People: The Cushing Royalty & Income Fund (SRF)

SRF on New York Consolidated

21.47USD
21 May 2013
Price Change (% chg)

$0.22 (+1.04%)
Prev Close
$21.59
Open
$21.31
Day's High
$21.85
Day's Low
$21.26
Volume
22,356
Avg. Vol
30,327
52-wk High
$24.35
52-wk Low
$18.56

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Summary

Name Age Since Current Position

Jerry Swank

 61 2011 Chairman of the Board, President, Chief Executive Officer, Trustee

John Alban

 49 2011 Chief Financial Officer, Treasurer

Daniel Spears

 40 2011 Executive Vice President, Secretary

Barry Greenberg

 49 2011 Chief Compliance Officer

Judd Cryer

 39 2011 Vice President

Edward McMillan

 65 2011 Lead Independent Trustee

Brian Bruce

 57 2011 Independent Trustee

Ronald Trout

 74 2011 Independent Trustee
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Biographies

Name Description

Jerry Swank

 Mr. Jerry V. Swank is Chairman of the Board, President, Chief Executive Officer, Trustee of Cushing Royalty & Income Fund. Mr. Swank has served as a Trustee of the Fund since its inception in 2011, and has served as a trustee of Premier since 2010 and as a trustee of SRV since 2007. Through his experience as a trustee and chairman of the board of trustees of the Fund, Premier and SRV, managing partner of the Investment Adviser and founder of Swank Capital, LLC and professional experience with investment firms and as an oil and gas research consultant, Mr. Swank is experienced in financial, regulatory and investment matters.

John Alban

 Mr. John H. Alban is Chief Financial Officer, Treasurer of Cushing Royalty & Income Fund. He has been Chief Operating Officer (“COO”) and Chief Financial Officer (“CFO”) of the Investment Adviser (2010 — Present); Chief Administrative Officer of NGP Energy Capital Management (2007 — 2009); Chief Operating Officer of Spinnerhawk Capital Management, L.P. (2005 — 2007).

Daniel Spears

 Mr. Daniel L. Spears is Executive Vice President, Secretary of Cushing Royalty & Income Fund. He has been Partner and portfolio manager of the Investment Adviser (2006 — present). Executive Vice President and Secretary of other funds in the Fund Complex. Previously, investment banker at Banc of America Securities, LLC (1998 to 2006).

Barry Greenberg

 Mr. Barry Y. Greenberg is Chief Compliance Officer of Cushing Royalty & Income Fund. He has been General Counsel and Chief Compliance Officer of the Investment Adviser (2010 — Present); Partner, Akin Gump Strauss Hauer & Feld LLP (2005 — 2010); Vice President, Legal, Compliance and Administration, American Beacon Advisors, Inc. (1995 — 2005); Attorney and Branch Chief, U.S. Securities and Exchange Commission (1988 — 1995).

Judd Cryer

 Mr. Judd B. Cryer is Vice President of Cushing Royalty & Income Fund. He has been Senior Vice President and Research Analyst of the Investment Adviser (2005 — present). Previously, a consulting engineer at Utility Engineering Corp. (1999-2003) and a project manager with Koch John Zink Company (1996-1998).

Edward McMillan

 Mr. Edward N. McMillan is Lead Independent Trustee of Cushing Royalty & Income Fund. since its inception in 2011, and has served as a trustee of Premier since 2010 and as a trustee of SRV since 2007. Through his experience as lead independent trustee of the Fund, Premier and SRV, 35 years of investment management experience, including as president of a small cap equity management firm, and prior service as chairman of the board of four registered investment companies, Mr. McMillan is experienced in financial, regulatory and investment matters.

Brian Bruce

 Mr. Brian R. Bruce is Independent Trustee of Cushing Royalty & Income Fund. since its inception in 2011, and has served as a trustee of the Cushing MLP Premier Fund (“Premier”) since 2010 and as a trustee of the Cushing MLP Total Return Fund (“SRV”) since 2007. Through his experience as a trustee of and chairman of the Audit Committee of the Fund, Premier, SRV and certain other registered investment companies, as a professor at Southern Methodist University’s Cox School of Business and Director of the ENCAP Investments & LCM Group Alternative Asset Management Center and as a chief executive officer, and formerly chief investment officer, of investment management firms, Mr. Bruce is experienced in financial, accounting, regulatory and investment matters.

Ronald Trout

 Mr. Ronald P. Trout is Independent Trustee of Cushing Royalty & Income Fund, since its inception in 2011, and has served as a trustee of Premier since 2010 and as a trustee of SRV since 2007. Through his experience as a trustee of the Fund, Premier and SRV, as founding partner and senior vice president of an investment management firm and his service on the board of a publicly traded natural resources company, Mr. Trout is experienced in financial, regulatory and investment matters.

Basic Compensation

Name Fiscal Year Total

Jerry Swank

 --

John Alban

 --

Daniel Spears

 --

Barry Greenberg

 --

Judd Cryer

 --

Edward McMillan

 --

Brian Bruce

 --

Ronald Trout

 --
As Of 

Options Compensation

Name Options Value

Jerry Swank

 0 0

John Alban

 0 0

Daniel Spears

 0 0

Barry Greenberg

 0 0

Judd Cryer

 0 0

Edward McMillan

 0 0

Brian Bruce

 0 0

Ronald Trout

 0 0

Insider Trading

Name Shares Traded Price

MCMILLAN EDWARD N

 2,000 $21.50

CRYER JUDD B

 125 $20.49

SWANK JERRY V

 5,000 $18.71

SPEARS DANIEL L

 500 $22.60

GREENBERG BARRY Y

 250 $25.12

CRYER JUDD B

 100 $25.15

ALBAN JOHN H

 250 $24.83

SPEARS DANIEL L

 500 $25.00
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