People: Special Opportunities Fund Inc (SPE)
SPE on New York Consolidated
17.63USD
23 May 2013
17.63USD
23 May 2013
Price Change (% chg)
$-0.07 (-0.40%)
$-0.07 (-0.40%)
Prev Close
$17.70
$17.70
Open
$17.46
$17.46
Day's High
$17.71
$17.71
Day's Low
$17.46
$17.46
Volume
9,940
9,940
Avg. Vol
12,937
12,937
52-wk High
$17.86
$17.86
52-wk Low
$14.21
$14.21
Summary
| Name | Age | Since | Current Position |
|---|---|---|---|
Phillip Goldstein |
68 | 2009 | Chairman of the Board, Secretary |
Andrew Dakos |
46 | 2009 | President, Director |
Gerald Hellerman |
76 | 2010 | Chief Financial Officer, Chief Compliance Officer, Director |
Rajeev Das |
44 | 2009 | Vice President, Treasurer |
James Chadwick |
39 | 2009 | Independent Director |
Ben Harris |
44 | 2009 | Independent Director |
Charles Walden |
68 | 2009 | Independent Director |
Biographies
| Name | Description |
|---|---|
Phillip Goldstein |
Mr. Phillip Goldstein is Chairman of the Board and Secretary of Special Opportunities Fund Inc. He serves as the Principal of the Adviser, since 2009; Principal of Bulldog Holdings, LLC, which owns several entities serving as the general partner of eight private investment partnerships, since 1992. He serves as the Chairman, The Mexico Equity and Income Fund, Inc.; Chairman, Brantley Capital Corporation; Director, Korea Equity and Income Fund, Inc. (until August 2012); Director, Imperial Holdings, Inc.; Director, MVC Capital, Inc.; Director, ASA Ltd. |
Andrew Dakos |
Mr. Andrew Dakos is President and Director of Special Opportunities Fund Incorporated. He is the Principal of the Adviser, since 2009; Principal of Bulldog Holdings, LLC, which owns several entities serving as the general partner of eight private investment partnerships, since 2005. He serves as the Director, The Mexico Equity and Income Fund, Inc.; Director, Brantley Capital Corporation; Director, Imperial Holdings, Inc. |
Gerald Hellerman |
Mr. Gerald Hellerman is Chief Compliance Officer, Chief Financial Officer, Director of Special Opportunities Fund Inc. He serves as the Managing Director of Hellerman Associates, since 2005. He serves as the Director, The Mexico Equity and Income Fund, Inc.; Director, Brantley Capital Corporation; Director, MVC Capital, Inc.; Director, Old Mutual Absolute Return and Emerging Managers Fund Complex (until 2011); Director, TM Entertainment and Media, Inc. (until 2009); Director, AirNet Systems, Inc. (until 2008). |
Rajeev Das |
Mr. Rajeev Das is Vice President and Treasurer of Special Opportunities Fund Inc. He is the Head of Trading for several entities serving as the general partner of eight private investment partnerships in the Bulldog Holdings group of funds, since 1997. |
James Chadwick |
Mr. James Chadwick is Independent Director of Special Opportunities Fund Inc. He serves as the Managing Director of Main Street Investment Partners, LLC (private equity firm), since June 2010; Managing Director of Harlingwood Equity Partners LP, March 2009 – June 2010; Managing Partner of Chadwick Capital Management, January 2006 – December 2008. He serves as the Director, AirNet Systems, Inc.; Director, Meade Instruments. |
Ben Harris |
Mr. Ben Hormel Harris is Independent Director of Special Opportunities Fund Inc. He serves as the Manager and Investment Professional, Nebraska Heavy Industries, 2007 – present. |
Charles Walden |
Mr. Charles C. Walden is Independent Director of Special Opportunities Fund Inc. He serves as the President and owner, Sound Capital Associates, LLC (consulting firm), 2006 – present. He is the Lead Trustee, Third Avenue Funds (fund complex consisting of five funds and one variable series trust). |
Basic Compensation
| Name | Fiscal Year Total |
|---|---|
Phillip Goldstein |
-- |
Andrew Dakos |
-- |
Gerald Hellerman |
-- |
Rajeev Das |
-- |
James Chadwick |
-- |
Ben Harris |
-- |
Charles Walden |
-- |
As Of
Options Compensation
| Name | Options | Value |
|---|---|---|
Phillip Goldstein |
0 | 0 |
Andrew Dakos |
0 | 0 |
Gerald Hellerman |
0 | 0 |
Rajeev Das |
0 | 0 |
James Chadwick |
0 | 0 |
Ben Harris |
0 | 0 |
Charles Walden |
0 | 0 |
| Name | Shares Traded | Price |
|---|---|---|
HELLERMAN GERALD |
2,000 | $17.08 |
DAS RAJEEV P |
2,500 | $14.97 |
CHADWICK JAMES M |
750 | $15.94 |
SAMUELS STEVEN |
1,000 | $15.77 |
GOLDSTEIN PHILLIP |
2,896 | $15.22 |
GOLDSTEIN PHILLIP |
10,000 | $14.94 |
GOLDSTEIN PHILLIP |
561 | $14.89 |
HELLERMAN GERALD |
280 | $15.15 |
HELLERMAN GERALD |
5 | $15.11 |
HELLERMAN GERALD |
730 | $15.10 |
GOLDSTEIN PHILLIP |
5,000 | $15.01 |
WALDEN CHARLES C |
1,000 | $14.98 |
SAMUELS STEVEN |
500 | $14.73 |
GOLDSTEIN PHILLIP |
3,151 | $14.42 |
SAMUELS STEVEN |
780 | $14.50 |
WALDEN CHARLES C |
890 | $14.25 |
WALDEN CHARLES C |
110 | $14.27 |
GOLDSTEIN PHILLIP |
5,000 | $14.26 |
WALDEN CHARLES C |
1,000 | $14.95 |
HELLERMAN GERALD |
1,000 | $15.61 |
SAMUELS STEVEN |
1,000 | $15.41 |
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