People: Tri-Continental Corp (TY)

TY on New York Consolidated

20.84USD
17 Dec 2014
Price Change (% chg)

$0.34 (+1.66%)
Prev Close
$20.50
Open
$20.40
Day's High
$20.88
Day's Low
$20.40
Volume
34,246
Avg. Vol
49,321
52-wk High
$21.73
52-wk Low
$18.75

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Summary

Name Age Since Current Position

William Carmichael

71 2014 Chairman of the Board

J. Kevin Connaughton

50 2010 President

Michael Clarke

45 2011 Chief Financial Officer, Treasurer

Scott Plummer

55 2011 Chief Legal Officer, Senior Vice President, Assistant Secretary

William Truscott

54 2008 Senior Vice President, Director

Colin Moore

56 2010 Senior Vice President

Thomas McGuire

42 2012 Chief Compliance Officer

Joseph DiMaria

46 2011 Vice President, Chief Accounting Officer

Paul Pearson

58 2011 Vice President, Assistant Treasurer

Christopher Petersen

44 2011 Vice President, Secretary

Michael DeFao

46 2011 Vice President, Assistant Secretary

Paul Goucher

46 2011 Vice President, Assistant Secretary

Amy Johnson

49 2008 Vice President

Stephen Welsh

57 2011 Vice President

Kathleen Blatz

60 2008 Independent Director

Pamela Carlton

60 2008 Independent Director

Patricia Flynn

64 2008 Independent Director

Stephen Lewis

75 2014 Independent Director

Catherine Paglia

62 2008 Independent Director

Leroy Richie

73 2000 Independent Director

Alison Taunton-Rigby

70 2008 Independent Director

Biographies

Name Description

William Carmichael

Mr. William P. Carmichael has been appointed as Chairman of the Board of the company., effective January 1, 2014. Mr. Carmichael is Retired; Co-founder of The Succession Fund (provides exit strategies to owners of privately held companies); previously, Senior Vice President of Sara Lee Corporation; Senior Vice President and Chief Financial Officer of Beatrice Foods Company; Vice President of Esmark, Inc.; associate at Price Waterhouse. He is Director, Cobra Electronics Corporation (electronic equipment manufacturer); The Finish Line (athletic shoes and apparel) since July 2003; Director, International Textile Corp. since 2012; former Director, McMoRan Exploration Company (oil and gas exploration and development) 2010-2013; former Trustee, BofA Funds Series Trust (11 funds) 2009-2011; former Director, Spectrum Brands, Inc. (consumer products) 2002-2009; former Director, Simmons Company (bedding) 2004-2010; other funds in the Columbia Family of Funds since 2003.

J. Kevin Connaughton

Mr. J. Kevin Connaughton is President of TRI Continental Corp. He is Managing Director and General Manager — Mutual Fund Products, Columbia Management Investment Advisers, LLC since May 2010; President, Columbia Funds since 2009; Managing Director of Columbia Management Advisors, LLC, December 2004 — April 2010; Senior Vice President and Chief Financial Officer, Columbia Funds, June 2008 — January 2009; senior officer of Columbia Funds and affiliated funds since 2003.

Michael Clarke

Mr. Michael G. Clarke is Chief Financial Officer, Treasurer of Tri Continental Corp. He is Vice President — Mutual Fund Administration, Columbia Management Investment Advisers, LLC since May 2010; Managing Director of Fund Administration, Columbia Management Advisers, LLC, September 2004 — April 2010; senior officer of Columbia Funds and affiliated funds since 2002.

Scott Plummer

Mr. Scott R. Plummer is Chief Legal Officer, Senior Vice President, Assistant Secretary of Tri-Continental Corporation. He is Senior Vice President and Assistant General Counsel — Global Asset Management, Ameriprise Financial since February 2014 (previously, Senior Vice President and Lead Chief Counsel — Asset Management, 2012 — February 2014; Vice President and Led Chief Counsel — Asset Management, 2010 — 2012; and Vice President and Chief Counsel — Asset Management, 2005 — 2010); Senior Vice President, Chief Legal Officer and Assistant Secretary, Columbia Management Investment Advisers, LLC since June 2005; Vice President, Chief Counsel and Assistant Secretary, Columbia Management Investment Distributors, Inc. since 2008; Vice President, General Counsel and Secretary, Ameriprise Certificate Company since 2005; Chief Counsel, RiverSource Distributors, Inc. since 2006; senior officer of Columbia Funds and affiliated funds since 2006.

William Truscott

Mr. William F. Truscott is Senior Vice President, Director of Tri-Continental Corporation, since November 7, 2008. He is Chairman of the Board and President, Columbia Management Investment Advisers, LLC since May 2010 and February 2012, respectively (previously President, and Chief Investment Officer, 2001-April 2010); Chief Executive Officer, Global Asset Management, Ameriprise Financial, Inc. since September 2012 (previously Chief Executive Officer, U.S. Asset Management & President, Annuities, May 2010-September 2012 and President — U.S. Asset Management and Chief Investment Officer, 2005-April 2010); Director and Chief Executive Officer, Columbia Management Investment Distributors, Inc. since May 2010 and February 2012, respectively (previously Chairman of the Board and Chief Executive Officer, 2006-April 2010); Chairman of the Board and Chief Executive Officer, Riversource Distributors, Inc. since 2006; President and Chief Executive Officer, Ameriprise Certificate Company, 2006-August 2012. He is Director of Other funds in the Columbia Family of Funds since 2001; former Director, Ameriprise Certificate Company, 2006-January 2013.

Colin Moore

Mr. Colin Moore is Senior Vice President of Tri Continental Corp. He is Executive Vice President and Global Chief Investment Officer, Ameriprise Financial, Inc., since July 2013; Director and Global Chief Investment Officer, Columbia Management Investment Advisers, LLC since May 2010; Manager, Managing Director and Chief Investment Officer, Columbia Management Advisors, LLC, 2007 — April 2010.

Thomas McGuire

Mr. Thomas P. McGuire is Chief Compliance Officer of Tri-Continental Corp. He is Vice President — Asset Management Compliance, Ameriprise Financial Inc. since May 2010; Chief Compliance Officer, Ameriprise Certificate Company since September 2010; Compliance Executive, Bank of America, 2005 — April 2010.

Joseph DiMaria

Mr. Joseph F. DiMaria is Vice President, Chief Accounting Officer of Tri-Continental Corporation, since April 14, 2011. He is Vice President, Mutual Fund Treasurer, Columbia Management Investment Advisers, LLC since May 2010; Director of Fund Administration, Columbia Management Advisors, LLC 2006 —April 2010.

Paul Pearson

Mr. Paul D. Pearson is Vice President, Assistant Treasurer of Tri-Continental Corporation, since April 14, 2011. He is Vice President — Investment Accounting, Columbia Management Investment Advisers, LLC since May 2010; Vice President — Managed Assets, Investment Accounting, Ameriprise Financial, Inc., 1998 — April 2010.

Christopher Petersen

Mr. Christopher O. Petersen is Vice President, Secretary of Tri-Continental Corporation, since April 14, 2011. He is Vice President and Chief Counsel, Ameriprise Financial, Inc. since January 2010 (previously Vice President and Group Counsel or Counsel, 2004 — January 2010); officer of Columbia Funds and affiliated funds since 2007.

Michael DeFao

Mr. Michael E. DeFao is Vice President, Assistant Secretary of Tri-Continental Corporation. He is Vice President and Chief Counsel, Ameriprise Financial, Inc. since May 2010; Associate General Counsel, Bank of America, 2005 — April 2010.

Paul Goucher

Mr. Paul B. Goucher is Vice President, Assistant Secretary of Tri-Continental Corporation. He is Vice President and Lead Chief Counsel, Ameriprise Financial, Inc. since November 2008 and January 2013, respectively (previously, Chief Counsel, January 2010 — January 2013 and Group Counsel, November 2008 — January 2010); Director, Managing Director and General Counsel of J. & W. Seligman & Co. Incorporated, July 2008 — November 2008.

Amy Johnson

Ms. Amy K. Johnson is Vice President of Tri-Continental Corporation, since November 7, 2008. She is Managing Director and Chief Operating Officer, Columbia Management Investment Advisers, LLC since May 2010; (previously Chief Administrative Officer, 2009 — April 2010 and Vice President — Asset Management and Trust Company Services, 2006 — 2009).

Stephen Welsh

Mr. Stephen T. Welsh is Vice President of Tri Continental Corp., since April 14, 2011. He is President and Director, Columbia Management Investment Services Corp. since May 2010; President and Director, Columbia Management Services, Inc., 2004 — April 2010; Managing Director, Columbia Management Distributors, Inc., 2007 — April 2010.

Kathleen Blatz

Ms. Kathleen A. Blatz is an Independent Director of Tri-Continental Corporation, since November 7, 2008. She is Attorney; Chief Justice, Minnesota Supreme Court, 1998-2006. She is the director of Other funds in the Columbia Family of Funds since 2006; Director, BlueCross BlueShield of Minnesota since 2009.

Pamela Carlton

Ms. Pamela G. Carlton is an Independent Director of Tri-Continental Corporation, since November 7, 2008. She is President, Springboard-Partners in Cross Cultural Leadership (consulting company) since 2003; Director or Managing Director of US Equity Research for Chase Asset Management, 1996-2003; Investment Banker at Morgan Stanley, 1982-1996. She is the Director of Other funds in the Columbia Family of Funds since 2007.

Patricia Flynn

Ms. Patricia M. Flynn is an Independent Director of Tri-Continental Corporation, since November 7, 2008. Trustee Professor of Economics and Management, Bentley University since 1976. She is a Director of Other funds in the Columbia Family of Funds since 2004.

Stephen Lewis

Dr. Stephen R. Lewis, Jr., has been appointed as Independent Director of Tri-Continental Corporation., effective January 1, 2014. He is President Emeritus and Professor of Economics Emeritus, Carleton College since 2002. He is Director, Valmont Industries, Inc. (irrigation systems manufacturer) since 2002; other funds in the Columbia Family of Funds since 2002.

Catherine Paglia

Ms. Catherine James Paglia is an Independent Director of Tri-Continental Corporation, since November 7, 2008. She Director, Enterprise Asset Management, Inc. (private real estate and asset management company). She is Director, Valmont Industries, Inc. (irrigation systems manufacturer) since 2012; Other funds in the Columbia Family of Funds since 2004.

Leroy Richie

Mr. Leroy C. Richie is an Independent Director of Tri-Continental Corporation. He is Counsel, Lewis & Munday, P.C. (law firm) since 2004; former Vice President and General Counsel, Automotive Legal Affairs, Chrysler Corporation, 1993-1997. He is Lead Outside Director, Digital Ally, Inc. (digital imaging) since September 2005; Director, Infinity, Inc. (oil and gas exploration and production) since 1994; Director, OGE Energy Corp. (energy and energy services) since November 2007; Other funds in the Columbia Family of Funds since 2000.

Alison Taunton-Rigby

Dr. Alison Taunton-Rigby, Ph.D., is an Independent Director of Tri-Continental Corporation, since, November 7, 2008. She is Chief Executive Officer and Director, RiboNovix, Inc. (biotechnology) 2003-2010. She is Director, Healthways, Inc. (health and well-being improvement) since 2005; Director, ICI Mutual Insurance Company, RRG since 2011; Director, Abt Associates (government contractor) since 2001; Director, Boston Children’s Hospital since 2002; other funds in the Columbia Family of Funds since 2002.
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