People: Liberty All-Star Equity Fund (USA)

USA on New York Consolidated

5.38USD
22 May 2013
Price Change (% chg)

$-0.05 (-0.92%)
Prev Close
$5.43
Open
$5.43
Day's High
$5.47
Day's Low
$5.36
Volume
596,296
Avg. Vol
457,385
52-wk High
$5.47
52-wk Low
$4.21

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Summary

Name Age Since Current Position

Richard Lowry

 77 2004 Independent Chairman of the Board of Trustees

William Parmentier

 61 1999 President

Mark Haley

 49 1999 Senior Vice President

Melanie Zimdars

 35 2009 Chief Compliance Officer

Edmund Burke

 52 2006 Vice President, Trustee

Jeremy May

 42 2006 Treasurer

Kimberly Storms

 39 2006 Assistant Treasurer

Tane Tyler

 46 2011 Secretary

Alex Marks

 38 2011 Assistant Secretary

John Benning

 79 2002 Independent Trustee

Thomas Brock

 66 2005 Independent Trustee

George Gaspari

 71 2006 Independent Trustee

John Neuhauser

 71 1998 Independent Trustee

Richard Rantzow

 73 2006 Independent Trustee
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Biographies

Name Description

Richard Lowry

 Mr. Richard W. Lowry is Independent Chairman of the Board of Trustees of Liberty All Star Equity Fund. He has investment management and financial markets experience as a private investor and multiple years of service as a Director of the Growth Fund and a Trustee of the Equity Fund.

William Parmentier

 Mr. William R. Parmentier, Jr. is President of Liberty All Star Equity Fund. He is Chief Investment Officer, ALPS Advisors, Inc. (since 2006); President and Chief Executive Officer of the Liberty All-Star Funds (since April 1999), Senior Vice President, Bank of America Inv. Advisors, Inc. (2005-2006)

Mark Haley

 Mr. Mark T. Haley, CFA is Senior Vice President of Liberty All Star Equity Fund. He is Senior Vice President of the Liberty All-Star Funds (since January 1999), Vice President of ALPS Advisors, Inc. (since 2006). He was Vice President of Banc of America Investment Advisors (1999-2006).

Melanie Zimdars

 Ms. Melanie H. Zimdars is Chief Compliance Officer of Liberty All Star Equity Fund. She has been Deputy Chief Compliance Officer with ALPS Fund Services, Inc. since September 2009. Principal Financial Officer, Treasurer and Secretary, Wasatch Funds, February 2007 to December 2008. Assistant Treasurer, Wasatch Funds, November 2006 to February 2007. Senior Compliance Officer, Wasatch Advisors, Inc., 2005 to 2008. Ms. Zimdars is currently the CCO for Liberty All-Star Growth Fund, Inc., Financial Investors Variable Insurance Trust, ALPS ETF Trust, EGA Emerging Global Shares Trust and BPV Family of Funds.

Edmund Burke

 Mr. Edmund J. Burke is Vice President, Trustee of Liberty All Star Equity Fund. He has President, ALPS, a DST Company (since November 2011) CEO and a Director of ALPS Holdings, Inc. (since 2005); Director of ALPS Advisors (since 2006), and ALPS Distributors, Inc. (since 2000) and ALPS Fund Services, Inc., (since 2000); President and a Director of ALPS Financial Services, Inc. (1991-2005). He has also been the President (since 2006), Trustee and Chairman (since 2009), Financial Investors Trust; Trustee and President, Clough Global Allocation Fund (Trustee since 2006, President since 2004); Trustee and President, Clough Global Equity Fund (Trustee since 2006, President since 2005); Trustee and President Clough Global Opportunities Fund (since 2006); Director, Liberty All-Star Growth Fund (since 2006); formerly, President, Reaves Utility Income Fund and Financial Investors Variable Insurance Trust.

Jeremy May

 Mr. Jeremy O. May is Treasurer of Liberty All Star Equity Fund. He is President and Director of AFS. Mr. May joined AFS in 1995. Because of his position with AFS, Mr. May is deemed an affiliate of the Fund as defined under the 1940 Act. Mr. May is currently a Director of Reaves Utility Income Fund. Mr. May is currently the Treasurer of Liberty All-Star Growth Fund Clough Global Equity Fund, Clough Global Allocation Fund, Clough Global Opportunities Fund, Financial Investors Trust, and Financial Investors Variable Insurance Trust. Mr. May is also on the Board of Directors of the University of Colorado Foundation.

Kimberly Storms

 Ms. Kimberly R. Storms is Assistant Treasurer of Liberty All Star Equity Fund. She is Director of Fund Administration and Senior Vice President of AFS. Ms. Storms joined AFS in 1998. Because of her position with AFS, Ms. Storms is deemed an affiliate of the Fund as defined under the 1940 Act. Ms. Storms is Assistant Treasurer for Financial Investors Trust and Assistant Secretary of Ameristock Mutual Fund, Inc.; she is Treasurer of ALPS ETF Trust and BPV Family of Funds. Ms. Storms is also Chief Financial Officer for the Arbitrage Funds. Ms. Storms was previously Assistant Treasurer of the Clough Global Equity Fund, Clough Global Allocation Fund, Clough Global Opportunities Fund, and Reaves Utility Income Fund.

Tane Tyler

 Ms. Tane T. Tyler is Secretary of Liberty All Star Equity Fund. She has been Senior Vice President, General Counsel and Secretary of ALPS Holdings, Inc.; ALPS Advisors, Inc.; ALPS Distributors, Inc. and ALPS Fund Services, Inc. Ms. Tyler joined ALPS in 2004. She also serves as Secretary of the ALPS ETF Trust since December 2008. She also served as Secretary, Liberty All-Star Equity Fund and Liberty All-Star Growth Fund from December 2006-2008; Secretary, Reaves Utility Income Fund from December 2004–2007; Secretary, Westcore Funds from February 2005–2007; Secretary, First Funds from November 2004 to January 2007; Secretary, Financial Investors Variable Insurance Trust from December 2004–December 2006. She was previously Vice President and Associate Counsel, Oppenheimer Funds from January 2004 to August 2004 and Vice President and Assistant General Counsel, INVESCO Funds from September 1991 to December 2003.

Alex Marks

 Mr. Alex Marks serves as the Assistant Secretary of Liberty All Star Equity Fund. He is an Employee of ALPS Fund Services, Inc. since June 2011. Mr. Marks was previously Secretary of the Financial Investors Variable Insurance Trust from December 2008 to June 2010.

John Benning

 Mr. John A. Benning is Independent Trustee of Liberty All Star Equity Fund. He experience in the investment management business, as senior vice president, general counsel and secretary of a financial services company that provides investment management services, including mutual fund, private capital management and institutional asset management services, and multiple years of service as a Director of the Growth Fund and a Trustee of the Equity Fund.

Thomas Brock

 Mr. Thomas W. Brock is Independent Trustee of Liberty All Star Equity Fund. He has investment management and organizational management experience as chief executive officer of an SEC-registered investment advisor, chairman and trustee of an open-end investment company, adjunct graduate business school professor and several years of service as a Director of the Growth Fund and a Trustee of the Equity Fund. He has also been the Chief Executive Officer, Stone Harbor Investment Partners LP (since April 2006); Adjunct Professor, Columbia University Graduate School of Business (1998-2006).

George Gaspari

 Mr. George R. Gaspari is Independent Trustee of Liberty All Star Equity Fund. He has investment management and financial markets experience as a director and chairman of exchange-traded funds, a financial services consultant and multiple years of service as a Director of the Growth Fund and a Trustee of the Equity Fund.

John Neuhauser

 Dr. John J. Neuhauser is Independent Trustee of Liberty All Star Equity Fund. He has investment management experience as an investment company trustee and executive management experience in higher education as a university president, vice president, dean and professor and multiple years of service as a Director of the Growth Fund and a Trustee of the Equity Fund. He has also been the President, St. Michael’s College (since August, 2007); University Professor (December 2005-2007), Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College)

Richard Rantzow

 Mr. Richard Carl Rantzow is Independent Trustee of Liberty All Star Equity Fund since 2006. He has financial accounting experience, having spent nearly 30 years at a independent public accounting firm, including as an audit partner and managing partner, and investment management experience as chairman of an open-end investment company, trustee and audit committee chairman of closed-end investment companies, and several years of service as a Director of the Growth Fund, a Trustee of the Equity Fund and Chairman of the Audit Committee for the Growth Fund and Equity Fund. He was the Chairman of the Board of First Funds (from 1992 to July 2006).

Insider Trading

Name Shares Traded Price

BENNING JOHN A

 5,000 $5.13

BENNING JOHN A

 6,100 $5.13

BENNING JOHN A

 900 $5.13

LOWRY RICHARD W

 10,000 $4.71

LOWRY RICHARD W

 6,719 $4.79

LOWRY RICHARD W

 3,281 $4.81

LOWRY RICHARD W

 10,000 $4.78

LOWRY RICHARD W

 20,000 $4.72

BENNING JOHN A

 9,500 $4.48

GASPARI GEORGE R

 1,000 $4.95

BENNING JOHN A

 2,100 $4.23

BENNING JOHN A

 600 $4.23

BENNING JOHN A

 6,646 $4.22

DST SYSTEMS INC

 88,061 $5.07

DST SYSTEMS INC

 15,380 $5.07

DST SYSTEMS INC

 7,133 $5.07

DST SYSTEMS INC

 2,935 $5.07

DST SYSTEMS INC

 23,443 $5.07

DST SYSTEMS INC

 35,569 $5.07

DST SYSTEMS INC

 1,627 $5.07

DST SYSTEMS INC

 12,849 $5.07
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