinity Capital Management in 1999. Prior to that, she was employed for 17 years at Medtronic, Inc., a manufacturer of cardiac pacemakers, neurological and spinal devices and other medical products, serving most recently as senior vice president and chief administrative officer from 1998 to 1999. Her experience at Medtronic also included service as president of the vascular business and president of the tachyarrhythmia management business, among other roles. Ms. Johnson served as a director of ADC Telecommunications, Inc. from 1990 through 2006.

Michael Francis

 Mr. Michael R. Francis is an Independent Director of Piper Jaffray Companies. Since October 2011, Mr. Francis has served as president of J.C. Penney Company, Inc., a department store and online retail company. Prior to joining J.C. Penney, Mr. Francis was the executive vice president and chief marketing officer for Target Corporation from August 2008 to October 2011. He previously served Target Corporation as executive vice president, marketing from 2003 until August 2008, senior vice president, marketing from 2001 to 2003, and as senior vice president, marketing and visual presentation of the department store division from 1995 to 2001. Prior to that, he held a variety of positions within Target Corporation. Mr. Francis served as a director of Lenox Group, Inc. (formerly known as Department 56, Inc.), a publicly traded company, from July 2001 through September 2005.

Addison Piper

 Mr. Addison L. Piper is an Independent Director of Piper Jaffray Companies. Mr. Piper retired from Piper Jaffray effective at the end of 2006, having served as vice chairman of Piper Jaffray Companies since the completion of the spin-off from U.S. Bancorp on December 31, 2003. He worked for Piper Jaffray from 1969 through 2006, serving as assistant equity syndicate manager, director of securities trading and director of sales and marketing. He served as chief executive officer from 1983 to 2000 and as chairman from 1988 to 2003. From 1998 through August 2006, Mr. Piper had responsibility for venture and private capital fund activities. Mr. Piper served as a member of the board of directors of Renaissance Learning from 2001 until October 2011.

Lisa Polsky

 Ms. Lisa K. Polsky is an Independent Director of Piper Jaffray Companies, since May 2, 2007. Since May 2010, Ms. Polsky has been executive vice president, chief risk officer of CIT Group, Inc., a bank holding company that focuses on small business and middle market lending and financing. Prior to joining CIT Group, Ms. Polsky worked at Jane Street Capital, LLC, a New York-based quantitative proprietary trading firm, from February 2009 until May 2010. From March 2008 until joining Jane Street Capital, she served as partner and head of global investment solutions for Duff Capital Advisors, which provided portfolio solutions to funding liabilities and fulfilling investment needs, particularly in the retirement space. She previously served as the president of Polsky Partners, a New York-based consulting firm specializing in hedge fund allocation, risk management and valuation policy, which she founded in 2002. Ms. Polsky also has served as managing director, head of client financing services and head of leveraged client channel with Merrill Lynch & Co., Inc. from 2000 to 2002, and as managing director, chief risk officer, head of risk policy, chief derivative strategist and head of product development at Morgan Stanley DW Inc. from 1996 to 2000. Ms. Polsky served as a member of the board of directors of thinkorswim Group Inc. from 2007 until June 2009 while it was a publicly traded company.

Frank Sims

 Mr. Frank L. Sims is no longer an Independent Director of Piper Jaffray Companies, effective May 8, 2013. Mr. Sims retired from Cargill, Inc. at the end of 2007, having served as corporate vice president, transportation and product assurance and a member of the management corporate center since July 2000. Cargill is a marketer and distributor of agricultural and industrial products and services. Mr. Sims had responsibility for global transportation and supply chain solutions and served as a member of the risk management and financial solutions platform. He joined Cargill in 1972 and served in a number of executive positions, including president of Cargill’s North American Grain Division from 1998 to 2000. Mr. Sims is a member of the board of directors of PolyMet Mining Corp., and he served as a member of the board of directors of Tennant Company from 1999 through 2007.

Philip Soran

 Mr. Philip E. Soran is an Independent Director of Piper Jaffray Companies. Mr. Soran served as president, chief executive officer and a director of Compellent Technologies, Inc., a Minnesota-based publicly traded company which he co-founded in March 2002, until its acquisition by Dell Inc. in February 2011. Following the acquisition, he served as the president of Dell Compellent from February 2011 to March 2012. From July 1995 to August 2001, Mr. Soran served as president, chief executive officer and a member of the board of directors of Xiotech, which Mr. Soran co-founded in July 1995. Xiotech was acquired by Seagate in January 2000. From October 1993 to April 1995, Mr. Soran served as executive vice president of Prodea Software Corporation, a data warehousing software company. Mr. Soran also held a variety of management, sales, marketing and technical positions with IBM. Mr. Soran serves on the board of directors for Hutchinson Technology, Inc., a technology manufacturer, and SPS Commerce, Inc., a provider of on-demand supply chain management solutions.

Jean Taylor

 Ms. Jean M. Taylor is no longer an Independent Director of Piper Jaffray Companies, effective May 8, 2013. Ms. Taylor is president of Life is Now, Inc., a strategy and consulting firm that she founded in October 2011. She was affiliated with Performance Unlimited, also a consulting firm, from the founding of Life is Now through January 2012. Previously, Ms. Taylor served as the president and chief executive officer of Taylor Corporation, having served as chief executive officer from 2007 until July 2010. Taylor Corporation is a privately held group of approximately 80 affiliated entrepreneurial companies engaged in marketing, fulfillment, personalization and printing services. Ms. Taylor joined Taylor Corporation in 1994.

Michele Volpi

 Mr. Michele Volpi is an Independent Director of Piper Jaffray Companies, since February 3, 2010. Since October 2011, Mr. Volpi has served as the chief executive officer of Betafence, a global provider of fencing solutions. Prior to joining Betafence, Mr. Volpi served as the president and chief executive officer and as a director of H.B. Fuller Company from December 2006 to November 2010. H.B. Fuller and its subsidiaries manufacture and market adhesives and specialty chemical products worldwide. Prior to becoming president and chief executive officer, he was group president, general manager of the global adhesives division of H.B. Fuller from December 2004 to December 2006. Mr. Volpi also served as global strategic business unit manager, assembly for H.B. Fuller from June 2002 to December 2004. From 1999 to June 2002, Mr. Volpi served as general manager, marketing for General Electric Company. He serves as a member of the board of directors of Saipem, S.p.A.

Hope Woodhouse

 Ms. Hope B. Woodhouse is an Independent Director of Piper Jaffray Companies, since September 22, 2011. Ms. Woodhouse most recently served as the chief operating officer of Bridgewater Associates, LP, a investment advisory firm, a position she held from 2005 to 2008. Prior to that, Ms. Woodhouse served as the president and chief operating officer of Auspex Group, L.P., a global macro hedge fund, and as the chief operating officer of Soros Fund Management LLC, a privately owned hedge fund sponsor. Ms. Woodhouse held a variety of positions at Salomon Brothers Inc. from 1983 to 1998, including serving as managing director of the global finance department from 1997 to 1998. Ms. Woodhouse serves on the board of directors for Two Harbors Investment Corp., a real estate investment trust focused on residential mortgage-backed securities.

Jennifer Olson-Goude

Basic Compensation

Name Fiscal Year Total

Andrew Duff

 3,385,100

Debbra Schoneman

 1,139,170

John Geelan

 --

Chad Abraham

 2,187,260

Frank Fairman

 1,009,170

Jeff Klinefelter

 --

R. Scott LaRue

 --

Brien O'Brien

 5,352,000

M. Brad Winges

 2,479,200

B. Kristine Johnson

 --

Michael Francis

 --

Addison Piper

 1,140,740

Lisa Polsky

 --

Frank Sims

 --

Philip Soran

 --

Jean Taylor

 --

Michele Volpi

 --

Hope Woodhouse

 --

Jennifer Olson-Goude

 --
As Of 30 Dec 2012

Insider Trading

Name Shares Traded Price

VOLPI MICHELE P L

 1,768 $0.00

SORAN PHILIP E

 1,768 $0.00

VOLPI MICHELE P L

 531 $33.95

JOHNSON B KRISTINE

 1,768 $0.00

POLSKY LISA K

 1,768 $0.00

FRANCIS MICHAEL R

 1,768 $0.00

PIPER ADDISON L

 1,768 $0.00

WOODHOUSE HOPE B

 1,768 $0.00

O BRIEN BRIEN M

 11,000 $39.09

O BRIEN BRIEN M

 12,000 $41.12

WINGES MARTIN BRADLEY

 5,416 $41.01

GEELAN JOHN W

 137 $41.01

KLINEFELTER JEFFREY PAUL

 1,395 $41.01

FAIRMAN FRANCIS E IV

 4,400 $41.01

SCHONEMAN DEBBRA L

 1,637 $41.01

ABRAHAM CHAD R

 3,042 $41.01

DUFF ANDREW S

 9,477 $41.01

WINGES MARTIN BRADLEY

 880 $41.01

LARUE ROBERT SCOTT

 1,112 $41.01

LARUE ROBERT SCOTT

 8,093 $0.00

FAIRMAN FRANCIS E IV

 1,000 $41.01

SCHONEMAN DEBBRA L

 169 $41.01

SCHONEMAN DEBBRA L

 440 $41.01

LARUE ROBERT SCOTT

 858 $41.01

DUFF ANDREW S

 20,593 $0.00
» Full list on Insider Trading
Search Stocks