Edition:
United States

Insider Trading: Caterpillar Inc (CAT)

CAT on New York Consolidated

95.14USD
2 Dec 2016
Change (% chg)

$-1.10 (-1.14%)
Prev Close
$96.24
Open
$95.36
Day's High
$96.15
Day's Low
$94.93
Volume
5,038,257
Avg. Vol
4,753,413
52-wk High
$97.39
52-wk Low
$56.36

All Insider Trades
Trading Date Name Title Type Shares Traded Price
13 Nov 2016

Umpleby (Donald James III)

Officer Buy 4,661 $73.20
13 Nov 2016

Umpleby (Donald James III)

Officer Sell 3,619 $94.26
13 Nov 2016

Umpleby (Donald James III)

Officer Sell 324 $94.26
13 Nov 2016

Umpleby (Donald James III)

Officer Buy 6,619 $22.17
13 Nov 2016

Umpleby (Donald James III)

Officer Sell 1,556 $94.26
13 Nov 2016

Umpleby (Donald James III)

Officer Sell 1,575 $94.26
9 Nov 2016

Dickinson (Daniel M)

Director Sell 950 $93.52
9 Nov 2016

Oberhelman (Douglas R)

Chief Executive Officer Buy 55,484 $73.20
9 Nov 2016

Oberhelman (Douglas R)

Chief Executive Officer Sell 43,486 $93.40
9 Nov 2016

Oberhelman (Douglas R)

Chief Executive Officer Sell 5,483 $93.40
9 Nov 2016

Dickinson (Daniel M)

Director Buy 2,916 $63.04
9 Nov 2016

Dickinson (Daniel M)

Director Sell 1,966 $93.49
8 Nov 2016

Copeland Jananne A

Officer Sell 766 $91.22
8 Nov 2016

Copeland Jananne A

Officer Buy 3,886 $73.20
8 Nov 2016

Copeland Jananne A

Officer Sell 3,120 $91.17
8 Nov 2016

Copeland Jananne A

Officer Buy 5,408 $22.17
8 Nov 2016

Copeland Jananne A

Officer Sell 1,315 $91.17
8 Nov 2016

Copeland Jananne A

Officer Sell 4,093 $91.22
1 Sep 2016

Oberhelman (Douglas R)

Chief Executive Officer Gift 6,013 $0.00
31 Aug 2016

Johnson Denise C

Officer Sell 285 $81.29
8 Aug 2016

Oberhelman (Douglas R)

Chief Executive Officer Gift 32 $0.00
28 Jul 2016

Pellette (Thomas A)

Officer Sell 169 $82.64
28 Jul 2016

Pellette (Thomas A)

Officer Buy 2,290 $63.04
28 Jul 2016

Pellette (Thomas A)

Officer Sell 1,746 $82.64
28 Jul 2016

Muilenburg Dennis A

Director Buy 1,930 $82.75

Institutional Holders

% Shares Owned: 70.83%
# of Holders: 1,446
Total Shares Held: 413,792,629
3 Mo. Net Change: 938,341
# New Positions: 111
# Closed Positions: 54
# Increased Positions: 520
# Reduced Positions: 553
# Net Buyers: -33

Officers & Directors

Name Age Since Current Position

Douglas Oberhelman

63 2010 Chairman of the Board, Chief Executive Officer

Bradley Halverson

56 2013 Group President, Chief Financial Officer

Robert Charter

52 2015 Group President

Denise Johnson

49 2016 Group President - Resources Industries

Thomas Pellette

53 2015 Group President

Donald Umpleby

58 2014 Group President - Energy & Transportation

James Buda

68 2012 Executive Vice President - Law and Public Policy

David Bozeman

47 2013 Senior Vice President

Jananne Copeland

53 2012 Chief Accounting Officer

David Calhoun

58 2011 Independent Director

Daniel Dickinson

55 2006 Independent Director

Juan Gallardo

68 1998 Independent Director

Jesse Greene

71 2011 Independent Director

Jon Huntsman

56 2012 Independent Director

Dennis Muilenburg

52 2011 Independent Director

William Osborn

68 2000 Independent Director

Debra Reed

59 2015 Independent Director

Edward Rust

65 2003 Independent Director

Susan Schwab

61 2009 Independent Director

Miles White

61 2011 Independent Director