Edition:
United States

Raymond James Financial Inc (RJF)

RJF on New York Consolidated

72.96USD
2 Dec 2016
Change (% chg)

$-0.68 (-0.92%)
Prev Close
$73.64
Open
$73.33
Day's High
$73.33
Day's Low
$72.18
Volume
675,939
Avg. Vol
647,605
52-wk High
$73.87
52-wk Low
$39.84

Summary

Name Age Since Current Position

Thomas James

73 2010 Chairman of the Board

John Carson

59 2012 President

Paul Reilly

61 2014 Chief Executive Officer, Director

Jeffrey Julien

59 2011 Chief Financial Officer, Executive Vice President - Finance, Treasurer

Paul Allison

59 2009 Chairman, President, Chief Executive Officer of Raymond James Ltd.

Scott Curtis

53 2012 President of Raymond James Financial Services, Inc

Tashtego Elwyn

44 2014 President - Private Client Group of Raymond James & Associates

Steve Raney

50 2006 President, Chief Executive Officer of Raymond James Bank, N.A.

Jeffrey Trocin

56 2013 President - Global Equities and Investment Banking of Raymond James & Associates, Inc.

Dennis Zank

61 2012 Chief Operating Officer

Jeffrey Dowdle

51 2014 Executive Vice President - Asset Management Group

George Catanese

56 2006 Senior Vice President, Chief Risk Officer

Paul Matecki

59 2010 Senior Vice President, General Counsel, Secretary

Jennifer Ackart

51 2010 Senior Vice President, Controller

Bella Allaire

62 2011 Executive Vice President - Technology and Operations of Raymond James & Associates, Inc.

Susan Story

56 2016 Non-Executive Lead Independent Director

Francis Godbold

72 2002 Vice Chairman of the Board

Jeffrey Edwards

54 2014 Non-Executive Independent Director

Benjamin Esty

53 2014 Non-Executive Independent Director

Roderick McGeary

65 2015 Non-Executive Independent Director

Robert Saltzman

73 2007 Non-Executive Independent Director

Charles von Arentschildt

55 2015 Non-Executive Independent Director

Shelley Broader

51 2008 Non-Executive Independent Director

Gordon Johnson

58 2010 Non-Executive Independent Director

Paul Shoukry

Vice President - Finance and Investor Relations

Biographies

Name Description

Thomas James

Mr. Thomas A. James is Chairman of the Board of Raymond James Financial, Inc. He has served as Chairman of the Board of the company since 1983, having also served as Chief Executive Officer from 1970 to April 30, 2010. As Chief Executive Officer, Mr. James chaired the Company’s Operating Committee (now known as the Executive Committee), the monthly financial review and the budget process. As Executive Chairman, Mr. James still contributes to those functions. He continues to chair our Compliance and Standards Committee. Mr. James has been active in the Financial Services Roundtable since 2000, and served as its Chairman in 2007. He is a former Chairman of The Florida Council of 100 and a former Chairman of the Securities Industry Association (now, the Securities Industry and Financial Markets Association). He has been a certified financial planner since 1978. Mr. James serves on the board of Cora Health Services, Inc. and was a director of OSI Restaurant Partners, Inc. from 2002 to 2008. He is the current president of the board of trustees of The Salvador Dalí Museum, is on the board of the International Tennis Hall of Fame, and is the chairman of the Chi Chi Rodriguez Youth Foundation. During his career, he served on the boards of numerous public companies.

John Carson

Mr. John C. Carson, Jr., is the President of Raymond James Financial, Inc., effective April 20, 2012. Since March 2008, Mr. Carson has been, and will continue as, Chief Executive Officer and Executive Managing Director of Morgan Keegan & Company, Inc. and President - Morgan Keegan & Company, LLC, formerly known as Morgan Keegan & Company, Inc., since July, 2013. which became a wholly owned subsidiary of the Company on April 2, 2012. Prior to his appointment as Chief Executive Officer of Morgan Keegan, Mr. Carson was President of Morgan Keegan’s Fixed Income Capital Markets division from 1994 to February 2008.

Paul Reilly

Mr. Paul C. Reilly is Chief Executive Officer Director of Raymond James Financial, Inc. He is Chief Executive Officer of RJF since May 1, 2010. Prior to that he was President of RJF from May 1, 2009 to April 30, 2010. Mr. Reilly was a non-employee, independent director of the Company from January 2006 until May 1, 2009 and chaired the Audit Committee from May 21, 2008 until May 1, 2009. Former Executive Chairman, Korn Ferry International from July 1, 2007 to April 30, 2009. Chairman and Chief Executive Officer, Korn Ferry International from 2001 to 2007. Chief Executive Officer, KPMG International from 1998 to 2001. Prior to being named to that position, he was Vice Chairman, Financial Services of KPMG LLP, the United States member firm of KPMG International. Mr. Reilly is a member of The Florida Council of 100, member of the Financial Services Roundtable, Director of United Way Suncoast and member of The University of Notre Dame Business Advisory Council. Mr. Reilly’s prior experience as chief executive officer of two complex and global organizations, one of which was a public company, combined with his background as a CPA and financial services consultant, brings a perspective to the board beyond the financial services industry, while his previous service on our board provides continuity with prior senior management.

Jeffrey Julien

Mr. Jeffrey P. Julien is Chief Financial Officer, Executive Vice President - Finance, Treasurer of Raymond James Financial, Inc. He is Director and/or officer of several RJF subsidiaries. He served as Senior Vice President - Finance and Vice President - Finance of the Company.

Paul Allison

Mr. Paul D. Allison is Chairman, President, Chief Executive Officer of Raymond James Ltd., a subsidiary Company of Raymond James Financial, Inc., since January 2009. He served as Co-President and Co-CEO - Raymond James Ltd., August, 2008 - January, 2009; Executive Vice President and Vice Chairman, Merrill Lynch Canada, December, 2007 - August, 2008; Executive Vice President and Managing Director, Co-Head of Canada Investment Banking, Merrill Lynch Canada, March, 2001 - December, 2007.

Scott Curtis

Mr. Scott A Curtis is the President of Raymond James Financial Services, Inc since January, 2012. He is Senior Vice President - Private Client Group - Raymond James & Associates, Inc., July, 2005 - December 2011

Tashtego Elwyn

Mr. Tashtego S Elwyn is the President - Private Client Group - Raymond James & Associates, Inc., since January, 2012. Regional Director - Raymond James & Associates, Inc., October, 2006 - December, 2011

Steve Raney

Mr. Steven M. Raney is President, Chief Executive Officer of Raymond James Bank, N.A., a subsidiary Company of Raymond James Financial, Inc., since January 1, 2006. He was Partner and Director of Business Development, LCM Group, February, 2005 – December, 2005; various executive positions in the Tampa Bay area, Bank of America, June, 1988 – January, 2005.

Jeffrey Trocin

Mr. Jeffrey E. Trocin is the President - Global Equities and Investment Banking of Raymond James & Associates, Inc., since July, 2013. He was the Executive Vice President - Equity Capital Markets - Raymond James & Associates, Inc., February 2001 - July, 2013.

Dennis Zank

Mr. Dennis W. Zank is the Chief Operating Officer of Raymond James Financial, Inc., effective January 03, 2012. He has worked for the Company since 1978, most recently as president of Raymond James & Associates. Prior to that appointment, he had worked as executive vice president of operations and administration.

Jeffrey Dowdle

Mr. Jeffrey A. Dowdle is the Executive Vice President - Asset Management Group, since February, 2014. He was the President - Asset Management Services of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since January, 2005. He is Senior Vice President - Raymond James & Associates, Inc. since January, 2005 - February, 2014.

George Catanese

Mr. George Catanese is Senior Vice President, Chief Risk Officer of Raymond James Financial, Inc.,He is Senior Vice President since October, 2005 and Chief Risk Officer since February, 2006 He served as Director - Internal Audit from November, 2001 – October, 2005.

Paul Matecki

Mr. Paul L. Matecki is Senior Vice President, General Counsel and Secretary of Raymond James Financial, Inc. He was Senior Vice President, General Counsel, Secretary, Director - Compliance of Raymond James Financial, Inc. He is Senior Vice President, General Counsel, Director - Compliance of the company since August 2004 and Corporate Counsel since April 1989 through August 2004.

Jennifer Ackart

Ms. Jennifer C. Ackart is Senior Vice President, Controller of Raymond James Financial Inc., since August, 2009. She served as Chief Accounting Officer of the company and Controller since February, 1995

Bella Allaire

Ms. Bella Loykhter Allaire is Executive Vice President - Technology and Operations of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since June, 2011. She served as Managing Director and Chief Information Officer, UBS Wealth Management Americas, November, 2006 - January, 2011.

Susan Story

Ms. Susan N. Story is Non-Executive Lead Independent Director of Raymond James Financial, Inc. she is no more Non-Executive Independent Director of the company, on effective date of February 18, 2016. Ms. Story is President and Chief Executive Officer of American Water Works, Inc. (NYSE: AWK), the largest publicly traded U.S. water and wastewater utility, serving over 15 million people in 47 states and Ontario, Canada. Prior to her CEO role, which she assumed in May 2014, she served as Chief Financial Officer for the corporation. Prior to her move to AWK, she spent 31 years at Southern Company (NYSE: SO), serving as Chief Executive Officer, Southern Company Services, Inc. and Executive Vice President of Southern from January 2011-March 2013; President and Chief Executive Officer, Gulf Power Company, Inc. from April 2003-December 2010; Executive Vice President, Engineering and Construction, Southern Company 2001-2003, while concurrently serving as Senior Vice President of Southern Power Company 2002-2003. Ms. Story currently serves on the board of the Bipartisan Policy Institute in Washington, D.C. and co-chairs the organization's effort to address the nation's transportation and water infrastructure replacement challenges. She is also on the board of the Alliance to Save Energy and the H. Lee Moffitt Cancer Center, as well as the Research Institute Board of Advisors. She is past chair of both the Florida Chamber of Commerce and the Florida Council of 100. She is past vice-chair of Enterprise Florida (the state's economic development organization) and was a member of the Florida Board of Education. She previously served on the board of the National Renewable Energy Laboratory. She also was appointed to the statutorily-required Tax and Budget Reform Commission of Florida, serving as chair of the Finance Committee of that Commission, tasked with evaluating the revenue and spending structure for Florida.

Francis Godbold

Mr. Francis S. Godbold is Vice Chairman of the Board of Raymond James Financial, Inc. He is Vice Chairman of RJF since 2002. Director and Officer of various affiliated entities, including serving as a director of Raymond James Bank, N.A. (“RJ Bank”) and a member of its Executive Loan committee. Trustee of Georgia Tech Foundation, Inc. from June 2003 to June 2011 and Trustee Emeritus since June 2011. Mr. Godbold brings 45 years of management experience at our Company, including 15 years of service as President of the Company, capital market transaction experience in both favorable and difficult markets, significant stock ownership and an enduring commitment to our Company.

Jeffrey Edwards

Mr. Jeffrey N. Edwards is Non-Executive Independent Director of the Company. He has been the Chief Operating Officer of New Vernon Advisers, LP (‘‘NVA’’), a registered investment advisor, since 2009. At NVA, he is responsible for legal, finance, administration, risk management, technology and investor relations. He also serves on that firm’s investment committee. Mr. Edwards has served as a director of New Vernon Mauritius since 2014. Prior to joining NVA, Mr. Edwards spent 22 years at Merrill Lynch & Co., Inc., most recently as Vice Chairman. His previous positions at Merrill Lynch & Co. included Chief Financial Officer, Head of Investment Banking for the Americas, Head of Global Capital Markets and Financing, and Co-head of Global Equities. He was a director of The NASDAQ Stock Market from 2004 - 2006, and has served as a director of Medusind, Inc., a privately held company, since 2012.

Benjamin Esty

Mr. Benjamin C. Esty is Non-Executive Independent Director of the Company. He has been the Roy and Elizabeth Simmons Professor of Business Administration at the Harvard Graduate School of Business Administration since 2005 and was Head of the Finance Unit (i.e., department) from 2009 to 2014. Professor Esty has taught at Harvard about finance, financial strategy, and financial institutions for more than 20 years. He was the founding faculty chairman of Harvard’s General Management Program, a comprehensive leadership program for senior executives, and has participated in leadership development programs for companies and organizations outside academia. He was an independent trustee for the Eaton Vance family of mutual funds from 2005 to December 2013 and served as the Chairman of the Portfolio Management Committee from June 2008 to December 31, 2013. He also served on the Governance and Contract Review Committees. Professor Esty was a member of the board of the Harvard University Employees Credit Union from 1995 to 2001, where he served on the finance committee that dealt with asset and liability management, setting loan and deposit rates, and doing financial forecasting/planning.

Roderick McGeary

Mr. Roderick C. McGeary CPA is Non-Executive Independent Director of the Company. Mr. McGeary served as Chairman of Tegile Systems, Inc. from June 2010 to June 2012. From November 2004 to December 2009, he served as Chairman of the Board of BearingPoint, Inc. and also was interim Chief Executive Officer of BearingPoint from November 2004 to March 2005. BearingPoint filed for protection under Chapter 11 of the U.S. Bankruptcy Code in February 2009 and its plan under Chapter 11 was declared effective as of December 30, 2009. Mr. McGeary served as Chief Executive Officer of Brience, Inc. from July 2000 to July 2002. From April 2000 to June 2000, he served as a Managing Director of KPMG Consulting LLC, a wholly owned subsidiary of BearingPoint, Inc. (formerly KPMG Consulting, Inc.). From August 1999 to April 2000, he served as Co-President and Co-Chief Executive Officer of BearingPoint, Inc. From January 1997 to August 1999, he was employed by KPMG LLP as its Co-Vice Chairman of Consulting. Prior to 1997 he served in several capacities with KPMG LLP, including audit partner for technology clients. Mr. McGeary is a Certified Public Accountant and holds a B.S. degree in Accounting from Lehigh University. Mr. McGeary also currently serves on the board of directors of Cisco Systems, Inc. and PACCAR Inc. He previously served as a director of Dionex Corporation and National Semiconductor Corporation, each ending in 2011.

Robert Saltzman

Mr. Robert P. Saltzman is Non-Executive Independent Director of Raymond James Financial, Inc. Since retiring as President and Chief Executive Officer of Jackson National Life Insurance Company in 2001, Mr. Saltzman has managed his personal investments, occasionally consulted with parties unaffiliated with the Company on life insurance matters and assisted a family member in connection with the purchase and financing of a private company in which he now is an investor. Mr. Saltzman was a director of WNC First Corporation, a privately held property and casualty insurance underwriter, from November 2004 to June 2011. He also served as a Director and Audit Committee Chairman of Enhance Financial Services, a New York Stock Exchange (“NYSE”) listed company, from 1998 until its acquisition in March, 2001. Mr. Saltzman serves as a Life Trustee of Northwestern University. Mr. Saltzman’s 37 year career in the financial services industry included chief executive officer positions at major life insurers. In that role he also oversaw bank and broker-dealer affiliates as well as full service asset management companies and thus he has experience in the management of large, complex organizations that are also subject to extensive regulation. Thus, Mr. Saltzman’s experience correlates very well with the role of a company director. Chair of the CGN&C Committee.

Charles von Arentschildt

Mr. Charles D. von Arentschildt is Non-Executive Independent Director of the Company. Since 2005, Mr. von Arentschildt has been an independent private investor managing his personal investments across a variety of asset classes. Mr. von Arentschildt served as Chairman of Global Markets, North America, at Deutsche Bank Securities Inc. from 2004 through 2005. Previously, he had been Chief Executive Officer and Head of Global Markets North America since 2002. Prior positions held at Deutsche Bank include Global Head of Finance, Global Head of Securitization and Global Head of Commodities. Mr. von Arentschildt served on Deutsche Bank’s Regional Executive Committee from 1998 to 2005 and its Global Markets Management Committee from 1997 to 2005. From December 1992 to March 1997, he served as Managing Director and Global Head of Metals, Commodities at Morgan Stanley, Inc. Mr. von Arentschildt was a member of the board of directors of the Carlyle Blue Wave Fund from 2007 to 2009. He has also been a director of the Gold and Silver Institute and a member of the New York Mercantile Exchange. Mr. von Arentschildt served as Treasurer and Board Member of Boys and Girls Club of Greenwich, Connecticut from 2003 to 2008.

Shelley Broader

Ms. Shelley G. Broader is Non-Executive Independent Director of Raymond James Financial, Inc. She is President and Chief Executive Officer of Walmart Canada Corp. since September 2011. From March 2011 to March 2013, Director of Wal-Mart de México, which is publicly traded on the Mexican stock exchange. Former Chief Merchandising Officer of Walmart Canada Corp. from December 2010 to September 2011. Former Senior Vice President, Sam’s Club, a division of Wal-Mart Stores, Inc. from 2009 to 2010. Former President and Chief Operating Officer, Michaels Stores, Inc. from 2008 to 2009. President and Chief Executive Officer, Sweetbay Supermarket, a division of Kash n’ Karry Food Stores, Inc., from 2006 to 2008. President and Chief Executive Officer, Kash n’ Karry Food Stores, Inc. from 2003 to 2006. From 1991 to 2003, positions of increasing management responsibility at Hannaford Bros. Co., culminating in Senior Vice President, Business Strategy, Marketing and Communications. Prior financial service industry experience includes Massachusetts Financial Services Company and Assistant Vice President at First Albany Corporation. Member of The Retail Council of Canada and Catalyst Canada.

Gordon Johnson

Mr. Gordon L. Johnson is Non-Executive Independent Director of Raymond James Financial, Inc. He is President of Highway Safety Devices, Inc., a 150-employee company that installs and repairs signalization, guardrails, signage and street lighting related to municipal roadway projects since 2005; Director, RJ Bank since May 1, 2007; Director, AvMed, Inc., the largest Florida non-profit health plan since December 2008; Director, Florida Transportation Builders Association since June 2007; banking manager and executive for 23 years, including 20 with Bank of America and its predecessors; CEO of Stonegate Partners, LLC, a financial buyout firm, from 2002 to 2004. Mr. Johnson brings 23 years of experience with unaffiliated banks and six years as a director of RJ Bank to the parent board at a time when RJ Bank has become a significant segment of the overall company. He also brings the perspective of an entrepreneur and consumer of business related financial services.

Paul Shoukry