People: Thai Capital Fund Inc (TF)

TF on American Stock Exchange

14.33USD
20 May 2013
Price Change (% chg)

$0.06 (+0.43%)
Prev Close
$14.27
Open
$14.25
Day's High
$14.42
Day's Low
$14.25
Volume
12,179
Avg. Vol
5,095
52-wk High
$14.57
52-wk Low
$10.16

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Summary

Name Age Since Current Position

Martin Gruber

 75 2011 Independent Chairman of the Board

Anthony Cambria

 57 2004 Chief Compliance Officer

John O'Keefe

 53 2011 Vice President, Treasurer, Secretary

Leonard Mackey

 61 2004 Assistant Secretary

David Harmer

 68 2000 Independent Director

Richard Herring

 66 2007 Independent Director

Rahn Porter

 57 2007 Independent Director
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Biographies

Name Description

Martin Gruber

 Mr. Martin J. Gruber is Independent Chairman of the Board of Thai Capital Fund, Inc. He has served as a board member, Audit Committee member and Nominating and Compensation Committee member since 2000. His relevant experience includes various academic positions, including his current appointment as Professor Emeritus and Scholar in Residence at the Leonard N. Stern School of Business, New York University, with research focuses in portfolio theory and management and fund structure and performance. Mr. Gruber also received a PhD in Finance and Economics from Columbia University in 1966. He is Professor Emeritus and Scholar in Residence, Leonard N. Stern School of Business, New York University, since 2010; previously Professor of Finance, from 1965 to 2010.

Anthony Cambria

 Mr. Anthony Cambria is Chief Compliance Officer of Thai Capital Fund, Inc., since September 2004. He is Chief Compliance Officer, The Singapore Fund, Inc. and The Japan Equity Fund, Inc., since 2004; Director and Executive Vice President, Daiwa Securities Trust Company, since 1999.

John O'Keefe

 Mr. John J. O'Keefe is Vice President, Treasurer, Secretary of Thai Capital Fund, Inc. He has been Vice President and Treasurer of the Fund since 2000; Secretary of the Fund since March 2011. He is Vice President and Treasurer, The Japan Equity Fund, Inc. and The Singapore Fund, Inc., since 2000; Secretary, The Japan Equity Fund, Inc. and The Singapore Fund, Inc., since March 2011; Vice President, Fund Accounting Department of Daiwa Securities Trust Company since June 2000.

Leonard Mackey

 Mr. Leonard B. Mackey, Jr., is Assistant Secretary of Thai Capital Fund, Inc., since September 2004. He is Consultant, since 2007, and Partner from 1983 to 2007, in the law firm of Clifford Chance US LLP; Assistant Secretary, The Singapore Fund, Inc. and The Japan Equity Fund, Inc., since 2004.

David Harmer

 Mr. David G. Harmer is an Independent Director of Thai Capital Fund, Inc. He has served as a board member, Audit Committee member and Nominating and Compensation Committee member since 2000. His relevant experience includes being a chairman, president, chief financial officer, corporate controller and director of various private and governmental entities. He is Retired; Director of Community and Economic Development, City of Ogden, from July 2005 to October 2008; Public Services Department Director, City of Ogden, from February 2005 to July 2005; Executive Director, Department of Community and Economic Development for the State of Utah, from May 2002 to January 2005.

Richard Herring

 Mr. Richard J. Herring is an Independent Director of Thai Capital Fund, Inc. He is Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; Founding Director, Wharton Financial Institutions Center, since July 1994; Director, Lauder Institute of International Management Studies, from July 2000 to June 2006; Co-chair of the Shadow Financial Regulatory Committee, since 2000; Executive Director of the Financial Economists Roundtable, since 2008. He has served as a board member, Audit Committee member and Nominating and Compensation Committee member since 2007. His relevant experience includes various academic positions, including his current appointment as Jacob Safra Professor of International Banking and Professor, Finance Department at The Wharton School, University of Pennsylvania, with research focuses in international banking and finance. Mr. Herring also received a PhD from Princeton University.

Rahn Porter

 Mr. Rahn K. Porter is an Independent Director of Thai Capital Fund, Inc. He is Senior Vice President and Treasurer, Qwest Communications International Inc., from June 2008 to April 2011; Senior Vice President of Investor Relations, Qwest Communications International Inc., from September 2007 to June 2008; Vice President of Finance, Qwest Communications International Inc., from March 2003 to September 2007. He has served as a board member, Chairman of the Audit Committee and Nominating and Compensation Committee member since 2007. His relevant experience includes being a vice president and treasurer of a public telecommunications company and serving as a director of a commercial banking organization and an investment management company.

Basic Compensation

Name Fiscal Year Total

Martin Gruber

 --

Anthony Cambria

 --

John O'Keefe

 --

Leonard Mackey

 --

David Harmer

 --

Richard Herring

 --

Rahn Porter

 --
As Of 

Options Compensation

Name Options Value

Martin Gruber

 0 0

Anthony Cambria

 0 0

John O'Keefe

 0 0

Leonard Mackey

 0 0

David Harmer

 0 0

Richard Herring

 0 0

Rahn Porter

 0 0

Insider Trading

Name Shares Traded Price

PORTER RAHN KEVIN

 100 $8.26

PORTER RAHN KEVIN

 656 $8.25

PORTER RAHN KEVIN

 116 $8.23

PORTER RAHN KEVIN

 900 $8.28

PORTER RAHN KEVIN

 228 $8.28
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