Edition:
United States

Special Opportunities Fund Inc (SPE)

SPE on New York Consolidated

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30 Sep 2016
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Summary

Name Age Since Current Position

Phillip Goldstein

71 2009 Chairman of the Board, Secretary

Andrew Dakos

50 2009 President, Director

Thomas Antonucci

46 2014 Chief Financial Officer, Treasurer

Gerald Hellerman

78 2013 Chief Compliance Officer, Director

Rajeev Das

46 2014 Vice President

Ben Harris

47 2009 Independent Director

Marc Lunder

52 2015 Independent Director

Charles Walden

71 2009 Independent Director

Biographies

Name Description

Phillip Goldstein

Mr. Phillip Goldstein is Chairman of the Board and Secretary of Special Opportunities Fund Inc. He is also a Member of the Adviser. Mr. Goldstein has over 20 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships. Mr. Goldstein is also a director of one other closed-end fund, one business development company and a specialty finance company.

Andrew Dakos

Mr. Andrew Dakos is President and Director of Special Opportunities Fund Incorporated. He is also a Member of the Adviser. Mr. Dakos has over 15 years of investment management experience. He is currently a principal of Bulldog Holdings, LLC, which owns several entities serving as general partner of seven private investment partnerships. Mr. Dakos is also a director of one other closed-end fund, one business development company and one specialty finance company.

Thomas Antonucci

Mr. Thomas Antonucci is Chief Financial Officer and Treasurer of Special Oppurtunities Fund Inc., Since January 2014. He is also serving as s Director of Operations at Bulldog Investors since November 2006.

Gerald Hellerman

Mr. Gerald Hellerman is Chief Compliance Officer, Director of Special Opportunities Fund Inc. He serves as the Managing Director of Hellerman Associates, since 2005. He serves as the Director, Mexico Equity and Income Fund, Inc.; Director, MVC Capital, Inc.; Director, Ironsides Partners Opportunity Offshore Fund Ltd.; Director, Imperial Holdings, Inc.; Director, BDCA Venture, Inc.; Director, Brantley Capital Corporation (until 2013); Director, Old Mutual Absolute Return and Emerging Managers Fund Complex (until 2011); Director, AirNet Systems, Inc. (until 2008).

Rajeev Das

Mr. Rajeev Das is Vice President of Special Opportunities Fund Inc. He is the Head of Trading for several entities serving as the general partner of eight private investment partnerships in the Bulldog Holdings group of funds, since 1997.

Ben Harris

Mr. Ben H. Hormel Harris is an Independent Director of the Company. He has extensive experience in the management of private and public entities, highly regulated entities and corporate restructurings. In addition to the Funds, Mr. Harris is currently a director of ten private companies.

Marc Lunder

Mr. Marc Lunder has been a Independent Director of the Fund since January 2015. He has over 25 years of experience in the financial industry and as a private investor. Mr. Lunder is currently a private investor with experience evaluating public companies, private companies and investment funds. He is Managing Member of Lunder Capital LLC. He is Lead Trustee of Third Avenue Funds

Charles Walden

Mr. Charles C. Walden is an Independent Director of the Company. He has over 40 years of experience in investments, including 30 years experience as a chief investment officer in the life insurance industry. He has served on the board of directors of mutual funds for over 15 years, including the investment committees of a healthcare system and a religious diocese. Mr. Walden is a Chartered Financial Analyst.