People: Raymond James Financial Inc (RJF)

RJF on New York Consolidated

54.51USD
28 Aug 2014
Price Change (% chg)

$0.16 (+0.29%)
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$54.35
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Summary

Name Age Since Current Position

Thomas James

71 2010 Chairman of the Board

John Carson

57 2012 President

Jeffrey Julien

57 2010 Chief Financial Officer, Executive Vice President - Finance, Treasurer

Paul Allison

57 2009 Chairman, President, Chief Executive Officer of Raymond James Ltd.

Jeffrey Dowdle

49 2011 President - Asset Management Services of Raymond James & Associates, Inc.

Steven Raney

48 2006 President, Chief Executive Officer of Raymond James Bank, N.A.

Dennis Zank

59 2012 Chief Operating Officer

George Catanese

54 2005 Senior Vice President, Chief Risk Officer

Paul Matecki

57 2010 Senior Vice President, General Counsel, Secretary

Jennifer Ackart

49 2010 Senior Vice President, Controller

Bella Allaire

60 2011 Executive Vice President - Technology and Operations of Raymond James & Associates, Inc.

Jeffrey Trocin

54 Executive Vice President - Equity Capital Markets of Raymond James & Associates, Inc.

Hardwick Simmons

74 2006 Lead Independent Director

Francis Godbold

70 Vice Chairman of the Board

Paul Reilly

59 2011 Director

Jeffrey Edwards

52 2014 Non-Executive Director

Benjamin Esty

51 2014 Non-Executive Director

Shelley Broader

49 2008 Independent Director

H. William Habermeyer

72 2003 Independent Director

Gordon Johnson

56 2010 Independent Director

Robert Saltzman

71 2007 Independent Director

Susan Story

54 2008 Independent Director

Paul Shoukry

Vice President - Finance and Investor Relations

Biographies

Name Description

Thomas James

Mr. Thomas A. James is Chairman of the Board of Raymond James Financial, Inc. He also served as Chairman of the Board of RJF since 1983, having also served as Chief Executive Officer from 1970 to April 30, 2010. As Chief Executive Officer, Mr. James chaired the Company’s Operating Committee (now known as the Executive Committee), the monthly financial review and the budget process. As Executive Chairman, Mr. James still participates in those activities. Mr. James continues to chair RJF’s Compliance and Standards Committee. Mr. James has been active in the Financial Services Roundtable since 2000, and served as its Chairman in 2007. He is a former Chairman of The Florida Council of 100 and a former Chairman of the Securities Industry Association (now, the Securities Industry and Financial Markets Association).

John Carson

Mr. John C. Carson, Jr., has been appointed as President of Raymond James Financial, Inc., effective April 20, 2012. Since March 2008, Mr. Carson has been, and will continue as, Chief Executive Officer and Executive Managing Director of Morgan Keegan & Company, Inc. (“Morgan Keegan”), which became a wholly owned subsidiary of the Company on April 2, 2012. Prior to his appointment as Chief Executive Officer of Morgan Keegan, Mr. Carson was President of Morgan Keegan’s Fixed Income Capital Markets division from 1994 to February 2008.

Jeffrey Julien

Mr. Jeffrey P. Julien is Chief Financial Officer, Executive Vice President - Finance, Treasurer of Raymond James Financial, Inc. He is Director and/or officer of several RJF subsidiaries. He served as Senior Vice President - Finance and Vice President - Finance of the Company.

Paul Allison

Mr. Paul D. Allison is Chairman, President, Chief Executive Officer of Raymond James Ltd., a subsidiary Company of Raymond James Financial, Inc., since January 2009. He served as Co-President and Co-CEO - Raymond James Ltd., August, 2008 - January, 2009; Executive Vice President and Vice Chairman, Merrill Lynch Canada, December, 2007 - August, 2008; Executive Vice President and Managing Director, Co-Head of Canada Investment Banking, Merrill Lynch Canada, March, 2001 - December, 2007.

Jeffrey Dowdle

Mr. Jeffrey A. Dowdle is President - Asset Management Services of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since January, 2005. He is Senior Vice President - Raymond James & Associates, Inc. since January, 2005.

Steven Raney

Mr. Steven M. Raney is President, Chief Executive Officer of Raymond James Bank, N.A., a subsidiary Company of Raymond James Financial, Inc., since January 1, 2006. He was Partner and Director of Business Development, LCM Group, February, 2005 – December, 2005; various executive positions in the Tampa Bay area, Bank of America, June, 1988 – January, 2005.

Dennis Zank

Mr. Dennis W. Zank has been appointed as Chief Operating Officer of Raymond James Financial, Inc., effective January 03, 2012. He has worked for the Company since 1978, most recently as president of Raymond James & Associates. Prior to that appointment, he had worked as executive vice president of operations and administration.

George Catanese

Mr. George Catanese is Senior Vice President, Chief Risk Officer of Raymond James Financial, Inc., since October, 2005. He served as Director - Internal Audit from November, 2001 – October, 2005.

Paul Matecki

Mr. Paul L. Matecki is Senior Vice President, General Counsel and Secretary of Raymond James Financial, Inc. He was Senior Vice President, General Counsel, Secretary, Director - Compliance of Raymond James Financial, Inc. He is Senior Vice President, General Counsel, Director - Compliance of the company since August 2004 and Corporate Counsel since April 1989 through August 2004.

Jennifer Ackart

Ms. Jennifer C. Ackart is Senior Vice President, Controller of Raymond James Financial Inc. She served as Chief Accounting Officer of the company.

Bella Allaire

Ms. Bella Loykhter Allaire is Executive Vice President - Technology and Operations of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc., since June, 2011. She served as Managing Director and Chief Information Officer, UBS Wealth Management Americas, November, 2006 - January, 2011.

Jeffrey Trocin

Mr. Jeffrey E. Trocin is Executive Vice President - Equity Capital Markets of Raymond James & Associates, Inc., a subsidiary Company of Raymond James Financial, Inc.

Hardwick Simmons

Mr. Hardwick Simmons is Lead Independent Director of Raymond James Financial, Inc. Director, Lions Gate Entertainment Corp. since 2005. Director of two privately held companies, Stonetex Oil Company and Invivoscribe Technologies, Inc. Former Director of Geneva Acquisition Corp. from 2007 until 2009. Former Chairman and CEO of The NASDAQ Stock Market from 2001 to 2003. President and CEO of Prudential Securities from 1990 to 2001. President, Shearson Lehman Brothers — Private Client Group, from 1983 to 1990. Former Chairman of the Securities Industry Association (now, the Securities Industry and Financial Markets Association). Former Director of the National Association of Securities Dealers. Mr. Simmons’ 37 year career encompassed a number of aspects that are relevant to his role as one of our directors. He was the Chairman and CEO of a public company for two years, the president and CEO of a broker-dealer subsidiary of a major insurance company for eleven years, and president of the private client group of another brokerage firm for seven years.

Francis Godbold

Mr. Francis S. Godbold is Vice Chairman of the Board of Raymond James Financial, Inc. He is Vice Chairman of RJF since 2002. Director and Officer of various affiliated entities, including serving as a director of Raymond James Bank, N.A. (“RJ Bank”) and a member of its Executive Loan committee. Trustee of Georgia Tech Foundation, Inc. from June 2003 to June 2011 and Trustee Emeritus since June 2011. Mr. Godbold brings 43 years of management experience at our Company, including 15 years of service as President of the Company, capital market transaction experience in both favorable and difficult markets, significant stock ownership and an enduring commitment to our Company.

Paul Reilly

Mr. Paul C. Reilly is Director of Raymond James Financial, Inc. He is Chief Executive Officer of RJF since May 1, 2010. Prior to that he was President of RJF from May 1, 2009 to April 30, 2010. Mr. Reilly was a non-employee, independent director of the Company from January 2006 until May 1, 2009 and chaired the Audit Committee from May 21, 2008 until May 1, 2009. Former Executive Chairman, Korn Ferry International from July 1, 2007 to April 30, 2009. Chairman and Chief Executive Officer, Korn Ferry International from 2001 to 2007. Chief Executive Officer, KPMG International from 1998 to 2001. Prior to being named to that position, he was Vice Chairman, Financial Services of KPMG LLP, the United States member firm of KPMG International. Mr. Reilly is a member of The Florida Council of 100, member of the Financial Services Roundtable, Director of United Way Suncoast and member of The University of Notre Dame Business Advisory Council. Mr. Reilly’s prior experience as chief executive officer of two complex and global organizations, one of which was a public company, combined with his background as a CPA and financial services consultant, brings a perspective to the board beyond the financial services industry, while his previous service on our board provides continuity with prior senior management.

Jeffrey Edwards

Mr. Jeffrey N. Edwards is Non-Executive Director of the Company. He has been chief operating officer of New Vernon Advisers, LP, a registered investment advisor, since 2009, where he is responsible for legal, finance, administration, risk management, technology and investor relations. He previously spent 22 years at Merrill Lynch & Co., most recently as vice chairman. Edwards was a director of The NASDAQ Stock Market from 2004 to 2006. He has been appointed to serve on the board’s Corporate Governance, Nominating and Compensation Committee.

Benjamin Esty

Mr. Benjamin C. Esty is Non-Executive Director of the Company. He has been the Roy and Elizabeth Simmons Professor of Business Administration at the Harvard Graduate School of Business Administration since 2005, and head of the school’s Finance Unit since 2009. He was the founding faculty chairman of Harvard’s General Management program, a comprehensive leadership program for senior executives, and has participated in leadership development programs for companies and organizations outside academia. Esty has taught at Harvard for more than 20 years and was an independent trustee for the Eaton Vance family of mutual funds from 2005 to December 2013. He has been appointed to serve on the board’s Audit and Risk Committee.

Shelley Broader

Ms. Shelley G. Broader is Independent Director of Raymond James Financial, Inc. She is President and Chief Executive Officer of Walmart Canada Corp. since September 2011. From March 2011 to March 2013, Director of Wal-Mart de México, which is publicly traded on the Mexican stock exchange. Former Chief Merchandising Officer of Walmart Canada Corp. from December 2010 to September 2011. Former Senior Vice President, Sam’s Club, a division of Wal-Mart Stores, Inc. from 2009 to 2010. Former President and Chief Operating Officer, Michaels Stores, Inc. from 2008 to 2009. President and Chief Executive Officer, Sweetbay Supermarket, a division of Kash n’ Karry Food Stores, Inc., from 2006 to 2008. President and Chief Executive Officer, Kash n’ Karry Food Stores, Inc. from 2003 to 2006. From 1991 to 2003, positions of increasing management responsibility at Hannaford Bros. Co., culminating in Senior Vice President, Business Strategy, Marketing and Communications. Prior financial service industry experience includes Massachusetts Financial Services Company and Assistant Vice President at First Albany Corporation. Member of The Retail Council of Canada and Catalyst Canada

H. William Habermeyer

Mr. H. William Habermeyer, Jr., is Independent Director of Raymond James Financial, Inc. He is Director, Southern Company since 2007. Director, Biltmore Farms, LLC since 2007. Former Director, USEC, Inc. from 2008 to 2013. Former President and CEO, Progress Energy Florida from 2000 to 2006. Vice President, Carolina Power & Light from 1993 to 2000. U.S. Navy from 1964 to 1992 — retired a Rear Admiral. Mr. Habermeyer had a 42 year career involving managing in large, complex organizations, extensive familiarity with the challenges of operating a business in a highly regulated environment, and experience as a public company CEO. Member of the Audit Committee.

Gordon Johnson

Mr. Gordon L. Johnson is Independent Director of Raymond James Financial, Inc. He is President of Highway Safety Devices, Inc., a 150-employee company that installs and repairs signalization, guardrails, signage and street lighting related to municipal roadway projects since 2005; Director, RJ Bank since May 1, 2007; Director, AvMed, Inc., the largest Florida non-profit health plan since December 2008; Director, Florida Transportation Builders Association since June 2007; banking manager and executive for 23 years, including 20 with Bank of America and its predecessors; CEO of Stonegate Partners, LLC, a financial buyout firm, from 2002 to 2004. Mr. Johnson brings 23 years of experience with unaffiliated banks and six years as a director of RJ Bank to the parent board at a time when RJ Bank has become a significant segment of the overall company. He also brings the perspective of an entrepreneur and consumer of business related financial services. Member of the CGN&C Committee.

Robert Saltzman

Mr. Robert P. Saltzman is Independent Director of Raymond James Financial, Inc. Since retiring as President and Chief Executive Officer of Jackson National Life Insurance Company in 2001, Mr. Saltzman has managed his personal investments, occasionally consulted with parties unaffiliated with the Company on life insurance matters and assisted a family member in connection with the purchase and financing of a private company in which he now is an investor. Mr. Saltzman was a director of WNC First Corporation, a privately held property and casualty insurance underwriter, from November 2004 to June 2011. He also served as a Director and Audit Committee Chairman of Enhance Financial Services, a New York Stock Exchange (“NYSE”) listed company, from 1998 until its acquisition in March, 2001. Mr. Saltzman serves as a Life Trustee of Northwestern University. Mr. Saltzman’s 37 year career in the financial services industry included chief executive officer positions at major life insurers. In that role he also oversaw bank and broker-dealer affiliates as well as full service asset management companies and thus he has experience in the management of large, complex organizations that are also subject to extensive regulation. Thus, Mr. Saltzman’s experience correlates very well with the role of a company director. Chair of the CGN&C Committee.

Susan Story

Ms. Susan N. Story is Independent Director of Raymond James Financial, Inc. President and Chief Executive Officer of American Water Works Company, Inc., the largest publicly traded U.S. water and wastewater utility company, effective May 9, 2014. Ms. Story has been its Senior Vice President and Chief Financial Officer since April 1, 2013. Prior to that, Ms. Story was Executive Vice President of the Southern Company, and President and CEO of Southern Company Services, Inc. from January 2011 to March 2013. Ms. Story was President and Chief Executive Officer, Gulf Power Company from 2003 to 2010. Executive Vice President, Southern Company Services, Inc., 2001 to 2003. Senior Vice President, Southern Power Company, 2002 to 2003. Past Chair, Florida Chamber of Commerce. Chairman of the Board, Gulf Power Company, 2003 to 2010. Former Chair, The Florida Council of 100. Former Vice Chair, Enterprise Florida. Member, Board of Advisors, H. Lee Moffitt Cancer Center & Research Institute. Member, Board of Directors of the Bipartisan Policy Center. Previously, Ms. Story served as national chair for the Center for Energy Workforce Development and on the boards of the National Renewable Energy Laboratory and the Alliance to Save Energy.

Paul Shoukry

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