People: Prospect Capital Corp (PSEC.O)

Summary

Name	Age	Since	Current Position
John Barry	61	2004	Chairman of the Board, Chief Executive Officer
M.Grier Eliasek	40		President, Chief Operating Officer, Director
Brian Oswald	51	2008	Chief Financial Officer, Chief Compliance Officer, Treasurer, Corporate Secretary
Andrew Cooper	50	2009	Independent Director
William Gremp	69	2010	Independent Director
Eugene Stark	55	2008	Independent Director

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Biographies

Name	Description
John Barry	Mr. John F. Barry, III, is Chairman of the Board, Chief Executive Officer of Prospect Capital Corp. In addition to overseeing the Company, Mr. Barry has served on the boards of directors of private and public companies, including financial services, financial technology and energy companies. Mr. Barry also managed an investment bank, focusing on private equity and debt financing for energy and other companies, and was the founding member of the project finance group at Merrill Lynch & Co. The Board also benefits from Mr. Barry's past experience as a corporate securities lawyer at a premiere United States law firm, advising energy companies and their commercial and investment bankers. Mr. Barry is also chairman of the board of directors of the Mathematics Foundation of America, a non-profit foundation which enhances opportunities in mathematics education for students from diverse backgrounds. Mr. Barry's longstanding service as chairman and chief executive officer of the Company and as a Managing Director of PCM and Prospect Administration provide him with a specific understanding of the Company, its operation, and the business and regulatory issues facing the Company.
M.Grier Eliasek	Mr. M. Grier Eliasek is President, Chief Operating Officer, Director of Prospect Capital Corp. Mr. Eliasek is the President and Chief Operating Officer of the Company and a Managing Director of PCM and Prospect Administration. He is also responsible for the origination and assessment of investments for the Company. Mr. Eliasek serves on the Board of Directors of Gas Solutions Holdings, Inc., a gas gathering and processing company in East Texas, which helps provide the Company's Board with a knowledge of the management of companies in which the Company invests. The Board also benefits from Mr. Eliasek's experience as a consultant with Bain & Company, a global strategy consulting firm, where he managed engagements for companies in several different industries, by providing the Company with unique views on investment and management issues. At Bain, Mr. Eliasek analyzed new lines of businesses, developed market strategies, revamped sales organizations, and improved operational performance for Bain & Company clients. Mr. Eliasek's longstanding service as director, President and Chief Operating Officer of the Company and as a Managing Director of PCM and Prospect Administration provide him with a specific understanding of the Company, its operation, and the business and regulatory issues facing the Company.
Brian Oswald	Mr. Brian H. Oswald is Chief Financial Officer, Chief Compliance Officer, Treasurer, Corporate Secretary of Prospect Capital Corp. From November 2008 to present he serves as the Chief Financial Officer, Treasurer and Secretary, and from October 2008 to present he serves as the Chief Compliance Officer. He joined Prospect Administration as Managing Director in June 2008. Previously Managing Director in Structured Finance Group at GSC Group (2006 to 2008).
Andrew Cooper	Mr. Andrew C. Cooper is Independent Director of Prospect Capital Corp. Mr. Cooper is an entrepreneur, who over the last 12 years has founded, built, run and sold three companies. He is Co-Chief Executive Officer of Unison Site Management, Inc., a specialty finance company focusing on cell site easements, and Executive Director of Brand Asset Digital, a digital media marketing and distribution company. Mr. Cooper's over 25 years of experience in venture capital management, venture capital investing and investment banking provides the Board with a business investing and financial experience. Mr. Cooper's experience as the co-founder, director and former co-CEO of Unison Site Management LLC, and as co-founder, former CFO and VP of business development for Avesta Technologies, an enterprise, information and technology management software company bought by Visual Networks in 2000, provides the Board with the benefit of leadership and experience in finance and management. Mr. Cooper also serves on the board of Brand Asset Digital, Aquatic Energy and the Madison Square Boys and Girls Club of New York. Further, Mr. Cooper's time as a director of CSG Systems, Protection One Alarm, LionBridge Technologies and Weblink Wireless. Mr. Cooper's knowledge of financial and accounting matters qualifies him to serve on the Company's Audit Committee and his independence from the Company, PCM and Prospect Administration enhances his service as a member of the Nominating and Corporate Governance Committee.
William Gremp	Mr. William J. Gremp is Independent Director of Prospect Capital Corp. Mr. Gremp was responsible for traditional banking services, credit and lending, private equity and corporate cash management with Merrill Lynch & Co. from 1999 to present. Mr. Gremp brings to the Board a broad and diverse knowledge of business and finance as a result of his career as an investment banker, spanning over 30 years working in corporate finance and originating and executing transactions and advisory assignments for energy and utility related clients. Since 1999, Mr. Gremp has been responsible for traditional banking services, credit and lending, private equity and corporate cash management with Merrill Lynch & Co. From 1996 to 1999, he served at Wachovia as senior vice president, managing director and co-founder of the utilities and energy investment banking group, responsible for origination, structuring, negotiation and completion of transactions utilizing investment banking, capital markets and traditional commercial banking products. From 1989 to 1996, Mr. Gremp was the managing director of global power and project finance at JPMorgan Chase & Co., and from 1970 to 1989, Mr. Gremp was with Merrill Lynch & Co., starting out as an associate in the mergers and acquisitions department, then in 1986 becoming the senior vice president, managing director and head of the regulated industries group. Mr. Gremp's knowledge of financial and accounting matters qualifies him to serve on the Company's Audit Committee and his independence from the Company, PCM and Prospect Administration enhances his service as a member of the Nominating and Corporate Governance Committee.
Eugene Stark	Mr. Eugene S. Stark is Independent Director of Prospect Capital Corp. Mr. Stark brings to the Board over 20 years of experience in directing the financial and administrative functions of investment management organizations. The Board benefits from his broad experience in financial management; SEC reporting and compliance; strategic and financial planning; expense, capital and risk management; fund administration; due diligence; acquisition analysis; and integration activities. Since May 2005, Mr. Stark's position as the Principal Financial Officer, Chief Compliance Officer and Vice President of Administration at General American Investors Company, Inc., where he is responsible for operations, compliance, and financial functions, allows him to provide the Board with added insight into the management practices of other financial companies. From January to April of 2005, Mr. Stark was the Chief Financial Officer of the Company, prior to which he worked at Prudential Financial, Inc. between 1987 and 2004. His many positions within Prudential include 10 years as Vice President and Fund Treasurer of Prudential Mutual Funds, 4 years as Senior Vice President of Finance of Prudential Investments, and 2 years as Senior Vice President of Finance of Prudential Amenities. Mr. Stark is also a Certified Public Accountant. Mr. Stark's knowledge of financial and accounting matters qualifies him to serve on the Company's Audit Committee and his independence from the Company, PCM and Prospect Administration enhances his service as a member of the Nominating and Corporate Governance Committee. Mr. Stark is also a member of Mount Saint Mary Academy's Finance Committee.

Basic Compensation

Name	Fiscal Year Total
John Barry	--
M.Grier Eliasek	--
Brian Oswald	--
Andrew Cooper	--
William Gremp	--
Eugene Stark	--

As Of

Options Compensation

Name	Options	Value
John Barry	0	0
M.Grier Eliasek	0	0
Brian Oswald	0	0
Andrew Cooper	0	0
William Gremp	0	0
Eugene Stark	0	0

Insider Trading

Name	Shares Traded	Price
STARK EUGENE S	500	$10.88
OSWALD BRIAN H	640	$10.14
OSWALD BRIAN H	18,860	$10.15
STARK EUGENE S	500	$10.00
ELIASEK M GRIER	9,057	$10.56
OSWALD BRIAN H	148	$11.73
OSWALD BRIAN H	23,352	$11.69
STARK EUGENE S	500	$10.85
STARK EUGENE S	500	$9.45
BARRY MATTHEW C	2,500	$8.24
ELIASEK M GRIER	46,000	$8.36
BARRY JOHN F III	206,300	$8.65
BARRY JOHN F III	28,700	$8.64
ELIASEK M GRIER	300	$8.51
ELIASEK M GRIER	13,263	$8.52
OSWALD BRIAN H	7,000	$8.69
STARK EUGENE S	2,000	$8.75
BARRY MATTHEW C	18	$8.71
BARRY JOHN F III	28,049	$8.71
BARRY JOHN F III	1,132,749	$9.68
BARRY JOHN F III	1,132,749	$9.68
BARRY JOHN F III	306,113	$10.65
BARRY JOHN F III	118,765	$10.79
BARRY MATTHEW C	16	$10.12
BARRY MATTHEW C	16	$10.14

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People: Prospect Capital Corp (PSEC.O)

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Summary

Biographies

Basic Compensation

Options Compensation

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