Edition:
United States

Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

81.94USD
22 Sep 2017
Change (% chg)

$0.36 (+0.44%)
Prev Close
$81.58
Open
$81.31
Day's High
$82.07
Day's Low
$81.17
Volume
521,464
Avg. Vol
686,576
52-wk High
$96.92
52-wk Low
$69.50

All Insider Trades
Trading Date Name Title Type Shares Traded Price
25 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Sell 60,537 $86.20
25 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Sell 6,882 $86.87
25 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Buy 67,419 $50.99
24 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Buy 300,000 $50.99
24 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Sell 281,712 $87.15
24 Jul 2017

Fairbank (Richard D)

Chief Executive Officer Sell 18,288 $87.80
8 May 2017

Blackley (Richard Scott)

Chief Financial Officer Sell 1,714 $82.32
4 May 2017

Slocum Michael C

Officer Sell 6,276 $82.16
2 May 2017

Hackett (Ann Fritz)

Director Buy 2,061 $0.00
2 May 2017

Leroy (Pierre E)

Director Buy 2,061 $0.00
2 May 2017

Hay (Lewis III)

Director Buy 2,061 $0.00
2 May 2017

Shattuck (Mayo Adams III)

Director Buy 2,061 $0.00
2 May 2017

Raskind (Peter E)

Director Buy 2,061 $0.00
2 May 2017

Killalea (Peter Thomas)

Director Buy 2,061 $0.00
2 May 2017

Warner (Bradford H)

Director Buy 2,061 $0.00
2 May 2017

West (Catherine G)

Director Buy 2,061 $0.00
2 May 2017

Jenkins (Benjamin P III)

Director Buy 2,061 $0.00
2 Apr 2017

Wassmer (Michael J.)

Officer Sell 734 $86.88
15 Mar 2017

Newkirk (Christopher T)

Officer Sell 5,238 $90.46
12 Mar 2017

Berson Jory A

Officer Sell 48,963 $92.08
12 Mar 2017

Berson Jory A

Officer Buy 57,457 $48.28
12 Mar 2017

Berson Jory A

Officer Sell 14,599 $92.07
7 Mar 2017

Berson Jory A

Officer Sell 6,548 $92.40
7 Mar 2017

Yajnik Sanjiv

Officer Buy 14,946 $0.00
7 Mar 2017

Crawford (Stephen S)

Officer Buy 22,660 $0.00

Institutional Holders

% Shares Owned: 89.79%
# of Holders: 1,111
Total Shares Held: 434,290,403
3 Mo. Net Change: -702,927
# New Positions: 69
# Closed Positions: 97
# Increased Positions: 414
# Reduced Positions: 496
# Net Buyers: -82

Officers & Directors

Name Age Since Current Position

Richard Fairbank

66 2003 Chairman of the Board, President, Chief Executive Officer

Scott Blackley

48 2016 Chief Financial Officer

Christopher Newkirk

46 2016 President - International and Small Business Card

Michael Slocum

60 2011 President - Commercial Banking

Michael Wassmer

47 2016 President, U.S. Card

Jonathan Witter

47 2012 President - Retail and Direct Banking

Sanjiv Yajnik

60 2009 President - Financial Services

Jory Berson

46 2009 Chief Human Resource Officer

Timothy Golden

2017 Senior Vice President, Principal Accounting Officer, Controller

Robert Alexander

52 2007 Chief Information Officer

Kevin Borgmann

45 2013 Chief Risk Officer

John Finneran

67 2000 General Counsel, Corporate Secretary

Noelle Eder

47 2016 Chief Card Customer Experience Officer

Frank LaPrade

50 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Ann Hackett

63 2014 Lead Independent Director

Lewis Hay

61 2003 Independent Director

Benjamin Jenkins

72 2013 Independent Director

Peter Killalea

49 2016 Independent Director

Pierre Leroy

68 2005 Independent Director

Peter Raskind

60 2012 Independent Director

Mayo Shattuck

62 2003 Independent Director

Bradford Warner

65 2008 Independent Director

Catherine West

57 2013 Independent Director