Edition:
United States

Insider Trading: Legg Mason Inc (LM)

LM on New York Consolidated

37.64USD
19 Sep 2017
Change (% chg)

-- (--)
Prev Close
$37.64
Open
--
Day's High
--
Day's Low
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Volume
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Avg. Vol
926,160
52-wk High
$42.08
52-wk Low
$28.10

All Insider Trades
Trading Date Name Title Type Shares Traded Price
24 Jul 2017

Chiu (Robert)

Director Buy 3,041 $0.00
24 Jul 2017

Angelica (Robert E)

Director Buy 1,824 $0.00
24 Jul 2017

Chen (Tianqiao)

Director Buy 3,041 $0.00
24 Jul 2017

Reed W Allen

Director Buy 3,041 $0.00
24 Jul 2017

Huff (Barry W)

Director Buy 3,041 $0.00
24 Jul 2017

MURPHY JOHN VINCENT

Director Buy 3,041 $0.00
27 Jun 2017

Chen (Tianqiao)

Director and Beneficial Owner Sell 4,232,500 $38.43
14 May 2017

Merchant (Thomas C)

General Counsel Buy 6,642 $0.00
14 May 2017

Hoops (Thomas K)

Officer Buy 10,361 $0.00
14 May 2017

Sullivan (Joseph A)

Chief Executive Officer Buy 44,102 $0.00
14 May 2017

Nachtwey (Peter H)

Chief Financial Officer Buy 12,673 $0.00
14 May 2017

Schliessler (Ursula Amelie)

Officer Buy 4,599 $0.00
14 May 2017

Johnson (Terence)

Officer Buy 14,756 $0.00
30 Apr 2017

Merchant (Thomas C)

General Counsel Sell 941 $37.98
30 Apr 2017

Schliessler (Ursula Amelie)

Officer Sell 1,745 $37.39
30 Apr 2017

Hoops (Thomas K)

Officer Sell 8,585 $37.98
30 Apr 2017

Sullivan (Joseph A)

Chief Executive Officer Sell 4,413 $37.98
30 Apr 2017

Johnson (Terence)

Officer Sell 8,777 $37.24
30 Apr 2017

Nachtwey (Peter H)

Chief Financial Officer Sell 3,327 $37.98
23 Mar 2017

Johnson (Terence)

Officer Sell 13,325 $34.88
23 Mar 2017

Johnson (Terence)

Officer Buy 15,000 $27.45
5 Mar 2017

Chiu (Robert)

Director Buy 3,383 $0.00
5 Mar 2017

Chen (Tianqiao)

Director and Beneficial Owner Buy 3,383 $0.00
26 Feb 2017

Sullivan (Joseph A)

Chief Executive Officer Gift 3,000 $0.00
15 Feb 2017

Sullivan (Joseph A)

Chief Executive Officer Sell 29,744 $36.06

Institutional Holders

% Shares Owned: 91.03%
# of Holders: 443
Total Shares Held: 85,200,750
3 Mo. Net Change: -2,226,836
# New Positions: 59
# Closed Positions: 34
# Increased Positions: 167
# Reduced Positions: 196
# Net Buyers: -29

Officers & Directors

Name Age Since Current Position

Joseph Sullivan

59 2014 Chairman of the Board, President, Chief Executive Officer

Tianqiao Chen

44 2017 Independent Vice Chairman of the Board

Peter Nachtwey

61 2011 Chief Financial Officer, Senior Executive Vice President

Patricia Lattin

52 2000 Chief Human Resource Officer

Ursula Schliessler

58 2015 Executive Vice President, Chief Administrative Officer

Thomas Merchant

49 2013 Executive Vice President, General Counsel, Corporate Secretary

Thomas Hoops

52 2014 Executive Vice President, Head of Business and Product Development

Terence Johnson

44 2013 Executive Vice President, Head - Global Distribution

Frances Cashman

56 2017 Global Head - Communications and Engagement

John Kenney

52 2015 Global Head - Affiliate Strategic Initiatives

John Murphy

67 2014 Lead Independent Director

Robert Angelica

70 2007 Independent Director

Wen-Yu Chiu

47 2017 Independent Director

Carol Davidson

61 2014 Independent Director

Barry Huff

73 2009 Independent Director

W. Allen Reed

70 2015 Independent Director

Margaret Richardson

74 2003 Independent Director

Kurt Schmoke

67 2002 Independent Director

Alan Magleby

IR Contact Officer