People: PennantPark Investment Corp (PNNT.O)


PNNT.O on Nasdaq

11.27USD
19 Jun 2013
Price Change (% chg)

$-0.26 (-2.26%)
Prev Close
$11.81
Open
$11.53
Day's High
$11.61
Day's Low
$11.27
Volume
443,608
Avg. Vol
602,593
52-wk High
$12.24
52-wk Low
$9.91

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Summary

Name Age Since Current Position

Arthur Penn

 49 2007 Chairman of the Board, Chief Executive Officer

Aviv Efrat

 48 2007 Chief Financial Officer, Treasurer

Guy Talarico

 57 2008 Chief Compliance Officer

Adam Bernstein

 49 2007 Independent Director

Marshall Brozost

 45 2007 Independent Director

Jeffrey Flug

 50 2007 Independent Director

Samuel Katz

 47 2007 Independent Director
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Biographies

Name Description

Arthur Penn

 Mr. Arthur H. Penn is Chairman of the Board, Chief Executive Officer of PennantPark Investment Corp., since June 2007. He is Founder, Chairman and Chief Executive Officer of PNNT and of PFLT since their inception in 2007 and 2010, respectively. Mr. Penn also is the Founder and Managing Member of PennantPark Investment Advisers, LLC. Before founding PNNT, Mr. Penn was the Co-Founder of Apollo Investment Management, where he was a Managing Partner from 2004 to 2007. He served as Chief Operating Officer of Apollo Investment Corporation from inception in 2004 to 2006 and served as President and Chief Operating Officer in 2006. He was a Managing Partner of Apollo Value Fund L.P. (formerly Apollo Distressed Investment Fund, L.P.) from 2003 to 2006.

Aviv Efrat

 Mr. Aviv Efrat is Chief Financial Officer, Treasurer of PennantPark Investment Corp., since Febuary 2007. He is Managing Director of PennantPark Investment Administration, LLC since inception in 2007. Mr. Efrat was a Director at BlackRock, Inc. from 1997 to 2007 where he was responsible for administrative, operational, and financial aspects of closed-end and open-end registered investment companies.

Guy Talarico

 Mr. Guy F.Talarico is Chief Compliance Officer of PennantPark Investment Corp., since May 2008. Mr. Talarico has served as Chief Compliance Officer for investment advisers, private funds and investment companies since 2004. From 2001 to 2004 Mr. Talarico was senior director at Investors Bank & Trust Company where he was servicing investment advisers, mutual funds and institutions. From 1986 to 2001 Mr. Talarico was a division executive with JPMorgan Chase Bank, N.A.

Adam Bernstein

 Mr. Adam K. Bernstein is an Independent Director of PennantPark Investment Corp., since February 2007. He served as President of The Bernstein Companies, a Washington, D.C.-based real estate firm that he joined in 1986. Mr. Bernstein serves as the President and Chief Executive Officer of Consortium Atlantic Realty Trust, Inc., a private real estate investment trust operating in the Mid-Atlantic region since its formation in 2000. Mr. Bernstein brings to the Board 25 years of experience in a real estate development, investment and management business in the Mid-Atlantic region of the United States. Mr. Bernstein affords the Board his experience in the area of strategic and financial planning and capital and risk management. Mr. Bernstein is President of The Bernstein Companies, a Washington D.C. based real estate firm which he joined in 1986. Mr. Bernstein serves as the President and Chief Executive Officer of Consortium Atlantic Realty Trust, Inc., a private real estate investment trust operating in the Mid-Atlantic region since its formation in 2000. Mr. Bernstein is the President of the Mid-Atlantic Regional Advisory Board of the University of Pennsylvania.

Marshall Brozost

 Mr. Marshall Brozost is an Independent Director of PennantPark Investment Corp. He is a Partner at the international law firm of Dewey & LeBoeuf LLP since 2007, where he practices in the real estate and private equity groups. Prior to his tenure at Dewey & LeBoeuf LLP, which began in 2005, Mr. Brozost practiced law at O’Melveny & Myers LLP and at Solomon & Weinberg LLP from 2001 to 2005. Mr. Brozost brings 17 years of experience in the areas of finance, private equity, mergers and acquisitions and restructurings. Since 2007, Mr. Brozost has been Partner at the international law firm of Dewey & LeBoeuf LLP, where he practices in the real estate and private equity groups. Prior to his tenure at Dewey & LeBoeuf LLP, which began in 2005, Mr. Brozost practiced law at O’Melveny & Myers LLP from 2001 to 2004 and Solomon & Weinberg LLP from 2004 to 2005. Mr. Brozost also served as a vice president of Nomura Asset Capital Corporation from 1997 through 2000.

Jeffrey Flug

 Mr. Jeffrey Flug is an Independent Director of PennantPark Investment Corp., since February 2007. He is Chief Operating Officer and Financial Officer of Union Square Hospitality Group since 2009. Mr. Flug has also served as Chief Operating Officer and Financial Officer of Union Square Hospitality Group since 2009. Mr. Flug also has served as Chief Executive Officer and Executive Director from 2006 to 2008 of Millennium Promise Alliance, Inc., a non-profit organization whose mission is to eradicate extreme global poverty. From 2000 to 2006 Mr. Flug was a Managing Director and Head of North American Institutional Sales at JP Morgan’s Investment Bank.

Samuel Katz

 Mr. Samuel L. Katz is an Independent Director of PennantPark Investment Corp., since February 2007. He is a Managing Partner since 2007 of TZP Group LLC, a private equity fund. Before joining TZP Group, Mr. Katz was Chief Executive Officer of MacAndrews & Forbes Acquisition Holdings, Inc. from 2006 to 2007. Prior to that position, Mr. Katz was Chairman and Chief Executive Officer of the Cendant Travel Distribution Services Division from 2001 to 2005. Mr. Katz brings to the Board a diverse knowledge of business and finance as a result of his career over the past 25 years. Mr. Katz is the Managing Partner of TZP Group, LLP a private equity fund he formed in 2007. Prior to joining TZP Group, he was CEO of MacAndrews & Forbes Acquisition Holdings, Inc. from 2006 through 2007. From 1996 through 2005, Mr. Katz held a variety of senior positions at Cendant Corporation including, most recently, Chairman and Chief Executive Officer of the Cendant Travel Distribution Services Division from 2001 to 2005. From 1992 to 1995, Mr. Katz invested in private and public equity as Co-Chairman of Saber Capital, Inc. and Vice President of Dickstein Partners Inc. From 1988 to 1992, he was an Associate and Vice President at The Blackstone Group, where he worked on numerous private equity transactions, including the initial LBOs of several hotel franchise brands, which created the predecessor to Cendant Corporation. From 1986 to 1988, Mr. Katz was a Financial Analyst at Drexel Burnham Lambert.

Basic Compensation

Name Fiscal Year Total

Arthur Penn

 --

Aviv Efrat

 --

Guy Talarico

 --

Adam Bernstein

 --

Marshall Brozost

 --

Jeffrey Flug

 --

Samuel Katz

 --
As Of 

Options Compensation

Name Options Value

Arthur Penn

 0 0

Aviv Efrat

 0 0

Guy Talarico

 0 0

Adam Bernstein

 0 0

Marshall Brozost

 0 0

Jeffrey Flug

 0 0

Samuel Katz

 0 0

Insider Trading

Name Shares Traded Price

FLUG JEFFREY

 35,000 $11.39

FLUG JEFFREY

 15,900 $11.44

FLUG JEFFREY

 35,000 $11.30

EFRAT AVIV

 2,000 $9.86

FLUG JEFFREY

 13,500 $11.00

FLUG JEFFREY

 25,530 $10.73

BERNSTEIN ADAM

 2,500 $9.87
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