Edition:
United States

Liberty All-Star Equity Fund (USA)

USA on New York Consolidated

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7 Dec 2016
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Summary

Name Age Since Current Position

Richard Lowry

80 2004 Independent Chairman of the Board of Trustees

William Parmentier

64 1999 President

Mark Haley

52 1999 Senior Vice President

Melanie Zimdars

40 2009 Chief Compliance Officer

Edmund Burke

55 2006 Vice President, Trustee

Kimberly Storms

44 2013 Treasurer

Alex Marks

42 2015 Secretary

John Benning

82 2002 Independent Trustee

Thomas Brock

69 2005 Independent Trustee

George Gaspari

76 2006 Independent Trustee

John Neuhauser

73 1998 Independent Trustee

Richard Rantzow

78 2006 Independent Trustee

Biographies

Name Description

Richard Lowry

Mr. Richard W. Lowry is Independent Chairman of the Board of Trustees of Liberty All-Star Equity Fund. Mr. Lowry has significant investment management and financial markets experience as a private investor and as an investment company trustee and multiple years of service as a Trustee of the Equity Fund, a Director of the Growth Fund, and Chairman of the Funds.

William Parmentier

Mr. William R. Parmentier, Jr., is President of Liberty All-Star Equity Fund. He is Chief Investment Officer, ALPS Advisors, Inc. (since 2006); President of the Funds (since April 1999); Senior Vice President, Banc of America Investment Advisors, Inc. (2005-2006). Mr. Parmentier is deemed an affiliate of the Funds as defined under the 1940 Act.

Mark Haley

Mr. Mark T. Haley, CFA is Senior Vice President of Liberty All-Star Equity Fund. He is Senior Vice President of the Funds (since January 1999); Vice President, ALPS Advisors, Inc. (since 2006); Vice President, Banc of America Investment Advisors (1999-2006). Mr. Haley is deemed an affiliate of the Funds as defined under the 1940 Act.

Melanie Zimdars

Ms. Melanie H. Zimdars is Chief Compliance Officer of Liberty All-Star Equity Fund. Ms. Zimdars is Vice President and Deputy Chief Compliance Officer with ALPS. Prior to joining ALPS in September 2009, Ms. Zimdars served as Principal Financial Officer, Treasurer and Secretary for the Wasatch Funds from February 2007 to December 2008. From November 2006 to February 2007, she served as Assistant Treasurer for the Wasatch Funds and served as a Senior Compliance Officer for Wasatch Advisors, Inc. from 2005 to 2007. Ms. Zimdars is currently the CCO for ALPS Variable Investment Trust, ALPS ETF Trust, Broadview Opportunity Trust, the Funds, PowerShares QQQ Trust and BLDRS Index Funds Trust. Ms. Zimdars is deemed to be an affiliate of the Funds as defined under the 1940 Act.

Edmund Burke

Mr. Edmund J. Burke is Vice President, Trustee of Liberty All-Star Equity Fund. Mr. Burke has extensive management and operational experience in the investment management industry as chief executive officer and president of AAI’s parent company, a financial services holding company, a director of AAI and certain of its affiliated companies, trustee, chairman and president of an open-end investment company, trustee and president of closed-end investment companies and several years of service as a Trustee of the Equity Fund and a Director of the Growth Fund.

Kimberly Storms

Ms. Kimberly R. Storms is Treasurer of Liberty All-Star Equity Fund. She is Director of Fund Administration (since 2004) and Senior Vice President of ALPS Fund Services, Inc. (since 2009). Ms. Storms is currently Treasurer of Financial Investors Trust, ALPS Series Trust, and BPV Family of Funds; and Chief Financial Officer of Arbitrage Funds. Ms. Storms is also on the Board of Directors of the Denver Center for Crime Victims. Ms. Storms is deemed an affiliate of the Funds as defined under the 1940 Act.

Alex Marks

Mr. Alex Marks is Secretary of Liberty All-Star Equity Fund. Mr. Marks is an Employee of ALPS Fund Services, Inc. since June 2011. Mr. Marks is currently the Secretary of the ALPS Variable Investment Trust, and was previously Assistant Secretary of the Funds (2011-2015). Mr. Marks also served as an employee of ALPS Fund Services, Inc. from July 2006 to September 2010. Mr. Marks is deemed an affiliate of the Funds as defined under the 1940 Act.

John Benning

Mr. John A. Benning is an Independent Trustee of Liberty All-Star Equity Fund. Mr. Benning has extensive experience in the investment management business, as senior vice president, general counsel and secretary of a financial services company that provides investment management services, including mutual fund, private capital and institutional asset management services, and multiple years of service as a Trustee of the Equity Fund and Director of the Growth Fund.

Thomas Brock

Mr. Thomas W. Brock is an Independent Trustee of Liberty All-Star Equity Fund. Mr. Brock has extensive investment management and organizational management experience as chief executive officer of an SEC-registered investment adviser, chairman and trustee of an open-end investment company, adjunct graduate business school professor and several years of service as a Trustee of the Equity Fund and Director of the Growth Fund.

George Gaspari

Mr. George R. Gaspari is an Independent Trustee of Liberty All-Star Equity Fund. Mr. Gaspari has significant investment management and financial markets experience as a director and chairman of exchange-traded funds, a financial services consultant and multiple years of service as a Trustee of the Equity Fund and a Director of the Growth Fund.

John Neuhauser

Dr. John J. Neuhauser is an Independent Trustee of Liberty All-Star Equity Fund. Dr. Neuhauser has extensive investment management experience as an investment company trustee and executive management experience in higher education as a university president, vice president, dean and professor and multiple years of service as a Trustee of the Equity Fund and Director of the Growth Fund.

Richard Rantzow

Mr. Richard Carl Rantzow is an Independent Trustee of Liberty All-Star Equity Fund. Mr. Rantzow has extensive financial accounting experience, having spent nearly 30 years at a major independent public accounting firm, including as an audit partner and managing partner, and investment management experience as chairman of an open-end investment company, trustee and audit committee chairman of closed-end investment companies and several years of service as a Trustee of the Equity Fund, a Director of the Growth Fund, and Chairman of the Audit Committee of the Equity Fund and the Growth Fund.