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Voya Prime Rate Trust (PPR)

PPR on New York Consolidated

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25 Aug 2016
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Summary

Name Age Since Current Position

John Boyer

61 2014 Independent Chairman, Trustee

Shaun Mathews

59 2006 President, Chief Executive Officer, Trustee

Todd Modic

47 2005 Chief/Principal Financial Officer, Senior Vice President, Assistant Secretary

Michael Roland

56 2012 Executive Vice President

Stanley Vyner

64 2009 Executive Vice President, Chief Investment Risk Officer

Daniel Norman

57 1997 Senior Vice President, Treasurer

William Rivoir

64 2001 Senior Vice President, Assistant Secretary

Kimberly Anderson

50 2003 Senior Vice President

Jeffrey Bakalar

55 1999 Senior Vice President

Julius Drelick

48 2012 Senior Vice President

Elliot Rosen

62 2002 Senior Vice President

Robert Terris

44 2006 Senior Vice President

Kevin Gleason

48 2012 Chief Compliance Officer

Fred Bedoya

42 2012 Vice President, Treasurer

Maria Anderson

56 2004 Vice President

Lauren Bensinger

61 2003 Vice President

Sara Donaldson

55 2014 Vice President

Robyn Ichilov

47 2012 Vice President

Jason Kadavy

39 2012 Vice President

Kimberly Springer

58 2006 Vice President

Craig Wheeler

46 2013 Vice President

Huey Falgout

51 2003 Secretary

Paul Caldarelli

63 2010 Assistant Secretary

Theresa Kelety

52 2003 Assistant Secretary

Colleen Baldwin

54 2007 Independent Trustee

Patricia Chadwick

67 2006 Independent Trustee

Albert DePrince

74 2013 Independent Trustee

Peter Drotch

73 2007 Independent Trustee

Russell Jones

71 2013 Independent Trustee

Patrick Kenny

72 2005 Independent Trustee

Joseph Obermeyer

57 2013 Independent Trustee

Sheryl Pressler

64 2006 Independent Trustee

Roger Vincent

69 2002 Independent Trustee

Biographies

Name Description

John Boyer

Mr. John V. Boyer Independent Chairman, Trustee of Voya Prime Rate Trust., since January 2005. He also has served as the Chairperson of the Board of Trustees since 2014, and prior to that, as the Chairperson of the Board’s International/Balanced/Fixed Income Funds Investment Review Committee (“I/B/F IRC”) since 2006. Prior to that, he served as the Chairperson of the Compliance Committee for other funds in the Voya family of funds. Since 2008, Mr. Boyer has been President and CEO of the Bechtler Arts Foundation for which, among his other duties, Mr. Boyer oversees all fiduciary aspects of the Foundation and assists in the oversight of the Foundation’s endowment fund. Previously, he served as President and Chief Executive Officer of the Franklin and Eleanor Roosevelt Institute (2006-2007) and as Executive Director of The Mark Twain House & Museum (1989-2006) where he was responsible for overseeing business operations, including endowment funds. He also served as a board member of certain predecessor mutual funds of the Voya family of funds (1997-2005). Mr. Boyer holds a B.A. from the University of California, Santa Barbara and an M.F.A. from Princeton University.

Shaun Mathews

Mr. Shaun P. Mathews serves as President, Chief Executive Officer, Trustee of Voya Prime Rate Trust. He also is President and Chief Executive Officer of Voya Investments, LLC since 2006). Mr. Mathews previously served as President of Voya Mutual Funds and Investment Products (2004-2006) and several other senior management positions in various aspects of the financial services business.

Todd Modic

Mr. Todd Modic serves as Senior Vice President, Chief/Principal Financial Officer and Assistant Secretary of Voya Prime Rate Trust., since March 2005 . He is Senior Vice President, Voya Funds Services, LLC (03/2005-Present).

Michael Roland

Mr. Michael J. Roland serves as Executive Vice President of Voya Prime Rate Trust. He is Managing Director and Chief Operating Officer, Voya Investments, LLC and Voya Funds Services, LLC (04/2012-Present). Formerly, Chief Compliance Officer, Directed Services LLC and Voya Investments, LLC (03/2011-12/2013); Executive Vice President and Chief Operating Officer, Voya Investments, LLC and Voya Funds Services, LLC (01/2007-04/2012); and Chief Compliance Officer, Voya Family of Funds (03/2011-02/2012).

Stanley Vyner

Mr. Stanley D. Vyner serves as Executive Vice President, Chief Investment Risk Officer of Voya Prime Rate Trust. He is Executive Vice President, Voya Investments, LLC (07/2000-Present) and Chief Investment Risk Officer, Voya Investments, LLC (01/2003-Present).

Daniel Norman

Mr. Daniel A. Norman serves as Senior Vice President, Treasurer of Voya Prime Rate Trust. He is Managing Director and Group Head, Voya Investment Management Co. LLC (02/2012-Present). Formerly, Senior Vice President and Group Head, Voya Investment Management Co. LLC (01/2000-01/2012).

William Rivoir

Mr. William H. Rivoir III serves as Senior Vice President and Assistant Secretary of Voya Prime Rate Trust., since February 2001. He is Senior Vice President, Voya Investment Management Co. LLC (01/2004-Present).

Kimberly Anderson

Ms. Kimberly A. Anderson serves as Senior Vice President of Voya Prime Rate Trust since November 2003 . She is Senior Vice President, Voya Investments, LLC (10/2003- Present).

Jeffrey Bakalar

Mr. Jeffrey A. Bakalar serves as Senior Vice President of Voya Prime Rate Trust., since November 1999 . He is Senior Vice President and Group Head, Voya Investment Management Co. LLC (01/2000-Present).

Julius Drelick

Julius Drelick III serves as Senior Vice President of Voya Prime Rate Trust., since July 2012. He is Senior Vice President-Head of Fund Compliance, Voya Funds Services, LLC (06/2012-Present); and Chief Compliance Officer of Directed Services LLC and Voya Investments, LLC (01/2014-Present). Formerly, Vice President-Platform Product Management & Project Management, Voya Investments, LLC (04/2007-06/2012).

Elliot Rosen

Mr. Elliot A. Rosen serves as Senior Vice President of Voya Prime Rate Trust., since May 2002 . He is Senior Vice President, Voya Investment Management Co. LLC (02/1999-Present).

Robert Terris

Mr. Robert Terris serves as Senior Vice President of Voya Prime Rate Trust., since May 2006. He is Senior Vice President, Head of Division Operations, Voya Funds Services, LLC (01/2006-Present).

Kevin Gleason

Mr. Kevin Gleason is Chief Compliance Officer of Voya Prime Rate Trust. He is Senior Vice President and Chief Compliance Officer, Voya Investments, LLC (02/2012-Present). Formerly, Assistant General Counsel and Assistant Secretary, The Northwestern Mutual Life Insurance Company (06/2004-01/2012).

Fred Bedoya

Fred Bedoya is Vice President, Treasurer of Voya Prime Rate Trust. He is Vice President, Voya Funds Services, LLC (03/2012-Present). Formerly, Assistant Vice President-Director, Voya Funds Services, LLC (03/2003-03/2012).

Maria Anderson

Ms. Maria M. Anderson serves as Vice President of Voya Prime Rate Trust since September 2004 . She is Vice President, Voya Funds Services, LLC (09/2004-Present).

Lauren Bensinger

Ms. Lauren D. Bensinger is Vice President of Voya Prime Rate Trust., since August 2003 . She is Vice President, Voya Investments, LLC and Voya Funds Services, LLC (02/1996 – Present); Vice President, Voya Investments, LLC (10/2004 – Present); and Vice President and Money Laundering Reporting Officer, Voya Investments Distributor, LLC (04/2010 – Present). Anti-Money Laundering Compliance Officer, Voya Financial, Inc. (01/2013 – Present); Money Laundering Reporting Officer, Voya Investment Management Trust Co. (10/2012 – Present).

Sara Donaldson

Ms. Sara Donaldson is Vice President of Voya Prime Rate Trust. She is Vice President, Voya Funds Services, LLC (04/2014 – Present). Formerly, Director, Compliance, AXA Rosenberg Global Services, LLC (09/ 1997 –03/2014).

Robyn Ichilov

Ms. Robyn L. Ichilov is Vice President of Voya Prime Rate Trust. She is Vice President, Voya Funds Services, LLC (11/1995-Present) and Voya Investments, LLC (08/1997-Present). Formerly, Treasurer, Voya Family of Funds (11/1999-02/2012).

Jason Kadavy

Jason Kadavy is Vice President of Voya Prime Rate Trust. He is Vice President, Voya Funds Services, LLC (07/2007- Present).

Kimberly Springer

Ms. Kimberly Springer is the Vice President of Voya Prime Rate Trust. She is Vice President – Mutual Fund Product Development, Voya Investments, LLC (07/2012 – Present); Vice President, Voya Investment Management Voya Family of Funds (03/2010 – Present) and Vice President, Voya Funds Services, LLC (03/ 2006 - Present). Formerly Managing Paralegal, Registration Statements (06/2003 – 07/2012).

Craig Wheeler

Mr. Craig Wheeler is Vice President of Voya Prime Rate Trust. He is Vice President-Director of Tax, Voya Funds Services, LLC (03/2013-Present). Formerly, Assistant Vice President-Director of Tax, Voya Funds Services, LLC (03/2008-02/2013).

Huey Falgout

Mr. Huey P. Falgout, Jr. serves as Secretary of Voya Prime Rate Trust., since August 2003 . He is Senior Vice President and Chief Counsel, Voya Family of Funds (March 2010-Present). Formerly, Chief Counsel, ING Americas, U.S. Legal Services (10/2003-03/2010).

Paul Caldarelli

Mr. Paul Caldarelli is Assistant Secretary of Voya Prime Rate Trust. He is Vice President and Senior Counsel, Voya Investment Management – Mutual Fund Legal Department (03/2010 – Present). Formerly, Senior Counsel, ING Americas, U.S. Legal Services (04/2008 – 03/2010).

Theresa Kelety

Ms. Theresa K. Kelety serves as Assistant Secretary of Voya Prime Rate Trust since August 2003. She is Vice President and Senior Counsel, Voya Investment Management – Mutual Fund Legal Department (03/ 2010 – Present). Formerly, Senior Counsel, ING Americas, U.S. Legal Services (04/2008 – 03/2010).

Colleen Baldwin

Ms. Colleen D. Baldwin is Independent Trustee of Voya Prime Rate Trust. She also has served as the Chairperson of the Board’s Domestic Equity Funds Investment Review Committee (“DE IRC”) since 2014 and, prior to that, as the Chairperson of the Board’s Nominating and Governance Committee since 2009. Ms. Baldwin is currently an Independent Director of DSM/Dentaquest and is a member of its Audit and Finance/Investment Review Committees. Ms. Baldwin has been President of Glantuam Partners, LLC, a business consulting firm, since 2009. Prior to that, she served in senior positions at the following financial services firms: Chief Operating Officer for Ivy Asset Management, Inc. (2002-2004), a hedge fund manager; Chief Operating Officer and Head of Global Business and Product Development for AIG Global Investment Group (1995-2002), a global investment management firm; Senior Vice President at Bankers Trust Company (1994-1995); and Senior Managing Director at J.P. Morgan & Company (1987-1994). Ms. Baldwin began her career in 1981 at AT&T/Bell Labs as a systems analyst. Ms. Baldwin holds a B.S. from Fordham University and an M.B.A. from Pace University.

Patricia Chadwick

Ms. Patricia W. Chadwick serves as Independent Trustee of Voya Prime Rate Trust. She also has served as the Chairperson of the Board’s I/B/F IRC since 2014 and, prior to that, as the Chairperson of the Board’s DE IRC since 2007. Since 2000, Ms. Chadwick has been the Founder and President of Ravengate Partners LLC, a consulting firm that provides advice regarding financial markets and the global economy. She also is a director of The Royce Funds (since 2009), Wisconsin Energy Corp. (since 2006), and AMICA Mutual Insurance Company (since 1992). Previously, she served in senior roles at several major financial services firms where her duties included the management of corporate pension funds, endowments, and foundations, as well as management responsibilities for an asset management business. Ms. Chadwick holds a B.A. from Boston University and is a Chartered Financial Analyst.

Albert DePrince

Dr. Albert E. DePrince, Jr. serves as Independent Trustee of Voya Prime Rate Trust since May 21, 2013. Dr. DePrince was a professor of Economics and Finance at Middle Tennessee State University from 1991 until his retirement in July 2014. He continued to hold a position with the university under a post-retirement contract until December 31, 2014. Prior to joining the faculty at Middle Tennessee State University, Dr. DePrince served in various business positions, including 12 years at Marine Midland Bank in New York City, where he held the positions of Chief Economist and Senior Vice President, and nine years as an economist with the Federal Reserve Bank of New York. Dr. DePrince holds a B.A. in Economics from Bucknell University, an M.A. in Economics from the University of Michigan, and a Ph.D. in Economics from New York University. Dr. DePrince also served as Director at the Business and Economic Research Center at Middle Tennessee State University from 1999 to 2002. He has presented research papers at numerous academic conferences and has published numerous scholarly papers and journal articles in the areas of financial markets, financial institutions, investment strategies, and commercial bank performance.

Peter Drotch

Mr. Peter S. Drotch serves as Independent Trustee of Voya Prime Rate Trust., since October 2007. He has also served as the Chairperson of the Board’s Audit Committee since January 1, 2015. Prior to his retirement in 2000, he was a partner at the accounting firm of PricewaterhouseCoopers LLP, where he was the leader of the firm’s U.S. Investment Management practice group and a member of its global leadership team where he acquired extensive experience with respect to audits and other financial matters relating to registered investment companies. Since his retirement, he also has served on the boards of registered investment companies in other fund complexes (the State Street Research Funds and BlackRock Funds) from 2005 to 2007 and as a consultant with respect to investment company regulatory compliance matters. Mr. Drotch is also a Director of First Marblehead Corporation (student loans), Tufts Health Plan (health insurance), and the University of Connecticut Foundation, Inc. Mr. Drotch holds a B.S. from the University of Connecticut and is a retired Certified Public Accountant.

Russell Jones

Mr. Russell H. Jones is Independent Trustee of Voya Prime Rate Trust., since May 21, 2013. He is a board member of other investment companies in the Voya family of funds since December 2007. He has also served as Chairperson of the Board’s Compliance Committee since January 23, 2014. From 1973 until his retirement in 2008, Mr. Jones served in various positions at Kaman Corporation, an aerospace and industrial distribution manufacturer, including Senior Vice President, Chief Investment Officer and Treasurer, Principal Investor Relations Officer, Principal Public Relations Officer, and Corporate Parent Treasurer. Mr. Jones served as an Independent Director and Chair of the Contracts Committee for CIGNA Mutual Funds from 1995 until 2005. Mr. Jones also served as President of the Hartford Area Business Economists from 1986 until 1987. Mr. Jones holds a B.A. from the University of Connecticut and an M.A. from the Hartford Seminary.

Patrick Kenny

Mr. Patrick W. Kenny is Independent Trustee of Voya Prime Rate Trust since January 2005. He also has served as the Chairperson of the Board’s Nominating and Governance Committee since January 23, 2014 and, prior to that, Chairperson of the Board’s Compliance Committee since 2006. He previously served as President and Chief Executive Officer (2001-2009) of the International Insurance Society (insurance trade association), Executive Vice President (1998-2001) of Frontier Insurance Group (property and casualty insurance company), Senior Vice President (1995-1998) of SS&C Technologies (software and technology company), Chief Financial Officer (1988-1994) of Aetna Life & Casualty Company (multi-line insurance company), and as Partner (until 1988) of KPMG (accounting firm). Mr. Kenny currently serves (since 2004) on the board of directors of Assured Guaranty Ltd. (provider of financial guaranty insurance) and previously served on the boards of Odyssey Re Holdings Corporation (multi-line reinsurance company) (2006-2009) and of certain predecessor mutual funds of the Voya family of funds (2002-2005). Mr. Kenny holds a B.B.A. from the University of Notre Dame and an M.A. degree from the University of Missouri and is a Certified Public Accountant.

Joseph Obermeyer

Mr.Joseph E. Obermeyer is Independent Trustee of Voya Prime Rate Trust since May 21, 2013 .He is a board member of other investment companies in the Voya family of funds since 2003. He has also served as the Chairperson of the Board’s Joint Investment Review Committee (“Joint IRC”) since January 23, 2014. Mr. Obermeyer is the founder and President of Obermeyer & Associates, Inc., a provider of financial and economic consulting services since 1999. Prior to founding Obermeyer & Associates, Mr. Obermeyer had more than 15 years of experience in accounting, including serving as a Senior Manager at Arthur Andersen LLP from 1995 until 1999. Previously, Mr. Obermeyer served as a Senior Manager at Coopers & Lybrand LLP from 1993 until 1995, as a Manager at Price Waterhouse from 1988 until 1993, a Second Vice President from 1985 until 1988 at Smith Barney, and as a consultant with Arthur Andersen & Co. from 1984 until 1985. Mr. Obermeyer holds a B.A. in Business Administration from the University of Cincinnati, an M.B.A. from Indiana University, and post graduate certificates from the University of Tilburg and INSEAD.

Sheryl Pressler

Ms. Sheryl K. Pressler is Independent Trustee of Voya Prime Rate Trust. She also has served as the Chairperson of both the Board’s Contracts Committee and Contracts Sub-Committee since 2007 and 2014, respectively. Ms. Pressler has served as a consultant on financial matters since 2001. Previously, she held various senior positions involving financial services, including as Chief Executive Officer (2000-2001) of Lend Lease Real Estate Investments, Inc. (real estate investment management and mortgage servicing firm), Chief Investment Officer (1994-2000) of California Public Employees’ Retirement System (state pension fund), Director of Stillwater Mining Company (2002 –2013), and Director of Retirement Funds Management (1981-1994) of McDonnell Douglas Corporation (aircraft manufacturer). Ms. Pressler holds a B.A. from Webster University and an M.B.A. from Washington University.

Roger Vincent

Mr. Roger B. Vincent, Sr. serves as Independent Trustee of Voya Prime Rate Trust since February 2002. He also has served as the Chairperson of the Board’s Board of Trustees from 2007 until 2014 and, prior to that, as the Chairperson of the Board’s Contracts Committee and the DE IRC. Mr. Vincent previously served as the Chairperson of the Contracts Committee and the DE IRC with respect to other funds in the Voya family of funds. Mr. Vincent retired as President of Springwell Corporation (a corporate finance firm) in 2011 where he had worked since 1989. He is a Director of UGI Corporation and UGI Utilities, Inc. (since 2006). He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership. He also previously served as a Director of AmeriGas Partners, L.P. (1998-2006), Tatham Offshore, Inc. (1996-2000), and Petrolane, Inc. (1993-1995), and as a board member of certain predecessor funds of the Voya family of funds (1993-2002). Mr. Vincent is a member of the board of the Mutual Fund Directors Forum and a past Director of the National Association of Corporate Directors. Mr. Vincent holds a B.S. from Yale University and an M.B.A from Harvard University.