People: SEI Investments Co (SEIC.O)
SEIC.O on Nasdaq
17.11USD
11:21am EST
17.11USD
11:21am EST
Price Change (% chg)
$-0.04 (-0.23%)
$-0.04 (-0.23%)
Prev Close
$17.15
$17.15
Open
$17.09
$17.09
Day's High
$17.29
$17.29
Day's Low
$17.01
$17.01
Volume
166,867
166,867
Avg. Vol
1,051,921
1,051,921
52-wk High
$20.41
$20.41
52-wk Low
$9.19
$9.19
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
| West, Alfred | 66 | 1990 | Chairman of the Board, Chief Executive Officer |
| McGonigle, Dennis | 48 | 2002 | Chief Financial Officer, Executive Vice President |
| Klauder, N. Jeffrey | 56 | 2004 | Executive Vice President, General Counsel |
| Loughlin, Edward | 58 | 1993 | Executive Vice President |
| Withrow, Wayne | 53 | 2002 | Executive Vice President |
| Ujobai, Joseph | 47 | 2003 | Executive Vice President |
| Meyer, Stephen | 44 | 2006 | Executive Vice President |
| Heilig, Kathy | 50 | 2005 | Chief Accounting Officer, Controller |
| Romeo, Carmen | 65 | 2004 | Director |
| Lieb, Richard | 61 | 2002 | Director |
| Doran, William | 68 | 2003 | Director |
| Porter, Henry | 74 | 1981 | Director |
| McCarthy, Kathryn | 60 | 1998 | Director |
| Blumenstein, Sarah | 62 | 2001 | Director |
Biographies
| Name | Description |
|---|---|
| West, Alfred | Mr. Alfred P. West, Jr., has been Chairman of the Board of Directors and Chief Executive Officer of SEI Investments Company since its inception in 1968. Mr. West was President from June 1979 to August 1990. |
| McGonigle, Dennis | Dennis J. McGonigle is Chief Financial Officer, Executive Vice President of SEI Investments Company. He has been an employee of the Company since August 1985. Mr. McGonigle has been the Chief Financial Officer since December 2002 and an Executive Vice President since July 1996 and a Senior Vice President since May 1995. |
| Klauder, N. Jeffrey | N. Jeffrey Klauder has been Executive Vice President and General Counsel of SEI Investments Company since August 2004. Prior to May 2000 and from September 2003 until August 2004, Mr. Klauder was a partner of Morgan Lewis & Bockius, LLP, a law firm, and from May 2000 until September 2003, Mr. Klauder was Managing Director and General Counsel of Safeguard Scientifics, Inc., an information technology and life sciences company. |
| Loughlin, Edward | Edward D. Loughlin has been an Executive Vice President of SEI Investments Company since May 1993. He was Senior Vice President since January 1988. He has been an employee of SEI Investments since September 1979. |
| Withrow, Wayne | Wayne M. Withrow is Executive Vice President of SEI Investments Company since March 2000. He has been an employee of SEI Investments since January 1990. He was Senior Vice President since January 1994. Mr. Withrow was Chief Information Officer from March 2000 to May 2002. |
| Ujobai, Joseph | Joseph P. Ujobai is Executive Vice President of SEI Investments Company since May 2003. He was a Senior Vice President since January 2001. He has been an employee of SEI Investments since May 1998. |
| Meyer, Stephen | Stephen G. Meyer has been an Executive Vice President of SEI Investments Company since December 2006. He has been an employee of SEI Investments since August 1985. He was Senior Vice President since December 2005. |
| Heilig, Kathy | Kathy C. Heilig is Chief Accounting Officer and Controller of SEI Investments Company since May 1999. She has been an employee of SEI Investments Company since November 1987. Ms. Heilig was Treasurer from May 1997 to May 2005. |
| Romeo, Carmen | Carmen V. Romeo has been a Director of SEI Investments Company., since June 1979 and a member of the Audit Committee of the company's Board since 2008. From December 1985 to December 2004, Mr. Romeo served as an Executive Vice President of the Company. Mr. Romeo was the company's Treasurer and Chief Financial Officer from June 1979 until September 1996. Mr. Romeo officially retired from the Company effective December 31, 2004. Mr. Romeo also is a member of the boards of trustees of LaSalle University, Philadelphia, PA, and American University of Rome, Rome, Italy. |
| Lieb, Richard | Richard B. Lieb has been Director of SEI Investments Company., since 1994 and Chairman of the Compensation Committee of the comapny's Board and a member of the Legal and Regulatory Oversight Committee of the company's Board since 2008. From October 2002 to December 2003, Mr. Lieb served as the President and Chief Executive Officer of The Dewey Companies, a residential real estate development firm. Mr. Lieb was the company's Executive Vice President from 1990 until September 2002. During 2002, Mr. Lieb was a Senior Fellow at the SEI Center for Advanced Studies in Management at the Wharton School of the University of Pennsylvania. Mr. Lieb served as President of the company's Investment Systems and Services Unit from 1994 until 2001 and was President and Chief Executive Officer of the company's Insurance Asset Services Division from March 1989 until October 1990. From 1986 to 1989, Mr. Lieb served in various executive positions with SEI. |
| Doran, William | William M. Doran has been a Director of SEI Investments Company., since March 1985 and has been Chairman of the Legal and Regulatory Oversight Committee of Board of Directors since 2004. Mr. Doran has been the Secretary of the Company for more than the past five years. From October 1976 to October 2003, Mr. Doran was a partner in the law firm of Morgan, Lewis & Bockius LLP, Philadelphia, PA, a firm that provides significant legal services to SEI, subsidiaries and mutual funds. Mr. Doran is a trustee of SEI Liquid Asset Trust, SEI Tax Exempt Trust, SEI Daily Income Trust, SEI Institutional Managed Trust, SEI Institutional International Trust, SEI Asset Allocation Trust, SEI Institutional Investments Trust, The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II, and Bishop Street Funds, each of which is an investment company for which subsidiaries may act as advisor, administrator and/or distributor. Mr. Doran is also a director of SEI Investments Distribution Co., Inc., SEI Investments (Asia), Limited, SEI Investments (Europe) Ltd., SEI Global Nominee Ltd., SEI Investments Global Fund Services Limited, SEI Investments – Unit Trust Management (UK) Limited, SEI Asset Korea, Co. Ltd., SEI Investments Global, Limited and SEI Alpha Strategy Portfolios, LP. |
| Porter, Henry | Henry H. Porter, Jr., has been a Director of SEI Investments Company., since September 1981. He is the Chairman of Audit Committee and is a member of the Compensation Committee of Board of Directors. After having served in financial management positions in two large public companies, since 1980, Mr. Porter has been a private investor and an outside director for a number of financial services organizations. |
| McCarthy, Kathryn | Kathryn M. McCarthy has been a Director of SEI Investments Company., since October 1998 and is a member of the Audit and Compensation Committees of Board of Directors. She is also an independent consultant and financial advisor. Ms. McCarthy is a director, and a member of the Trust and Audit Committee, of the Rockefeller Trust Companies (New York). From February 2000 to May 2003, Ms. McCarthy was a Managing Director at Rockefeller & Co., Inc. Ms. McCarthy was the President of Marujupu, LLC (a New York based family office) from November 1996 to June 1999. She was a consultant to Marujupu, LLC on investment and wealth transfer matters from June 1999 to June 2000. From June 1992 to October 1996, Ms. McCarthy was a Senior Financial Counselor and portfolio manager with Rockefeller & Co., Inc., a family office and investment manager. |
| Blumenstein, Sarah | Sarah W. Blumenstein has been a Director of SEI Investments Company., since May 2001 and is a member of the Legal and Regulatory Oversight Committee of Board of Directors. From 1996 to 2002, Ms. Blumenstein was a public member of the Liaison Committee on Medical Education, which accredits all medical schools in the United States and Canada. From 1994 to 2003, Ms. Blumenstein served as a court-appointed Special Advocate for the Juvenile Court of Cook County. From 2000 to 2006, Ms. Blumenstein was a member of the board of directors, Fiscal Affairs Committee, and Investment Plan Subcommittee of Lake Forest Hospital. She also served on the board of Children’s Memorial Institute for Education and Research and on the Women’s Boards of Children’s Memorial Medical Center and Lake Forest College for fifteen years. |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
| West, Alfred | 420,171 |
| McGonigle, Dennis | 641,241 |
| Klauder, N. Jeffrey | 857,560 |
| Loughlin, Edward | 1,029,620 |
| Withrow, Wayne | 1,121,610 |
| Ujobai, Joseph | 1,928,950 |
| Meyer, Stephen | 667,743 |
| Heilig, Kathy | -- |
| Romeo, Carmen | 506,000 |
| Lieb, Richard | 763,840 |
| Doran, William | -- |
| Porter, Henry | -- |
| McCarthy, Kathryn | -- |
| Blumenstein, Sarah | -- |
As Of 30 Dec 2008
Options Compensation
| Name | Options | Value |
|---|---|---|
| West, Alfred | 0 | 0 |
| McGonigle, Dennis | 555,000 | 16,500,120 |
| Klauder, N. Jeffrey | 0 | 0 |
| Loughlin, Edward | 341,000 | 7,419,670 |
| Withrow, Wayne | 385,000 | 6,964,000 |
| Ujobai, Joseph | 238,500 | 1,736,031 |
| Meyer, Stephen | 24,000 | 629,040 |
| Heilig, Kathy | 0 | 0 |
| Romeo, Carmen | 382,000 | 7,406,735 |
| Lieb, Richard | 690,000 | 32,780,900 |
| Doran, William | 0 | 0 |
| Porter, Henry | 0 | 0 |
| McCarthy, Kathryn | 0 | 0 |
| Blumenstein, Sarah | 0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
| DORAN WILLIAM M | 2,000 | $17.77 |
| DORAN WILLIAM M | 6,000 | $17.75 |
| WEST ALFRED P JR | 80,495 | $0.00 |
| WEST ALFRED P JR | 9,075,000 | $0.00 |
| WEST ALFRED P JR | 6,750,888 | $0.00 |
| WITHROW WAYNE M | 13,000 | $9.88 |
| DORAN WILLIAM M | 12,000 | $9.88 |
| PORTER HENRY H JR | 12,000 | $9.88 |
| LIEB RICHARD B | 1,400 | $18.00 |
| LIEB RICHARD B | 2,700 | $18.05 |
| LIEB RICHARD B | 1,700 | $18.02 |
| LIEB RICHARD B | 2,300 | $18.08 |
| LIEB RICHARD B | 1,400 | $18.04 |
| LIEB RICHARD B | 2,300 | $18.10 |
| LIEB RICHARD B | 100 | $18.01 |
| LIEB RICHARD B | 1,700 | $18.06 |
| LIEB RICHARD B | 2,000 | $18.07 |
| LIEB RICHARD B | 1,200 | $18.03 |
| LIEB RICHARD B | 3,200 | $18.09 |
| LIEB RICHARD B | 24,800 | $18.00 |
| LIEB RICHARD B | 5,200 | $18.01 |
| LIEB RICHARD B | 2,000 | $17.87 |
| LIEB RICHARD B | 500 | $17.99 |
| LIEB RICHARD B | 3,500 | $17.92 |
| LIEB RICHARD B | 500 | $17.98 |





