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Institutional Holders

Officers & Directors

Name Age Since Current Position

David Sachs

54 2012 Chairman of the Board

Seth Brufsky

47 2012 President, Chief Executive Officer, Director

Daniel Nguyen

42 2012 Chief Financial Officer

Anthony Dell

47 2012 Chief Compliance Officer

Daniel Hall

35 2012 General Counsel, Secretary, Chief Legal Officer

Sunny Parmar

42 2012 Treasurer

Michael Diamond

71 2012 Lead Independent Director

Bruce Spector

71 2014 Director

John Shaw

62 2012 Independent Director
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