People: Pimco New York Municipal Income Fund III (PYN)

PYN on New York Consolidated

10.40USD
23 May 2013
Price Change (% chg)

$0.05 (+0.48%)
Prev Close
$10.35
Open
$10.34
Day's High
$10.40
Day's Low
$10.28
Volume
18,511
Avg. Vol
13,475
52-wk High
$11.02
52-wk Low
$9.64

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Summary

Name Age Since Current Position

Hans Kertess

 73 2003 Independent Chairman of the Board of Trustees

Brian Shlissel

 48 2002 President, Chief Executive Officer

Lawrence Altadonna

 46 2002 Treasurer, Principal Financial and Accounting Officer

Youse Guia

 40 2004 Chief Compliance Officer

Thomas Fuccillo

 44 2004 Vice President, Secretary and Chief Legal Officer

Richard Cochran

 51 2008 Assistant Treasurer

Orhan Dzemaili

 38 2011 Assistant Treasurer

Scott Whisten

 41 2007 Assistant Treasurer

Lagan Srivastava

 35 2006 Assistant Secretary

Deborah DeCotis

 60 2011 Independent Trustee

Bradford Gallagher

 68 2010 Independent Trustee

James Jacobson

 67 2009 Independent Trustee

John Maney

 53 2006 Trustee

William Ogden

 67 2006 Independent Trustee

Alan Rappaport

 59 2010 Independent Trustee
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Biographies

Name Description

Hans Kertess

 Mr. Hans W. Kertess is Independent Chairman of the Board of Trustees of PIMCO New York Municipal Income Fund III, since October 2003. He is President, H. Kertess & Co., a financial advisory company. Formerly, Managing Director, Royal Bank of Canada Capital Markets. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2000. Mr. Kertess has executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. He has experience on investment banking industry.

Brian Shlissel

 Mr. Brian S. Shlissel is President, Chief Executive Officer of PIMCO New York Municipal Income Fund III, since September 2002. He is Managing Director and Head of Mutual Fund Services of Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 29 funds in the Fund Complex; President of 50 funds in the Fund Complex; and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 50 funds in the Fund Complex.

Lawrence Altadonna

 Mr. Lawrence G. Altadonna serves as Treasurer, Principal Financial and Accounting Officer of PIMCO New York Municipal Income Fund III, since September 2002. He Senior Vice President, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 78 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund Complex.

Youse Guia

 Mr. Youse E. Guia serves as Chief Compliance Officer of PIMCO New York Municipal Income Fund III, since October 2004. He is Senior Vice President, Chief Compliance Officer, Allianz Global Investors of America L.P.; Chief Compliance Officer of 78 funds in the Fund Complex and The Korea Fund, Inc.

Thomas Fuccillo

 Mr. Thomas J. Fuccillo serves as Vice President, Secretary and Chief Legal Officer of PIMCO New York Municipal Income Fund III, since December 2004. He Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P.; Vice President, Secretary and Chief Legal Officer of 78 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc.

Richard Cochran

 Mr. Richard J. Cochran serves as Assistant Treasurer of PIMCO New York Municipal Income Fund III, since May 2008. He has been Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 78 funds in the Fund Complex. Formerly, Tax Manager, Teachers Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008).

Orhan Dzemaili

 Mr. Orhan Dzemaili is Assistant Treasurer of PIMCO New York Municipal Income Fund III. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 78 funds in the Fund Complex. Formerly, Accounting Manager, Prudential Investments LLC (2004-2007).

Scott Whisten

 Mr. Scott Whisten serves as Assistant Treasurer of Pimco New York Municipal Income Fund III., since January 2007. He is Senior Vice President, Allianz Global Investors Fund Management LLC; and Assistant Treasurer of 78 funds in the Fund Complex.

Lagan Srivastava

 Mr. Lagan Srivastava serves as Assistant Secretary of PIMCO New York Municipal Income Fund III, December 2006. He is Vice President of Allianz Global Investors of America L.P.; Assistant Secretary of 78 funds in the Fund Complex and of The Korea Fund, Inc.

Deborah DeCotis

 Ms. Deborah A. DeCotis is Independent Trustees of Pimco New York Municipal Income Fund III. She is Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Director, Helena Rubenstein Foundation (since 1997); Co-Chair Special Projects Committee, Memorial Sloan Kettering (since 2005); Board Member and Member of the Investment and Finance Committees, Henry Street Settlement (since 2007); and Trustee, Stanford University (since 2010). Formerly, Advisory Council, Stanford Business School (2002-2008) and Director, Armor Holdings, a manufacturing company (2002-2007). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2011. Ms. DeCotis has senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley.

Bradford Gallagher

 Mr. Bradford K. Gallagher is Independent Trustee of Pimco New York Municipal Income Fund III. He is Founder, Spyglass Investments LLC, a private investment vehicle (since 2001); Founder, President and CEO of Cypress Holding Company and Cypress Tree Investment Management Company (since 1995); Trustee, The Common Fund (since 2005); Director, Anchor Point Inc. (since 1995); Chairman and Trustee, Atlantic Maritime Heritage Foundation (since 2007); and Director, Shielding Technology Inc. (since 2006). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2010. Mr. Gallagher has executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies.

James Jacobson

 Mr. James A. Jacobson is Independent Trustee of Pimco New York Municipal Income Fund III, since December 14, 2009. He is Retired. Formerly, Vice Chairman and Managing Director of Spear, Leeds & Kellogg Specialists, LLC, a specialist firm on the New York Stock Exchange. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2009. Mr. Jacobson has executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair.

John Maney

 Mr. John C. Maney is Trustee of Pimco New York Municipal Income Fund III since December 2006. He is Managing Director and Chief Executive Officer of Allianz Global Investors Fund Management LLC; Management Board and Managing Director of Allianz Global Investors of America L.P. since January 2005 and also Chief Operating Officer of Allianz Global Investors of America L.P. since November 2006. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2006. Mr. Maney has executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. Because of his familiarity with the Manager and affiliated entities, he serves as an important information resource for the Independent Trustees and as a facilitator of communication with the Manager.

William Ogden

 Mr. William B. Ogden, IV, is Independent Trustee of PIMCO New York Municipal Income Fund III, since September 2006 . He is Asset Management Industry Consultant. Formerly, Managing Director, Investment Banking Division of Citigroup Global Markets Inc. Trustee of the funds in the Allianz/PIMCO Fund Complex since 2006. Mr. Ogden has senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for and provide mergers and acquisition advisory services to asset managers and investment advisers. He also has experience on fund products through his senior-level responsibility for originating and underwriting a broad variety of such products.

Alan Rappaport

 Mr. Alan Rappaport is Independent Trustee of PIMCO New York Municipal Income Fund III, since June 22, 2010. He is Vice Chairman, Roundtable Investment Partners (since 2009); Chairman (formerly President), Private Bank of Bank of America; Vice Chairman, U.S Trust (2001-2008). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2010. Mr. Rappaport has senior executive experience in the financial services industry. He formerly served as Chairman and President of the Private Bank of Bank of America and as Vice Chairman of U.S. Trust. He is currently the Vice Chairman of a private investment firm.

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