People: Raymond James Financial Inc (RJF)


RJF on New York Consolidated

43.51USD
18 Jun 2013
Price Change (% chg)

$0.26 (+0.60%)
Prev Close
$43.25
Open
$43.37
Day's High
$43.79
Day's Low
$43.24
Volume
660,194
Avg. Vol
1,191,643
52-wk High
$48.22
52-wk Low
$30.99

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Summary

Name Age Since Current Position

Thomas James

 70 2010 Chairman of the Board

John Carson

 56 2012 President

Jeffrey Julien

 56 2010 Chief Financial Officer, Executive Vice President - Finance, Treasurer

Paul Allison

 56 2009 Chairman, President, Chief Executive Officer of Raymond James Ltd.

Jeffrey Dowdle

 48 2011 President - Asset Management Services of Raymond James & Associates, Inc.

Steven Raney

 47 2006 President, Chief Executive Officer of Raymond James Bank, FSB

Dennis Zank

 58 2012 Chief Operating Officer

George Catanese

 53 2005 Senior Vice President, Chief Risk Officer

Paul Matecki

 56 2010 Senior Vice President, General Counsel, Secretary

Jennifer Ackart

 48 2010 Senior Vice President, Controller

Vin Campagnoli

 49 2013 Chief Information Officer

Bella Allaire

 59 2011 Executive Vice President - Technology and Operations of Raymond James & Associates, Inc.

Jeffrey Trocin

 53 Executive Vice President - Equity Capital Markets of Raymond James & Associates, Inc.

Hardwick Simmons

 72 2006 Lead Independent Director

Francis Godbold

 69 Vice Chairman of the Board

Chester Helck

 60 2012 Director

Paul Reilly

 58 2011 Director

Shelley Broader

 48 2008 Independent Director

H. William Habermeyer

 71 2003 Independent Director

Gordon Johnson

 55 2010 Independent Director

Robert Saltzman

 70 2007 Independent Director

Susan Story

 52 2008 Independent Director

Paul Shoukry

 Vice President - Finance and Investor Relations
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Biographies

Name Description

Thomas James

 Mr. Thomas A. James is Chairman of the Board of Raymond James Financial, Inc., since 1983. He also served as Chief Executive Officer from 1970 to April 30, 2010. As Chief Executive Officer, Mr. James chaired the Company’s Operating Committee (now known as the Executive Committee), the monthly financial review and the budget process. As Executive Chairman, Mr. James still participates in those activities. Mr. James continues to chair RJF’s Compliance and Standards Committee. Mr. James has been active in the Financial Services Roundtable since 2000, and served as its Chairman in 2007. He is a former Chairman of The Florida Council of 100 and a former Chairman of the Securities Industry Association (now, the Securities Industry and Financial Markets Association). Mr. James’ more than 40 years of service to the Company. His paternal commitment to the Company, including his stock ownership position, means he is strongly aligned with the interests of shareholders. He has been a certified financial planner since 1978. Mr. James serves on the board of Cora Health Services, Inc. and was a director of OSI Restaurant Partners, Inc. from 2002 to 2008.

John Carson

 Mr. John C. Carson, Jr., has been appointed as President of Raymond James Financial, Inc., effective April 20, 2012. Since March 2008, Mr. Carson has been, and will continue as, Chief Executive Officer and Executive Managing Director of Morgan Keegan & Company, Inc. (“Morgan Keegan”), which became a wholly owned subsidiary of the Company on April 2, 2012. Prior to his appointment as Chief Executive Officer of Morgan Keegan, Mr. Carson was President of Morgan Keegan’s Fixed Income Capital Markets division from 1994 to February 2008.

Jeffrey Julien

 Mr. Jeffrey P. Julien is Chief Financial Officer, Executive Vice President - Finance, Treasurer of Raymond James Financial, Inc. He is Director and/or officer of several RJF subsidiaries. He served as Senior Vice President - Finance and Vice President - Finance of the Company.

Paul Allison

 Mr. Paul D. Allison is Chairman, President, Chief Executive Officer of Raymond James Ltd., a subsidiary Company of Raymond James Financial, Inc., since January 2009. He served as Co-President and Co-CEO - Raymond James Ltd., August, 2008 - January, 2009; Executive Vice President and Vice Chairman, Merrill Lynch Canada, December, 2007 - August, 2008; Executive Vice President and Managing Director, Co-Head of Canada Investment Banking, Merrill Lynch Canada, March, 2001 - December, 2007.

Jeffrey Dowdle

 Mr. Jeffrey A. Dowdle is President - Asset Management Services of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since January, 2005. He is Senior Vice President - Raymond James & Associates, Inc. since January, 2005.

Steven Raney

 Mr. Steven M. Raney is President, Chief Executive Officer of Raymond James Bank, FSB, a subsidiary Company of Raymond James Financial, Inc., since January 1, 2006. He was Partner and Director of Business Development, LCM Group, February, 2005 – December, 2005; various executive positions in the Tampa Bay area, Bank of America, June, 1988 – January, 2005.

Dennis Zank

 Mr. Dennis W. Zank has been appointed as Chief Operating Officer of Raymond James Financial, Inc., effective January 03, 2012. He has worked for the Company since 1978, most recently as president of Raymond James & Associates. Prior to that appointment, he had worked as executive vice president of operations and administration.

George Catanese

 Mr. George Catanese is Senior Vice President, Chief Risk Officer of Raymond James Financial, Inc., since October, 2005. He served as Director - Internal Audit from November, 2001 – October, 2005.

Paul Matecki

 Mr. Paul L. Matecki is Senior Vice President, General Counsel and Secretary of Raymond James Financial, Inc. He was Senior Vice President, General Counsel, Secretary, Director - Compliance of Raymond James Financial, Inc. He is Senior Vice President, General Counsel, Director - Compliance of the company since August 2004 and Corporate Counsel since April 1989 through August 2004.

Jennifer Ackart

 Ms. Jennifer C. Ackart is Senior Vice President, Controller of Raymond James Financial Inc. She served as Chief Accounting Officer of the company.

Vin Campagnoli

 Mr. Vin Campagnoli has been appointed as Chief Information Officer of Raymond James Financial Inc. He previously worked in the private client technology group of UBS AG's Wealth Management Americas operation.

Bella Allaire

 Ms. Bella Loykhter Allaire is Executive Vice President - Technology and Operations of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since June, 2011. She served as Managing Director and Chief Information Officer, UBS Wealth Management Americas, November, 2006 - January, 2011.

Jeffrey Trocin

 Mr. Jeffrey E. Trocin is Executive Vice President - Equity Capital Markets of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc.

Hardwick Simmons

 Mr. Hardwick Simmons is Lead Independent Director of Raymond James Financial, Inc. He is Director, Lions Gate Entertainment Corp. since 2005. Director of two privately held companies, Stonetex Oil Company and Invivoscribe Technologies, Inc. Former Director of Geneva Acquisition Corp. from 2007 until 2009. Former Chairman and CEO of the NASDAQ Stock Market from 2001 to 2003. President and CEO of Prudential Securities from 1990 to 2001. President, Shearson Lehman Brothers — Private Client Group, from 1983 to 1990. Former Chairman of the Securities Industry Association (now, the Securities Industry and Financial Markets Association). Former Director of the National Association of Securities Dealers. Mr. Simmons’ 37 year career encompassed a number of aspects that are relevant to his role as one of the directors. He was the Chairman and CEO of a public company for two years, the president and CEO of a broker-dealer subsidiary of a insurance company for eleven years, and president of the private client group of another brokerage firm for seven years.

Francis Godbold

 Mr. Francis S. Godbold is Vice Chairman of the Board of Raymond James Financial, Inc. He is Vice Chairman of Raymond James Financial, Inc. (“RJF”) since 2002. Director and Officer of various affiliated entities, including serving as a director of Raymond James Bank, N.A. (“RJ Bank”) and a member of its Executive Loan committee. Trustee of Georgia Tech Foundation, Inc. from June 2003 to June 2011 and Trustee Emeritus since June 2011. Mr. Godbold brings 43 years of management experience at the Company, including 15 years of service as President of the Company, capital market transaction experience in both favorable and difficult markets, stock ownership and an enduring commitment to the Company.

Chester Helck

 Mr. Chester B. Helck is Director of Raymond James Financial, Inc. Effective January 1, 2012, Mr. Helck became Executive Vice President of RJF and Chief Executive Officer of RJF’s Global Private Client Group. Prior to that, Mr. Helck was Chief Operating Officer of RJF from 2002 to 2011. President of RJF from 2002 to April 2009. Executive Vice President of Raymond James Financial Services, Inc. (“RJFS”), wholly owned subsidiary, from 1999 to 2002. Senior Vice President, RJFS from 1997 to 1999. Director of RJFS, Raymond James & Associates, Inc. (“RJA”), Raymond James Ltd. (“RJ Ltd.”), wholly owned Canadian subsidiary (formerly Goepel McDermid Inc., a Canadian brokerage firm), and Raymond James Investment Services Limited, the wholly owned broker dealer and financial services subsidiary located in London. Director since 2003, named Chair-Elect in November 2011 and current Chairman of the Board of Directors, since July 2012, of Securities Industry and Financial Markets Association (formerly Securities Industry Association). Mr. Helck has over 29 years in the financial services industry in escalating positions of responsibility and management.

Paul Reilly

 Mr. Paul C. Reilly is Director of Raymond James Financial, Inc. He is Chief Executive Officer of RJF since May 1, 2010. Prior to that he was President of RJF from May 1, 2009 to April 30, 2010. Former Executive Chairman, Korn Ferry International from July 1, 2007 to April 30, 2009. Chairman and Chief Executive Officer, Korn Ferry International from 2001 to 2007. Chief Executive Officer, KPMG International from 1998 to 2001. Prior to being named to that position, he was Vice Chairman, Financial Services of KPMG LLP, the United States member firm of KPMG International. Mr. Reilly is a member of The Florida Council of 100, Director of United Way Suncoast and member of The University of Notre Dame Business Advisory Council. He is a CPA.

Shelley Broader

 Ms. Shelley G. Broader is Independent Director of Raymond James Financial, Inc., since 2008. She is President and Chief Executive Officer of Walmart Canada Corp. since September 2011. Since 2011, Director of Wal-Mart de México, which is publicly traded on the Mexican stock exchange. Former Chief Merchandising Officer of Walmart Canada Corp. from December 2010 to September 2011. Former Senior Vice President, Sam’s Club, a division of Wal-Mart Stores, Inc. from 2009 to 2010. Former President and Chief Operating Officer, Michaels Stores, Inc. from 2008 to 2009. President and Chief Executive Officer, Sweetbay Supermarket, a division of Kash n’ Karry Food Stores, Inc., from 2006 to 2008. President and Chief Executive Officer, Kash n’ Karry Food Stores, Inc. from 2003 to 2006. From 1991 to 2003, positions of increasing management responsibility at Hannaford Bros. Co., culminating in Senior Vice President, Business Strategy, Marketing and Communications. Prior financial service industry experience includes Massachusetts Financial Services Company and Assistant Vice President at First Albany Corporation. Member of The Retail Council of Canada and Catalyst Canada. Trustee, St. Leo University.

H. William Habermeyer

 Mr. H. William Habermeyer, Jr., is Independent Director of Raymond James Financial, Inc. He is Director, Southern Company since 2007. Director, Biltmore Farms, LLC since 2007. Director, USEC, Inc. since 2008. Former President and CEO, Progress Energy Florida from 2000 to 2006. Vice President, Carolina Power & Light from 1993 to 2000. U.S. Navy from 1964 to 1992 — retired a Rear Admiral. Mr. Habermeyer had a 42 year career involving managing in complex organizations, familiarity with the challenges of operating a business in a regulated environment, and experience as a public company CEO. Member of the Audit Committee.

Gordon Johnson

 Mr. Gordon L. Johnson is Independent Director of Raymond James Financial, Inc. He is President of Highway Safety Devices, Inc., a 150-employee company that installs and repairs signalization, guardrails, signage and street lighting related to municipal roadway projects; Director, RJ Bank since May 1, 2007; Director, AvMed, Inc., the Florida non-profit health plan since December 2008; Director, Florida Transportation Builders Association since June 2007; banking manager and executive for 23 years, including 20 with Bank of America and its predecessors; CEO of Stonegate Partners, LLC, a financial buyout firm, from 2002 to 2004.

Robert Saltzman

 Mr. Robert P. Saltzman is Independent Director of Raymond James Financial, Inc. Since retiring as President and Chief Executive Officer of Jackson National Life Insurance Company in 2001, Mr. Saltzman has managed his personal investments, occasionally consulted with parties unaffiliated with the Company on life insurance matters and assisted a family member in connection with the purchase and financing of a private company in which he now is an investor. Mr. Saltzman was a director of WNC First Corporation, a privately held property and casualty insurance underwriter, from November 2004 to June 2011. He also served as a Director and Audit Committee Chairman of Enhance Financial Services, a New York Stock Exchange (“NYSE”) listed company, from 1998 until its acquisition in March, 2001. Mr. Saltzman serves as a Life Trustee of Northwestern University. Mr. Saltzman’s 37 year career in the financial services industry included chief executive officer positions at life insurers.

Susan Story

 Ms. Susan N. Story is Independent Director of Raymond James Financial, Inc. She is President and CEO of Southern Company Services, Inc. since January 2011. Prior to that, Ms. Story was President and Chief Executive Officer, Gulf Power Company from 2003 to 2010. Executive Vice President, Southern Company Services, Inc., 2001 to 2003. Senior Vice President, Southern Power Company, 2002 to 2003. Ms. Story is a current member of the Management Council of Southern Company. Past Chair, Florida Chamber of Commerce. Chairman of the Board, Gulf Power Company, 2003 to 2010. Former Chair, The Florida Council of 100. Former Vice Chair, Enterprise Florida. Director, Association of Edison Illuminating Companies, James Madison Institute, and Southeastern Electric Exchange. Member, Board of Advisors, H. Lee Moffitt Cancer Center & Research Institute.

Paul Shoukry

Insider Trading

Name Shares Traded Price

TROCIN JEFFREY E

 132 $36.97

RANEY STEVEN M

 143 $36.97

DOWDLE JEFFREY A

 4,122 $44.98

TROCIN JEFFREY E

 3,000 $30.44

TROCIN JEFFREY E

 1,999 $45.68

JAMES THOMAS A

 11,400 $0.00

JAMES THOMAS A

 162,826 $0.00

JAMES THOMAS A

 651,305 $0.00

TROCIN JEFFREY E

 60 $0.00

ALLISON PAUL D

 4,500 $42.40

REILLY PAUL C

 14,948 $40.29

REILLY PAUL C

 6,771 $0.00

JAMES THOMAS A

 60,000 $0.00

JAMES THOMAS A

 15,000 $0.00

TROCIN JEFFREY E

 133 $36.85

RANEY STEVEN M

 144 $36.85

ZANK DENNIS W

 23,199 $44.16

ALLISON PAUL D

 2,500 $44.15

REILLY PAUL C

 2,500 $25.87

JAMES THOMAS A

 52,419 $45.40

JAMES THOMAS A

 15,513 $45.44

TROCIN JEFFREY E

 15,638 $45.13

TROCIN JEFFREY E

 362 $45.13

JAMES THOMAS A

 76,320 $45.43

REILLY PAUL C

 40,000 $45.25
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