Edition:
United States

Insider Trading: LPL Financial Holdings Inc (LPLA.O)

LPLA.O on Nasdaq

49.51USD
22 Sep 2017
Change (% chg)

$-0.34 (-0.68%)
Prev Close
$49.85
Open
$49.59
Day's High
$49.90
Day's Low
$49.36
Volume
761,342
Avg. Vol
670,594
52-wk High
$50.06
52-wk Low
$28.38

All Insider Trades
Trading Date Name Title Type Shares Traded Price
2 Sep 2017

Oroschakoff (Michelle B)

Officer Sell 655 $47.35
23 Aug 2017

Glavin (William Francis Jr)

Director Buy 10 $0.00
23 Aug 2017

Glavin (William Francis Jr)

Director Buy 17 $0.00
23 Aug 2017

Riepe (James S)

Director Buy 28 $0.00
23 Aug 2017

Schifter (Richard P)

Director Buy 38 $0.00
23 Aug 2017

Dinh (Viet D)

Director Buy 17 $0.00
23 Aug 2017

Dinh (Viet D)

Director Buy 38 $0.00
23 Aug 2017

Putnam (James S)

Director Buy 38 $0.00
23 Aug 2017

Putnam (James S)

Director Buy 17 $0.00
23 Aug 2017

Schifter (Richard P)

Director Buy 17 $0.00
22 Aug 2017

Arnold (Dan H)

Chief Executive Officer Buy 17,985 $27.80
20 Aug 2017

Seese (Scott)

Officer Buy 22,148 $0.00
5 Aug 2017

Gooley (Thomas)

Officer Sell 1,193 $46.11
12 Jun 2017

Gooley (Thomas)

Officer Sell 510 $42.08
12 Jun 2017

Kalbaugh John Andrew

Officer Sell 559 $42.08
9 Jun 2017

White (George Burton)

Officer Sell 243 $41.47
1 Jun 2017

Morrissey William P Jr

Officer Buy 32,150 $21.60
1 Jun 2017

Morrissey William P Jr

Officer Sell 32,150 $39.34
24 May 2017

Dinh (Viet D)

Director Buy 33 $0.00
24 May 2017

Schifter (Richard P)

Director Buy 33 $0.00
24 May 2017

Riepe (James S)

Director Buy 33 $0.00
24 May 2017

Putnam (James S)

Director Buy 33 $0.00
17 May 2017

Dinh (Viet D)

Director Buy 1,968 $0.00
17 May 2017

Schifter (Richard P)

Director Buy 3,199 $0.00
17 May 2017

Putnam (James S)

Director Buy 1,968 $0.00

Institutional Holders

% Shares Owned: 91.49%
# of Holders: 284
Total Shares Held: 83,115,235
3 Mo. Net Change: -1,013,658
# New Positions: 42
# Closed Positions: 33
# Increased Positions: 141
# Reduced Positions: 116
# Net Buyers: 25

Officers & Directors

Name Age Since Current Position

Dan Arnold

52 2017 President, Chief Executive Officer, Director

Matthew Audette

42 2015 Chief Financial Officer

George White

47 2017 Managing Director, Investor and Investment Solutions and Chief Investment Officer

Victor Fetter

48 2012 Chief Information Officer, Managing Director

Tracy Calder

57 2016 Deputy Chief Risk Officer, Managing Director

Michelle Oroschakoff

55 2013 Chief Risk Officer, Managing Director

David Bergers

49 2013 General Counsel, Managing Director - Legal and Government Relations

Thomas Gooley

52 2015 Managing Director - Service, Trading & Operations

J. Andrew Kalbaugh

53 2016 Managing Director, Divisional President, National Sales and Consulting

Sallie Larsen

63 2012 Managing Director, Chief Human Capital Officer

William Morrissey

52 2016 Managing Director, Divisional President, Business Development

James Riepe

73 2014 Lead Independent Director

Viet Dinh

49 2015 Independent Director

H. Paulett Eberhart

63 2014 Independent Director

Marco Hellman

55 2016 Independent Director

Anne Mulcahy

64 2013 Independent Director

James Putnam

62 2005 Independent Director

Richard Schifter

64 2005 Independent Director

Chris Koegel

2015 Senior Vice President, Investor Relations