People: Pimco Corporate & Income Opportunity Fund (PTY)
PTY on New York Consolidated
20.05USD
24 May 2013
20.05USD
24 May 2013
Price Change (% chg)
$-0.30 (-1.47%)
$-0.30 (-1.47%)
Prev Close
$20.35
$20.35
Open
$20.38
$20.38
Day's High
$20.45
$20.45
Day's Low
$19.92
$19.92
Volume
288,289
288,289
Avg. Vol
220,369
220,369
52-wk High
$22.20
$22.20
52-wk Low
$17.65
$17.65
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Hans Kertess |
73 | Independent Chairman of the Board of Trustees | |
Brian Shlissel |
48 | 2002 | President, Chief Executive Officer |
Lawrence Altadonna |
46 | 2002 | Principal Financial and Accounting Officer, Treasurer |
Thomas Fuccillo |
44 | 2004 | Vice President, Secretary, Chief Legal Officer |
Richard Cochran |
52 | 2008 | Assistant Treasurer |
Orhan Dzemaili |
38 | 2011 | Assistant Treasurer |
Scott Whisten |
41 | 2007 | Assistant Treasurer |
Youse Guia |
40 | 2004 | Chief Compliance Officer |
Lagan Srivastava |
35 | 2006 | Assistant Secretary |
Deborah DeCotis |
60 | 2011 | Independent Trustee |
Bradford Gallagher |
69 | 2010 | Independent Trustee |
James Jacobson |
68 | 2009 | Independent Trustee |
John Maney |
53 | 2006 | Trustee |
William Ogden |
68 | 2006 | Independent Trustee |
Alan Rappaport |
59 | 2010 | Independent Trustee |
Biographies
| Name | Description |
|---|---|
Hans Kertess |
Mr. Hans W. Kertess is Independent Chairman of the Board of Trustees of PIMCO Corporate & Income Opportunity Fund. He is President, H. Kertess & Co., a financial advisory company; formerly, Managing Director, Royal Bank of Canada Capital Markets. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2000. Mr. Kertess has executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. |
Brian Shlissel |
Mr. Brian S. Shlissel is President, Chief Executive Officer of PIMCO Corporate & Income Opportunity Fund. He is Management Board, Managing Director and Head of Mutual Fund Services of Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 29 funds in the Fund Complex; President of 51 funds in the Fund Complex; and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 51 funds in the Fund Complex. |
Lawrence Altadonna |
Mr. Lawrence G. Altadonna is Principal Financial and Accounting Officer, Treasurer of PIMCO Corporate & Income Opportunity Fund. He is Senior Vice President, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 80 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund complex. |
Thomas Fuccillo |
Mr. Thomas J. Fuccillo is Vice President, Secretary, Chief Legal Officer of PIMCO Corporate & Income Opportunity Fund. He is Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P.: Vice President, Secretary and Chief Legal Officer of 80 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc. |
Richard Cochran |
Mr. Richard J. Cochran is Assistant Treasurer of PIMCO Corporate & Income Opportunity Fund. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 80 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Tax Manager, Teachers Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008). |
Orhan Dzemaili |
Mr. Orhan Dzemaili is Assistant Treasurer of PIMCO Corporate & Income Opportunity Fund. He is Vice President, Allianz Global Fund Management LLC; and Assistant Treasurer of 80 funds in the Fund Complex. Formerly, Accounting Manager, Prudential Investments LLC (2004-2007). |
Scott Whisten |
Mr. Scott Whisten is Assistant Treasurer of PIMCO Corporate & Income Opportunity Fund. He Senior Vice President, Allianz Global Investors Fund Management LLC; and Assistant Treasurer of 80 funds in the Fund Complex. |
Youse Guia |
Mr. Youse E. Guia is Chief Compliance Officer of PIMCO Corporate & Income Opportunity Fund. He is Senior Vice President, Chief Compliance Officer, Allianz Global Investors of America L.P.; Chief Compliance Officer of 80 funds in the Fund Complex and of The Korea Fund, Inc. |
Lagan Srivastava |
Mr. Lagan Srivastava is Assistant Secretary of PIMCO Corporate & Income Opportunity Fund. He is Vice President, Allianz Global Investors of America L.P.: Assistant Secretary of 80 funds in the Fund Complex and of The Korea Fund, Inc. |
Deborah DeCotis |
Ms. Deborah A. DeCotis is Independent Trustee of PIMCO Corporate & Income Opportunity Fund. She is Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Director, Helena Rubenstein Foundation (since 1997); Co-Chair Special Projects Committee, Memorial Sloan Kettering (since 2005); Board Member and Member of the Investment and Finance Committees, Henry Street Settlement (since 2007); Trustee, Stanford University (since 2010). Formerly, Advisory Council, Stanford Business School (2002-2008) and Director, Armor Holdings, a manufacturing company (2002-2007). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2011. Ms. Zoullas has substantial senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley. |
Bradford Gallagher |
Mr. Bradford K. Gallagher is Independent Trustee of PIMCO Corporate & Income Opportunity Fund. He is Founder, Spyglass Investments LLC, a private investment vehicle (since 2001); Founder, President and CEO of Cypress Holding Company and Cypress Tree Investment Management Company (since 1995); Trustee, The Common Fund (since 2005); Director, Anchor Point Inc. (since 1995); Chairman and Trustee, Atlantic Maritime Heritage Foundation (since 2007); and Director, Shielding Technology Inc. (since 2006). Trustee/Director of the funds in the Allianz/PIMCO Fund Complex since 2010. Mr. Gallagher has executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies. |
James Jacobson |
Mr. James A. Jacobson is Independent Trustee of PIMCO Corporate & Income Opportunity Fund. He is Retired. Formerly, Vice Chairman and Managing Director of Spear, Leeds & Kellogg Specialists, LLC, a specialist firm on the New York Stock Exchange. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2009. Mr. Jacobson is Trustee, Alpine Mutual Funds Complex consisting of 16 funds. Mr. Jacobson has executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. |
John Maney |
Mr. John C. Maney is Trustee of PIMCO Corporate & Income Opportunity Fund. He is in the Management Board of Allianz Global Investors Fund Management LLC; Management Board and Managing Director of Allianz Global Investors of America L.P. since January 2005 and also Chief Operating Officer of Allianz Global Investors of America L.P. since November 2006. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2006. Mr. Maney has executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. |
William Ogden |
Mr. William B. Ogden, IV, is Independent Trustee of PIMCO Corporate & Income Opportunity Fund. He is an Asset Management Industry Consultant. Formerly, Managing Director, Investment Banking Division of Citigroup Global Markets Inc. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2006. Mr. Ogden has senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for, and provide mergers and acquisition advisory services to, asset managers and investment advisers. |
Alan Rappaport |
Mr. Alan Rappaport is Independent Trustee of PIMCO Corporate & Income Opportunity Fund. He is Vice Chairman, Roundtable Investment Partners since 2009; Chairman (formerly President), Private Banking Division of Bank of America; Vice Chairman, US Trust (2001-2008). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2010. Mr. Rappaport has senior executive experience in the banking industry. He formerly served as Chairman and President of the Private Bank of Bank of America and as Vice Chairman of U.S. Trust. He is currently the Vice Chairman of a private investment firm. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Hans Kertess |
-- |
Brian Shlissel |
-- |
Lawrence Altadonna |
-- |
Thomas Fuccillo |
-- |
Richard Cochran |
-- |
Orhan Dzemaili |
-- |
Scott Whisten |
-- |
Youse Guia |
-- |
Lagan Srivastava |
-- |
Deborah DeCotis |
-- |
Bradford Gallagher |
-- |
James Jacobson |
-- |
John Maney |
-- |
William Ogden |
-- |
Alan Rappaport |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Hans Kertess |
0 | 0 |
Brian Shlissel |
0 | 0 |
Lawrence Altadonna |
0 | 0 |
Thomas Fuccillo |
0 | 0 |
Richard Cochran |
0 | 0 |
Orhan Dzemaili |
0 | 0 |
Scott Whisten |
0 | 0 |
Youse Guia |
0 | 0 |
Lagan Srivastava |
0 | 0 |
Deborah DeCotis |
0 | 0 |
Bradford Gallagher |
0 | 0 |
James Jacobson |
0 | 0 |
John Maney |
0 | 0 |
William Ogden |
0 | 0 |
Alan Rappaport |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
GROSS WILLIAM HUNT |
169,693 | $18.94 |
GROSS WILLIAM HUNT |
26,500 | $20.30 |
GROSS WILLIAM HUNT |
56,134 | $19.88 |
GROSS WILLIAM HUNT |
391,561 | $19.33 |
BANK OF AMERICA CORP |
300 | $17.18 |
BANK OF AMERICA CORP |
200 | $17.17 |
BANK OF AMERICA CORP |
500 | $17.17 |
BANK OF AMERICA CORP |
2 | $17.16 |
BANK OF AMERICA CORP |
2 | $17.29 |
BRIGADE LEVERAGED CAPITAL STRUCTURES FUND LTD |
270 | $0.00 |

