People: ING Prime Rate Trust (PPR)

PPR on New York Consolidated

6.56USD
17 May 2013
Price Change (% chg)

$-0.05 (-0.76%)
Prev Close
$6.61
Open
$6.62
Day's High
$6.62
Day's Low
$6.53
Volume
522,182
Avg. Vol
586,544
52-wk High
$6.95
52-wk Low
$5.41

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Summary

Name Age Since Current Position

Shaun Mathews

 57 2006 President, Chief Executive Officer, Trustee

Todd Modic

 45 2005 Chief/Principal Financial Officer, Senior Vice President, Assistant Secretary

Michael Roland

 54 2012 Executive Vice President

Stanley Vyner

 62 2009 Executive Vice President, Chief Investment Risk Officer

Daniel Norman

 55 1997 Senior Vice President, Treasurer

William Rivoir

 62 2001 Senior Vice President, Assistant Secretary

Kimberly Anderson

 48 2003 Senior Vice President

Jeffrey Bakalar

 53 1999 Senior Vice President

Julius Drelick

 46 2012 Senior Vice President

Elliot Rosen

 59 2002 Senior Vice President

Robert Terris

 42 2006 Senior Vice President

Kevin Gleason

 46 2012 Chief Compliance Officer

Fred Bedoya

 40 2012 Vice President, Treasurer

Maria Anderson

 54 2004 Vice President

Lauren Bensinger

 59 2003 Vice President

Robyn Ichilov

 45 2012 Vice President

Jason Kadavy

 36 2012 Vice President

Kimberly Springer

 55 2006 Vice President

Craig Wheeler

 43 2008 Assistant Vice President

Huey Falgout

 49 2003 Secretary

Paul Caldarelli

 61 2010 Assistant Secretary

Theresa Kelety

 50 2003 Assistant Secretary

Colleen Baldwin

 52 2007 Independent Trustee

John Boyer

 59 2005 Independent Trustee

Patricia Chadwick

 64 2006 Independent Trustee

Robert Crispin

 66 2007 Trustee

Peter Drotch

 71 2007 Independent Trustee

J. Michael Earley

 67 2002 Independent Trustee

Patrick Kenny

 70 2005 Independent Trustee

Sheryl Pressler

 62 2006 Independent Trustee

Roger Vincent

 67 2002 Independent Trustee
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Biographies

Name Description

Shaun Mathews

 Mr. Shaun P. Mathews serves as President, Chief Executive Officer, Trustee of ING Prime Rate Trust. He also is President and Chief Executive Officer of ING Investments, LLC (2006 to present). Mr. Mathews previously served as President of ING Mutual Funds and Investment Products (2004-2006) and several other senior management positions in various aspects of the financial services business.

Todd Modic

 Mr. Todd Modic serves as Senior Vice President, Chief/Principal Financial Officer and Assistant Secretary of ING Prime Rate Trust since March 2005 . He is Senior Vice President, ING Funds Services, LLC(3) (March 2005 – Present). Formerly, Vice President, ING Funds Services, LLC (3) (September 2002 – March 2005).

Michael Roland

 Mr. Michael J. Roland serves as Executive Vice President of ING Prime Rate Trust. He is Chief Compliance Officer, Directed Services LLC and ING Investments, LLC (03/2011-Present) and Executive Vice President and Chief Operating Officer, ING Investments, LLC and ING Funds Services, LLC (01/2007-Present). Formerly, Chief Compliance Officer, ING Funds (03/2011-02/2012).

Stanley Vyner

 Mr. Stanley D. Vyner serves as Executive Vice President, Chief Investment Risk Officer of ING Prime Rate Trust. He is Executive Vice President, ING Investments, LLC (07/2000-Present) and Chief Investment Risk Officer, ING Investments, LLC (01/2003-Present).

Daniel Norman

 Mr. Daniel A. Norman serves as Senior Vice President, Treasurer of ING Prime Rate Trust. He is Senior Vice President of the trust since April 1995 and Treasurer of the trust since June 1997. He is Senior Vice President and Senior Portfolio Manager, ING Investment Management Co. (February 1992 – Present).

William Rivoir

 Mr. William H. Rivoir II serves as Senior Vice President and Assistant Secretary of ING Prime Rate Trust since February 2001. He is Senior Vice President, ING Investment Management Co. (January 2004 - Present).

Kimberly Anderson

 Ms. Kimberly A. Anderson serves as Senior Vice President of ING Prime Rate Trust since November 2003 . She is Senior Vice President, ING Investments, LLC (2) (October 2003 – Present).

Jeffrey Bakalar

 Mr. Jeffrey A. Bakalar serves as Senior Vice President of ING Prime Rate Trust since November 1999 . He is Senior Vice President and Group Head, ING Investment Management Co. LLC (01/2000-Present).

Julius Drelick

Elliot Rosen

 Mr. Elliot A. Rosen serves as Senior Vice President of ING Prime Rate Trust since May 2002 . He is Senior Vice President, ING Investment Management Co. LLC (02/1999-Present).

Robert Terris

 Mr. Robert Terris serves as Senior Vice President of ING Prime Rate Trust since May 2006 . He is Senior Vice President, Head of Division Operations, ING Funds Services, LLC (05/2006 — Present).

Kevin Gleason

 Mr. Kevin Gleason is Chief Compliance Officer of ING Prime Rate Trust. He is Senior Vice President, ING Investment Management LLC (02/2012-Present). Formerly, Assistant General Counsel and Assistant Secretary, The Northwestern Mutual Life Insurance Company (06/2004-01/2012).

Fred Bedoya

Maria Anderson

 Ms. Maria M. Anderson serves as Vice President of ING Prime Rate Trust since September 2004 . She is ViceVice President, ING Funds Services, LLC (09/2004-Present).

Lauren Bensinger

 Ms. Lauren D. Bensinger serves as Vice President of ING Prime Rate Trust since August 2003 . She is Vice President, ING Investments, LLC and ING Funds Services, LLC (02/1996-Present); Director of Compliance, ING Investments, LLC (10/2004-Present); and Vice President and Money Laundering Reporting Officer, ING Investments Distributor, LLC (04/2010-Present). Formerly, Chief Compliance Officer, ING Investments Distributor, LLC (08/1995-04/2010).

Robyn Ichilov

 Ms. Robyn L. Ichilov is Vice President of ING Prime Rate Trust. She is Vice President and Treasurer, ING Funds Services, LLC (11/1995-Present) and ING Investments, LLC (08/1997-Present). Formerly, Treasurer, ING Funds (11/1999-02/2012).

Jason Kadavy

Kimberly Springer

 Mr. Kimberly K. Springer serves as Vice President of ING Prime Rate Trust since March 2006 . He is Vice President, ING Investment Management — ING Funds (03/2010-Present); Vice President, ING Funds Services, LLC (03/2006-Present); and Managing Paralegal, Registration Statements (06/2003-Present).

Craig Wheeler

 Mr. Craig Wheeler serves as Assistant Vice President of ING Prime Rate Trust since May 2008 . He is Assistant Vice President — Director of Tax, ING Funds Services, LLC (03/2008-Present). Formerly, Tax Manager, ING Funds Services, LLC (03/2005-03/2008).

Huey Falgout

 Mr. Huey P. Falgout, Jr. serves as Secretary of ING Prime Rate Trust since August 2003 . He is Senior Vice President and Chief Counsel, ING Investment Management — ING Funds (03/2010-Present). Formerly, Chief Counsel, ING Americas, U.S. Legal Services (10/2003-03/2010).

Paul Caldarelli

 Mr. Paul Caldarelli is Assistant Secretary of ING PRIME RATE TRUST. He is Vice President and Senior Counsel, ING Investment Management — ING Funds (03/2010-Present). Formerly, Senior Counsel, ING Americas, U.S. Legal Services (04/2008-03/2010) and Counsel, ING Americas, U.S. Legal Services (05/2005-04/2008).

Theresa Kelety

 Ms. Theresa K. Kelety serves as Assistant Secretary of ING Prime Rate Trust since August 2003. She is Vice President and Senior Counsel, ING Investment Management — ING Funds (03/2010-Present). Formerly Senior Counsel, ING Americas, U.S. Legal Service (04/2008-03/2010) and Counsel, ING Americas, U.S. Legal Services (04/2003-04/2008).

Colleen Baldwin

 Ms. Colleen D. Baldwin is Independent Trustee of ING Prime Rate Trust. She also has served as the Chairperson of the Board’s Nominating and Governance Committee since 2009. Ms. Baldwin has been President of Glantuam Partners, LLC, a business consulting firm, since 2009. Prior to that, she served in senior positions at the following financial services firms: Chief Operating Officer for Ivy Asset Management, Inc. (2002-2004), a hedge fund manager; Chief Operating Officer and Head of Global Business and Product Development for AIG Global Investment Group (1995-2002), a global investment management firm; Senior Vice President at Bankers Trust Company (1994-1995); and Senior Managing Director at J.P. Morgan & Company (1987-1994). In addition to her undergraduate degree, Ms. Baldwin has an MBA degree from Pace University.

John Boyer

 Mr. John V. Boyer serves as the Independent Trustee of ING Prime Rate Trust since January 2005. He also has served as Chairperson of the Board’s International/Balanced/Fixed-Income Funds Investment Review Committee (the “I/B/F IRC”) since 2006 and, prior to that, as Chairperson of the Trust’s Compliance Committee. Since 2008, Mr. Boyer has been President of the Bechtler Arts Foundation for which, among his other duties, Mr. Boyer oversees all fiduciary aspects of the Foundation and assists in the oversight of the Foundation’s endowment portfolio. Previously, he served as President and Chief Executive Officer of the Franklin and Eleanor Roosevelt Institute (2006-2007) and as Executive Director of The Mark Twain House & Museum (1989-2006) where he was responsible for overseeing business operations, including endowment portfolios. He also served as a board member of certain predecessor mutual funds of the ING Funds (1997-2005). In addition to his undergraduate degree, Mr. Boyer has an MFA degree from Princeton University.

Patricia Chadwick

 Ms. Patricia W. Chadwick serves as Independent Trustee of ING Prime Rate Trust. She also has served as Chairperson of the Board’s Domestic Equity Funds Investment Review Committee (the “DE IRC”) since 2007. Since 2000, Ms. Chadwick has been the Founder and President of Ravengate Partners LLC, a consulting firm that provides advice regarding financial markets and the global economy. She also is a director of Wisconsin Energy Corp. (since 2006), AMICA Mutual Insurance Company (since 1992), and The Royce Funds (since 2009).

Robert Crispin

 Mr. Robert William Crispin was Trustee of ING Prime Rate Trust. He formerly served as Chairman and Chief Executive Officer of ING Investment Management Co. LLC (2001-2007), an investment sub-adviser of many of the ING Funds, and in other senior positions in financial service firms.

Peter Drotch

 Mr. Peter S. Drotch serves as Independent Trustee of ING Prime Rate Trust since October 2007. Prior to his retirement in 2000, he was a partner at the accounting firm of PricewaterhouseCoopers LLP, where he was the leader of the firm’s asset management practice group and acquired experience with respect to audits and other financial matters relating to registered investment companies. Since his retirement, he also has served on the boards of registered investment companies in other fund complexes (the State Street Research Funds and BlackRock Funds) from 2005 to 2007 and as a consultant with respect to investment company regulatory compliance matters. In addition to his undergraduate degree, Mr. Drotch is a Certified Public Accountant.

J. Michael Earley

 Mr. J. Michael Earley serves as Independent Trustee of ING Prime Rate Trust since February 2002. He also has served as Chairperson of the Fund’s Audit Committee since 2003. Mr. Earley retired in 2008 as President and Chief Executive Officer of Bankers Trust Company, N.A. (Des Moines, Iowa), where he had worked since 1992. He also has served on the boards of directors of that company (1992-2009) and of Midamerica Financial Corporation (2002-2009), and as a board member of certain predecessor mutual funds of the ING Funds (1997-2002). In addition to his undergraduate degree, Mr. Earley has a JD degree from the University of Iowa.

Patrick Kenny

 Mr. Patrick W. Kenny serves as Independent Trustee of ING Prime Rate Trust since January 2005. He also has served as the Chairperson of the Fund’s Compliance Committee since 2006. He previously served as President and Chief Executive Officer (2001-2009) of the International Insurance Society (insurance trade association), Executive Vice President (1998-2001) of Frontier Insurance Group (property and casualty insurance company), Senior Vice President (1995-1998) of SS&C Technologies (software and technology company), Chief Financial Officer (1988-1994) of Aetna Life & Casualty Company (multi-line insurance company), and as Partner (until 1988) of KPMG (accounting firm). Mr. Kenny currently serves (since 2004) on the board of directors of Assured Guaranty Ltd. (provider of financial guaranty insurance) and previously served on the boards of Odyssey Re Holdings Corporation (multi-line reinsurance company) (2006-2009) and of certain predecessor mutual funds of the ING Fund Complex (2002-2005). In addition to his undergraduate degree, Mr. Kenny has an MS degree from the University of Missouri and is a Certified Public Accountant.

Sheryl Pressler

 Ms. Sheryl K. Pressler serves as Independent Trustee of ING Prime Rate Trust. She also has served as Chairperson of the Fund’s Contracts Committee since 2007. Ms. Pressler has served as a consultant on financial matters since 2001. Previously, she held various senior positions involving financial services, including as Chief Executive Officer (2000-2001) of Lend Lease Real Estate Investments, Inc. (real estate investment management and mortgage servicing firm), Chief Investment Officer (1994-2000) of California Public Employees’ Retirement System (state pension fund), and Director of Retirement Funds Management (1981-1994) of McDonnell Douglas Corporation (aircraft manufacturer). In addition to undergraduate degree, Ms. Pressler has an MBA degree from Washington University.

Roger Vincent

 Mr. Roger B. Vincent, Sr., serves as Independent Trustee of ING Prime Rate Trust since February 2002. He also has served as Chairman of the Board since 2007 and he previously served as Chairperson of the Contracts Committee and the DE IRC. Mr. Vincent currently is President (since 1989) of Springwell Corporation (corporate finance firm) and a Director of UGI Corporation and UGI Utilities, Inc. (since 2006). He previously worked for 20 years at Bankers Trust Company. He also previously served as a Director of AmeriGas Partners, L.P. (1998-2006), Tatham Offshore, Inc. (1996-2000) and Petrolane, Inc. (1993-1995), and as a board member of certain predecessor funds of the ING Funds (1994-2002). Mr. Vincent is a frequent speaker or panelist at mutual fund industry conferences and seminars. In addition to his undergraduate degree, Mr. Vincent has an MBA degree from Harvard University.

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