People: PIMCO California Municipal Income Fund Iii (PZC)
PZC on New York Consolidated
11.04USD
17 May 2013
11.04USD
17 May 2013
Price Change (% chg)
$0.00 (+0.00%)
$0.00 (+0.00%)
Prev Close
$11.04
$11.04
Open
$11.07
$11.07
Day's High
$11.07
$11.07
Day's Low
$11.00
$11.00
Volume
20,271
20,271
Avg. Vol
41,488
41,488
52-wk High
$11.92
$11.92
52-wk Low
$10.57
$10.57
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Hans Kertess |
73 | 2003 | Independent Chairman of the Board of Trustees |
Brian Shlissel |
48 | 2002 | President, Chief Executive Officer |
Lawrence Altadonna |
46 | 2002 | Treasurer, Principal Financial and Accounting Officer |
Youse Guia |
40 | 2004 | Chief Compliance Officer |
Thomas Fuccillo |
44 | 2004 | Vice President, Secretary and Chief Legal Officer |
Richard Cochran |
51 | 2008 | Assistant Treasurer |
Orhan Dzemaili |
38 | 2011 | Assistant Treasurer |
Scott Whisten |
41 | 2007 | Assistant Treasurer |
Lagan Srivastava |
35 | 2006 | Assistant Secretary |
Deborah DeCotis |
60 | 2011 | Independent Trustee |
Bradford Gallagher |
68 | 2010 | Independent Trustee |
James Jacobson |
67 | 2009 | Independent Trustee |
John Maney |
53 | 2006 | Trustee |
William Ogden |
67 | 2006 | Independent Trustee |
Alan Rappaport |
59 | 2010 | Independent Trustee |
Biographies
| Name | Description |
|---|---|
Hans Kertess |
Mr. Hans W. Kertess is Independent Chairman of the Board of Trustees of Pimco California Municipal Income Fund III. Mr. Kertess has executive experience in the investment management industry. He is the president of a financial advisory company, H. Kertess & Co., and formerly served as a Managing Director of Royal Bank of Canada Capital Markets. He has experience in the investment banking industry. |
Brian Shlissel |
Mr. Brian S. Shlissel is President, Chief Executive Officer of Pimco California Municipal Income Fund III since September 2002. He has been Management Board, Managing Director and Head of Mutual Fund Services of Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 29 funds in the Fund Complex; President of 49 funds in the Fund Complex; and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 50 funds in the Fund Complex. |
Lawrence Altadonna |
Mr. Lawrence G. Altadonna is Treasurer, Principal Financial and Accounting Officer of Pimco California Municipal Income Fund III since September 2002. He is Senior Vice President, Director of Fund Administration of Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 78 funds in the Fund Complex; and Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund Complex. |
Youse Guia |
Mr. Youse Guia is Chief Compliance Officer of Pimco California Municipal Income Fund III since October 2004. He is Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P.; Vice President, Secretary and Chief Legal Officer of 78 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc. |
Thomas Fuccillo |
Mr. Thomas J. Fuccillo is Vice President, Secretary and Chief Legal Officer of Pimco California Municipal Income Fund III since December 2004 . He is Executive Vice President, Chief Legal Officer and Secretary of Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P.; Vice President, Secretary and Chief Legal Officer of 78 funds in the Fund Complex; and Secretary and Chief Legal Officer of The Korea Fund, Inc. |
Richard Cochran |
Mr. Richard J. Cochran is Assistant Treasurer of Pimco California Municipal Income Fund III since May 2008. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 78 funds in the Fund Complex and of The Korea Fund, Inc. Formerly, Tax Manager, Teachers Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008). |
Orhan Dzemaili |
Mr. Orhan Dzemaili is Assistant Secretary of PIMCO California Municipal Income Fund III. He is Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 77 funds in the Fund Complex. Formerly, Accounting Manager, Prudential Investments LLC (2004-2007). |
Scott Whisten |
Mr. Scott Whisten is Assistant Treasurer of Pimco California Municipal Income Fund III since January 2007. He has been Senior Vice President, Allianz Global Investors Fund Management LLC; and Assistant Treasurer of 77 funds in the Fund Complex. |
Lagan Srivastava |
Mr. Lagan Srivastava is Assistant Secretary of Pimco California Municipal Income Fund III since December 2006. He is Vice President of Allianz Global Investors of America L.P.; Assistant Secretary of 78 funds in the Fund Complex and of The Korea Fund, Inc. |
Deborah DeCotis |
Ms. Deborah A. DeCotis is Independent Trustee of PIMCO California Municipal Income Fund III. Ms. DeCotis has senior executive experience in the investment banking industry, having served as a Managing Director for Morgan Stanley. She has board experience and experience in oversight of investment management functions through her experience as a Director of the Helena Rubenstein Foundation, Stanford Graduate School of Business and Armor Holdings. |
Bradford Gallagher |
Mr. Bradford K. Gallagher is Independent Trustee of PIMCO California Municipal Income Fund III. Mr. Gallagher has executive and board experience in the financial services and investment management industries. He has served as director to several other investment companies. Having served on the Operating Committee of Fidelity Investments and as a Managing Director and President of Fidelity Investments Institutional Services Company, he provides the Funds with asset management industry experience. He also brings securities industry experience, having served as a developer and founder of several enterprises and private investment vehicles. |
James Jacobson |
Mr. James A. Jacobson is Independent Trustee of PIMCO California Municipal Income Fund III. Mr. Jacobson has executive and board experience in the financial services industry. He served for more than 15 years as a senior executive at a New York Stock Exchange (the “NYSE”) specialist firm. He has also served on the NYSE Board of Directors, including terms as Vice Chair. As such, he provides experience on matters relating to portfolio brokerage and trade execution. |
John Maney |
Mr. John C. Maney is Trustee of Pimco California Municipal Income Fund III since December 2006. Mr. Maney has executive and board experience in the investment management industry. He has served in a variety of senior-level positions with investment advisory firms affiliated with the Manager. He serves as an important information resource for the Independent Trustees and as a facilitator of communication with the Manager. |
William Ogden |
Mr. William B. Ogden, IV, is Independent Trustee of Pimco California Municipal Income Fund III since September 2006. He has senior executive experience in the investment banking industry. He served as Managing Director at Citigroup, where he established and led the firm’s efforts to raise capital for, and provide mergers and acquisition advisory services to, asset managers and investment advisers. He also has experience with fund products through his senior-level responsibility for originating and underwriting a broad variety of such products. |
Alan Rappaport |
Mr. Alan Rappaport is Independent Trustee of Pimco California Municipal Income Fund III. He is Vice Chairman, Roundtable Investment Partners (since 2009); Chairman (formerly President), Private Bank of Bank of America; and Vice Chairman, U.S Trust (2001-2008). Trustee of the funds in the Allianz/PIMCO Fund Complex since 2010. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Hans Kertess |
-- |
Brian Shlissel |
-- |
Lawrence Altadonna |
-- |
Youse Guia |
-- |
Thomas Fuccillo |
-- |
Richard Cochran |
-- |
Orhan Dzemaili |
-- |
Scott Whisten |
-- |
Lagan Srivastava |
-- |
Deborah DeCotis |
-- |
Bradford Gallagher |
-- |
James Jacobson |
-- |
John Maney |
-- |
William Ogden |
-- |
Alan Rappaport |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Hans Kertess |
0 | 0 |
Brian Shlissel |
0 | 0 |
Lawrence Altadonna |
0 | 0 |
Youse Guia |
0 | 0 |
Thomas Fuccillo |
0 | 0 |
Richard Cochran |
0 | 0 |
Orhan Dzemaili |
0 | 0 |
Scott Whisten |
0 | 0 |
Lagan Srivastava |
0 | 0 |
Deborah DeCotis |
0 | 0 |
Bradford Gallagher |
0 | 0 |
James Jacobson |
0 | 0 |
John Maney |
0 | 0 |
William Ogden |
0 | 0 |
Alan Rappaport |
0 | 0 |

