Edition:
United States

Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

90.45USD
9 Dec 2016
Change (% chg)

$-0.16 (-0.18%)
Prev Close
$90.61
Open
$90.61
Day's High
$90.63
Day's Low
$89.35
Volume
870,088
Avg. Vol
919,180
52-wk High
$91.37
52-wk Low
$58.03

All Insider Trades
Trading Date Name Title Type Shares Traded Price
22 Nov 2016

Berson Jory A

Officer Buy 54,380 $48.95
22 Nov 2016

Berson Jory A

Officer Sell 115,650 $84.00
22 Nov 2016

Berson Jory A

Officer Buy 53,420 $76.79
10 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 132,942 $80.10
10 Nov 2016

Berson Jory A

Officer Sell 7,086 $80.00
10 Nov 2016

Finneran (John G Jr)

General Counsel Sell 88,510 $80.85
10 Nov 2016

Finneran (John G Jr)

General Counsel Buy 88,510 $76.79
10 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Buy 132,942 $50.99
9 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 77,025 $77.46
9 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 256,297 $78.47
9 Nov 2016

Finneran (John G Jr)

General Counsel Gift 1,400 $0.00
9 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 44,778 $79.20
9 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Buy 378,100 $76.45
8 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 216,751 $76.57
8 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Buy 145,231 $50.99
8 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Sell 145,231 $75.09
8 Nov 2016

Fairbank (Richard D)

Chief Executive Officer Buy 216,751 $76.45
30 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Buy 4,300 $50.99
30 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Sell 4,300 $75.12
27 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Buy 6,800 $50.99
27 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Sell 6,800 $75.03
26 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Sell 259,114 $75.16
26 Oct 2016

Fairbank (Richard D)

Chief Executive Officer Buy 259,114 $50.99
21 Jun 2016

Crawford (Stephen S)

Officer Sell 39,077 $63.93
8 May 2016

Blackley (Richard Scott)

Chief Financial Officer Buy 14,368 $0.00

Institutional Holders

% Shares Owned: 91.37%
# of Holders: 1,035
Total Shares Held: 440,691,801
3 Mo. Net Change: -10,926,495
# New Positions: 62
# Closed Positions: 80
# Increased Positions: 303
# Reduced Positions: 545
# Net Buyers: -242

Officers & Directors

Name Age Since Current Position

Richard Fairbank

65 2003 Chairman of the Board, President, Chief Executive Officer

R. Scott Blackley

48 2016 Chief Financial Officer

Christopher Newkirk

45 2016 President - International and Small Business Card

Michael Slocum

59 2011 President - Commercial Banking

Michael Wassmer

46 2016 President, U.S. Card

Jonathan Witter

46 2012 President - Retail and Direct Banking

Sanjiv Yajnik

59 2009 President - Financial Services

Jory Berson

45 2009 Chief Human Resource Officer

Robert Alexander

51 2007 Chief Information Officer

Kevin Borgmann

44 2013 Chief Risk Officer

John Finneran

66 2000 General Counsel, Corporate Secretary

Stephen Crawford

51 2016 Head - Finance and Corporate Development

Frank LaPrade

49 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Ann Hackett

62 2014 Lead Independent Director

Tom Killalea

47 2016 Director

Patrick Gross

71 1995 Independent Director

Lewis Hay

60 2003 Independent Director

Benjamin Jenkins

71 2013 Independent Director

Peter Killalea

48 2016 Independent Director

Pierre Leroy

67 2005 Independent Director

Peter Raskind

59 2012 Independent Director

Mayo Shattuck

61 2003 Independent Director

Bradford Warner

64 2008 Independent Director

Catherine West

56 2013 Independent Director