Edition:
United States

Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

21.25USD
22 Sep 2017
Change (% chg)

$0.02 (+0.09%)
Prev Close
$21.23
Open
$21.23
Day's High
$21.27
Day's Low
$21.21
Volume
49,420
Avg. Vol
87,448
52-wk High
$21.50
52-wk Low
$17.84

All Insider Trades
Trading Date Name Title Type Shares Traded Price
19 Jul 2017

Friedrich (Roman III)

Director Buy 500 $21.07
28 Jun 2017

Toupin (Ronald E Jr)

Director Buy 150 $21.03
19 Apr 2017

Toupin (Ronald E Jr)

Director Buy 290 $20.59
4 Jul 2016

Toupin (Ronald E Jr)

Director Buy 195 $18.28
11 Apr 2016

Michal James W

Other Executive Buy 647 $16.96
4 Apr 2016

Bloch Adam

Other Executive Sell 683 $17.20
30 Mar 2016

Toupin (Ronald E Jr)

Director Buy 100 $17.09
13 Mar 2016

Barnes (Randall C)

Director Buy 4,000 $16.15
13 Mar 2016

Barnes (Randall C)

Director Buy 2,000 $16.13
10 Mar 2016

Minerd (B Scott)

Chief Investment Officer Buy 10,000 $16.15
10 Mar 2016

Minerd (B Scott)

Chief Investment Officer Buy 2,000 $16.09
9 Feb 2016

Barnes (Randall C)

Director Buy 3,000 $15.50
3 Dec 2015

Oliverius Maynard F

Director Buy 500 $17.75
3 Dec 2015

Oliverius Maynard F

Director Buy 500 $17.76
17 Nov 2015

Toupin (Ronald E Jr)

Director Buy 100 $18.00

Institutional Holders

% Shares Owned: 15.31%
# of Holders: 45
Total Shares Held: 2,832,588
3 Mo. Net Change: 209,108
# New Positions: 9
# Closed Positions: 2
# Increased Positions: 31
# Reduced Positions: 10
# Net Buyers: 21

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

66 2012 Chief Executive Officer, Trustee

John Sullivan

62 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

51 2012 Chief Compliance Officer

William Belden

52 2014 Vice President

Bryan Stone

38 2014 Vice President

Joseph Arruda

51 2014 Assistant Treasurer

Mark Furjanic

58 2008 Assistant Treasurer

James Howley

45 2007 Assistant Treasurer

Kimberly Scott

43 2012 Assistant Treasurer

Amy Lee

56 2012 Chief Legal Officer

Mark Mathiasen

38 2007 Secretary

Michael Megaris

33 2014 Assistant Secretary

Randall Barnes

66 2007 Independent Trustee

Donald Chubb

71 2014 Independent Trustee

Jerry Farley

71 2014 Independent Trustee

Roman Friedrich

71 2010 Independent Trustee

Robert Karn

2010 Independent Trustee

Ronald Nyberg

63 2007 Independent Trustee

Maynard Oliverius

74 2014 Independent Trustee

Ronald Toupin

58 2007 Independent Trustee