People: Schroders PLC (SHNWY.PK)


SHNWY.PK on OTC Markets Group

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Summary

Name Age Since Current Position

Andrew Beeson

68 2012 Non-Executive Chairman of the Board

Michael Dobson

60 2001 Chief Executive, Executive Director

Massimo Tosato

58 2007 Executive Vice Chairman of the Board, Global Head - Distribution

Richard Keers

49 2013 Chief Financial Officer, Director

Markus Ruetimann

54 Chief Operating Officer

Howard Trust

58 General Counsel

Philip Mallinckrodt

50 2009 Group Head - Private Banking, Executive Director

Geoff Blanning

50 2011 Head - Emerging Market Debt and Commodities

Karl Dasher

43 2013 Co-Head - Fixed Income and Head, North America

Jamie Dorrien-Smith

55 2006 Head, North America

Peter Harrison

46 2013 Head - Equities

Philippe Lespinard

49 Co-Head - Fixed Income

Nicolaas Marais

49 2011 Head - Multi-asset and Portfolio Solutions

Richard Mountford

54 2012 Head, Asia Pacific

John Troiano

54 2012 Deputy Head - Distribution

Graham Staples

51 Company Secretary

Bruno Schroder

80 1963 Non-Executive Director

Ashley Almanza

49 2011 Non-Executive Independent Director

Luc Bertrand

62 2012 Senior Non-Executive Independent Director

Robin Buchanan

60 2010 Independent Non-Executive Director

Philip Howard

67 2008 Independent Non-Executive Director

Nichola Pease

47 2012 Non-Executive Independent Director

Biographies

Name Description

Andrew Beeson

Mr. Andrew Beeson is Non-Executive Chairman of the Board of Schroders PLC since May 3, 2012. He was Appointed Chairman in May 2012, having been a non-executive Director since October 2004 and the Senior Independent Director from May 2010 to May 2012. He was the Founder and Chief Executive of the Beeson Gregory Group and subsequently Chairman of Evolution Group plc, following its merger with Beeson Gregory. He was a Founder Director of IP Group plc, and also founded what is now known as the Quoted Company Alliance. He is Member of the Advisory Committee of Westhouse Holdings plc. He is Chairman of the Nominations Committee.

Michael Dobson

Mr. Michael Dobson is Chief Executive, Executive Director of Schroders PLC., since November 2001. He joined the Board as a non-executive Director in April 2001, and became Chief Executive in November of that year. He was previously Chief Executive of Morgan Grenfell Group and a Member of the Board of Managing Directors of Deutsche Bank AG. He is Member of The Financial Services Practitioner Panel of the FSA and Member of the Independent Compensation Review Panel of Deutsche Bank. He was a Member of the Advisory Committee of the Staff Retirement Plan of the International Monetary Fund until October 2012.

Massimo Tosato

Mr. Massimo Tosato is Executive Vice Chairman of the Board, Global Head - Distribution of Schroders PLC., since April 24, 2007. He joined Schroders in 1995, when he was responsible for Schroders’ asset management activities in Italy and from 1999 to 2001 for the whole of continental Europe. He was a Founding Partner and Chief Executive Officer of Cominvest SpA., and a Partner and Managing Director of Euromercantile SpA. He is Member of the International Advisory Board of Columbia Business School; Vice President of the European Fund and Asset Management Association; and a Trustee of the Parasol Unit Foundation for Contemporary Art, London.

Richard Keers

Mr. Richard Keers has been appointed as Chief Financial Officer, Director of Schroders PLC., effective May 5, 2013. Richard Keers is currently a partner at PricewaterhouseCoopers (PwC). He was PwC's Global Relationship Partner for Schroders from 2006 to 2010. He joined PwC in 1988 and has been a partner in their financial services practice since 1997. He has also been appointed as the member of Group Management Committee and would have responsibility for Finance, Risk, Human Resources, Internal Audit and Corporate Communications.

Markus Ruetimann

Mr. Markus Ruetimann is Chief Operating Officer of Schroders PLC. He joined Schroders in 2004 from UBS Global Asset Management where he was Global Head of Technology and Portfolio Services. Prior to that he was Chief Operating Officer for Phillips & Drew in London from 1988 to 1998. He has global responsibility for Institutional Portfolio Services, Fund Services, Information Technology, Change and Project Management and Corporate Services.

Howard Trust

Mr. Howard Trust is General Counsel of Schroders PLC. He joined Schroders in 2003 from Barclays where he held various roles including Group General Counsel and Board Secretary. He qualified as a solicitor with Lovell, White & King, before joining Morgan Grenfell in 1985.

Philip Mallinckrodt

Mr. Philip Mallinckrodt is Group Head - Private Banking, Executive Director of Schroders PLC., since January 1, 2009. He was appointed a Director on 1 January 2009. He started his career with Credit Suisse First Boston. He joined Schroders in 1994, and then worked for Citigroup from 2000 to 2002. He rejoined Schroders in 2002. He started his career with Credit Suisse First Boston. He joined Schroders in 1994, and then worked for Citigroup from 2000 to 2002. He rejoined Schroders in 2002.

Geoff Blanning

Mr. Geoff Blanning is Head - Emerging Market Debt and Commodities of Schroders PLC. He joined Schroders in 1998 and developed the Commodity and Currency investment teams. He managed Global Bond Funds at N M Rothschild and Bankers Trust before developing and managing Morgan Grenfell’s first Emerging Market Debt Fund in 1993.

Karl Dasher

Mr. Karl Dasher is Co-Head - Fixed Income and Head, North America of Schroders PLC. He joined Schroders in 2007 as Global Head of Product and became Head of Fixed Income in October 2008. He previously worked at SEI Investments in various investment roles, including Chief Investment Officer between 2004 and 2007. He will also become Head of North America on 1 July 2013.

Jamie Dorrien-Smith

Mr. Jamie Dorrien-Smith is no longer Head, North America of Schroders PLC., effective July 2013. He joined Schroders in 1994 and became Head of the Global Financial Institutions Group in 2000, where he helped to build the Intermediary sales channel through local offices around the world. He became Head of North America in 2006. He has responsibility for the Group’s operations in the United States and Canada.

Peter Harrison

Mr. Peter Harrison is Head - Equities of Schroders PLC., since March 15, 2013. He joined Schroders in March 2013 having been CEO of RWC Partners, an asset management business which he joined in 2006. He was Global Chief Investment Officer of Deutsche Asset Management between 2004 and 2006 having previously been CIO of Global Equities and Multi-asset at J.P. Morgan.

Philippe Lespinard

Mr. Philippe Lespinard is Co-Head - Fixed Income of Schroders PLC. He joined Schroders in 2010 as Chief Investment Officer Fixed Income. He was previously a Partner at Brevan Howard and CIO at BNP Paribas Asset Management.

Nicolaas Marais

Mr. Nicolaas Marais is Head - Multi-asset and Portfolio Solutions of Schroders PLC. He joined Schroders in March 2011 from BlackRock, where he was Head of Global Active Portfolio Management in the Multi-asset client solutions group in London. His investment career began in 1989 at the South African Reserve Bank before joining the World Bank in 1994. He joined BGI in 2000 and held various investment roles.

Richard Mountford

Mr. Richard Mountford is Head, Asia Pacific of Schroders PLC. He joined Schroders in 1980 as a UK equities analyst and held a number of investment roles before becoming Regional Managing Director for South East Asia in 1991. In 2004, he was appointed Head of UK Distribution and in 2008 became Global Head of Intermediary Sales. Since September 2012 he has been responsible for the Group’s operations in Asia Pacific.

John Troiano

Mr. John Troiano is Deputy Head - Distribution of Schroders PLC. He joined Schroders in 1981 as an investment analyst and became Head of the American equity team in 1988. He established Schroders’ emerging market equity capability in 1991. He was appointed Global Head of Institutional in 2003 and became Deputy Head of Distribution in September 2012.

Graham Staples

Mr. Graham Staples is Company Secretary of Schroders PLC. He joined Schroders in 2004. Previously, he has held senior company secretarial, compliance and business development roles at Barclays, Computershare and NatWest.

Bruno Schroder

Mr. Bruno Schroder is Non-Executive Director of Schroders PLC since 1963. He joined the Schroder Group in London where he worked in the Commercial Banking and Corporate Finance divisions of J. Henry Schroder Wagg & Co Ltd, London. He is Director of a number of private limited companies. He is Member of the Nominations Committee.

Ashley Almanza

Mr. Ashley Almanza is Non-Executive Independent Director of Schroders PLC since August 2, 2011. He is a chartered accountant and has held a number of senior roles at BG Group including Managing Director – UK, Europe and Central Asia, and was Chief Financial Officer of BG Group plc from 2002 to 2011. He is Member of the Advisory Board of the Oxford University Centre for Business Taxation. Committee membership: Member of the Nominations, Remuneration and the Audit and Risk Committees. He will become Chairman of the Audit and Risk Committee at the conclusion of the 2013 Annual General Meeting.

Luc Bertrand

Baron Luc J. Bertrand is Senior Non-Executive Independent Director of Schroders PLC., since May 3, 2012. Previously he served as Independent Non-Executive Director of the company. He started his career with Bankers Trust and held various corporate finance positions in New York, London and Amsterdam (1974 – 1980). He is Chairman of the Executive Committee and Chief Executive of Ackermans & van Haaren N.V. He is Independent Director of ING Belgium and a number of other profit and not-for-profit companies; Chairman of the Guberna Belgian Institute; and Member of the Advisory Council of INSEAD Belgium. He is Member of the Nominations and the Remuneration Committees.

Robin Buchanan

Mr. Robin W. T. Buchanan is Independent Non-Executive Director of Schroders PLC since March 4, 2010. He served as the Senior Partner of Bain & Company Inc. in the UK until 2007 and remains a Senior Adviser. He was Dean and President of London Business School. He is Chairman of Michael Page International plc and a non-executive Director of LyondellBasell Industries N.V. He is a Member of the Trilateral Commission; the International Advisory Council of Recipco; and the Remuneration Committee of Coller Capital Ltd. He is Member of the Nominations and the Audit and Risk Committees.

Philip Howard

Lord Philip Howard of Penrith is Independent Non-Executive Director of Schroders PLC since November 20, 2008. He was previously the Deputy to the Chairman of Lehman in Europe until 1998 and was the Partner in charge of international fixed income at Phillips & Drew. He is Chairman of Tarchon Capital Management LLP, Chief Investment Officer at Beazley plc and a Member of the Advisory Board of Ondra Partners. He is Chairman of the Remuneration Committee. Member of the Nominations and the Audit and Risk Committees.

Nichola Pease

Ms. Nichola Pease is Non-Executive Independent Director of Schroders Plc., since September 1, 2012. She has 30 years’ experience in the asset management and stock broking industries. Most recently she was the Chief Executive and then Deputy Chairman of JO Hambro Capital Management Ltd. She is Non-executive Member of the Executive Committee of the Army Board and recently appointed Chairman of the Army Independent Assurance Committee; Trustee, Chairman of the Investment Committee and Member of the Audit Committee of Guy’s and St. Thomas’ Charity; and Member of the Eton College Investment Committee. She is Member of the Nominations Committee. She will join the Audit and Risk Committee in May 2013.
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