Edition:
United States

Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

80.38USD
4:00pm EDT
Change (% chg)

$-1.93 (-2.34%)
Prev Close
$82.31
Open
$81.43
Day's High
$82.17
Day's Low
$79.91
Volume
1,467,208
Avg. Vol
717,757
52-wk High
$96.92
52-wk Low
$58.03

All Insider Trades
Trading Date Name Title Type Shares Traded Price
2 Apr 2017

Wassmer (Michael J.)

Officer Sell 734 $86.88
15 Mar 2017

Newkirk (Christopher T)

Officer Sell 5,238 $90.46
12 Mar 2017

Berson Jory A

Officer Sell 48,963 $92.08
12 Mar 2017

Berson Jory A

Officer Buy 57,457 $48.28
12 Mar 2017

Berson Jory A

Officer Sell 14,599 $92.07
7 Mar 2017

Crawford (Stephen S)

Officer Sell 11,686 $92.40
7 Mar 2017

Berson Jory A

Officer Buy 13,727 $0.00
7 Mar 2017

Alexander Robert M

Chief Technology Officer Sell 5,617 $92.40
7 Mar 2017

Witter (Jonathan W)

Officer Sell 7,460 $92.40
7 Mar 2017

Crawford (Stephen S)

Officer Buy 22,660 $0.00
7 Mar 2017

Yajnik Sanjiv

Officer Buy 14,946 $0.00
7 Mar 2017

Borgmann Kevin S

Officer Sell 5,427 $92.40
7 Mar 2017

Alexander Robert M

Chief Technology Officer Buy 11,775 $0.00
7 Mar 2017

Slocum Michael C

Officer Sell 6,562 $92.40
7 Mar 2017

Finneran (John G Jr)

General Counsel Sell 8,113 $92.40
7 Mar 2017

Wassmer (Michael J.)

Officer Buy 5,616 $0.00
7 Mar 2017

Fairbank (Richard D)

Chief Executive Officer Sell 92,696 $92.40
7 Mar 2017

Borgmann Kevin S

Officer Buy 10,662 $0.00
7 Mar 2017

Witter (Jonathan W)

Officer Buy 14,660 $0.00
7 Mar 2017

Berson Jory A

Officer Sell 6,548 $92.40
7 Mar 2017

Slocum Michael C

Officer Buy 11,754 $0.00
7 Mar 2017

Laprade Frank G Iii

Officer Sell 7,344 $92.40
7 Mar 2017

Yajnik Sanjiv

Officer Sell 6,270 $92.40
7 Mar 2017

Fairbank (Richard D)

Chief Executive Officer Buy 194,330 $0.00
7 Mar 2017

Wassmer (Michael J.)

Officer Sell 2,679 $92.40

Institutional Holders

% Shares Owned: 91.32%
# of Holders: 1,107
Total Shares Held: 440,815,528
3 Mo. Net Change: -233,958
# New Positions: 14
# Closed Positions: 20
# Increased Positions: 85
# Reduced Positions: 122
# Net Buyers: -37

Officers & Directors

Name Age Since Current Position

Richard Fairbank

65 2003 Chairman of the Board, President, Chief Executive Officer

R. Scott Blackley

48 2016 Chief Financial Officer

Christopher Newkirk

45 2016 President - International and Small Business Card

Michael Slocum

59 2011 President - Commercial Banking

Michael Wassmer

46 2016 President, U.S. Card

Jonathan Witter

47 2012 President - Retail and Direct Banking

Sanjiv Yajnik

59 2009 President - Financial Services

Jory Berson

45 2009 Chief Human Resource Officer

Robert Alexander

51 2007 Chief Information Officer

Kevin Borgmann

44 2013 Chief Risk Officer

John Finneran

66 2000 General Counsel, Corporate Secretary

Stephen Crawford

51 2016 Head - Finance and Corporate Development

Frank LaPrade

49 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Ann Hackett

63 2014 Lead Independent Director

Tom Killalea

47 2016 Director

Patrick Gross

72 1995 Independent Director

Lewis Hay

60 2003 Independent Director

Benjamin Jenkins

71 2013 Independent Director

Peter Killalea

48 2016 Independent Director

Pierre Leroy

67 2005 Independent Director

Peter Raskind

59 2012 Independent Director

Mayo Shattuck

62 2003 Independent Director

Bradford Warner

64 2008 Independent Director

Catherine West

56 2013 Independent Director