Insider Trading: Capital One Financial Corp (COF.N)
COF.N on New York Stock Exchange
61.81USD
20 May 2013
61.81USD
20 May 2013
Price Change (% chg)
$0.98 (+1.61%)
$0.98 (+1.61%)
Prev Close
$60.83
$60.83
Open
$60.72
$60.72
Day's High
$62.06
$62.06
Day's Low
$60.72
$60.72
Volume
656,751
656,751
Avg. Vol
1,162,073
1,162,073
52-wk High
$62.92
$62.92
52-wk Low
$48.00
$48.00
BERSON JORY A
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 9 Feb 2013 | Buy | 8,104 | $0.00 | 106,692 |
| 9 Feb 2013 | Sell | 8,104 | $57.87 | 106,692 |
| 9 Feb 2013 | Sell | 3,580 | $57.27 | 106,692 |
| 30 Jan 2013 | Buy | 18,289 | $0.00 | 110,073 |
| 26 Jan 2013 | Sell | 2,718 | $56.32 | 91,787 |
| 25 Jan 2013 | Sell | 2,318 | $56.32 | 91,787 |
| 25 Jan 2013 | Buy | 7,250 | $0.00 | 91,787 |
| 25 Jan 2013 | Sell | 7,250 | $59.86 | 91,787 |
| 14 Dec 2012 | Buy | 13,509 | $0.00 | 96,814 |
| 14 Dec 2012 | Sell | 13,509 | $57.73 | 96,814 |
| 18 Oct 2012 | Sell | 25,046 | $60.00 | 96,794 |
| 18 Oct 2012 | Sell | 17,869 | $60.00 | 96,794 |
| 18 Oct 2012 | Buy | 6,900 | $56.28 | 96,794 |
| 18 Oct 2012 | Buy | 16,370 | $18.28 | 96,794 |
| 18 Oct 2012 | Buy | 1,776 | $56.28 | 96,794 |
| 26 Aug 2012 | Sell | 20,386 | $56.64 | 114,558 |
| 26 Aug 2012 | Buy | 10,000 | $18.28 | 114,558 |
| 30 Jan 2012 | Buy | 31,400 | $0.00 | 123,432 |
| 30 Jan 2012 | Buy | 22,514 | $0.00 | 123,432 |
| 30 Jan 2012 | Sell | 13,251 | $45.75 | 123,432 |
| 28 Jan 2012 | Sell | 14,149 | $46.05 | 82,769 |
| 26 Jan 2012 | Sell | 2,700 | $46.05 | 82,769 |
| 25 Jan 2012 | Sell | 2,224 | $45.61 | 82,769 |
| 25 Jan 2012 | Sell | 7,249 | $45.81 | 82,769 |
| 25 Jan 2012 | Buy | 7,249 | $0.00 | 82,769 |
Institutional Holders
| % Shares Owned: | 91.86% |
| # of Holders: | 864 |
| Total Shares Held: | 536,621,583 |
| 3 Mo. Net Change: | 12,756,915 |
| # New Positions: | 96 |
| # Closed Positions: | 105 |
| # Increased Positions: | 402 |
| # Reduced Positions: | 394 |
| # Net Buyers: | 8 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Richard Fairbank |
62 | 2003 | Chairman of the Board, President, Chief Executive Officer |
Gary Perlin |
61 | 2011 | Chief Financial Officer |
Ryan Schneider |
43 | 2007 | President - Card |
Michael Slocum |
56 | 2011 | President - Commercial Banking |
Jonathan Witter |
43 | 2012 | President - Retail and Direct Banking |
Sanjiv Yajnik |
56 | 2009 | President - Financial Services |
Jory Berson |
42 | 2009 | Chief Human Resource Officer |
Robert Alexander |
48 | 2007 | Chief Information Officer |
Kevin Borgmann |
41 | 2013 | Chief Risk Officer |
John Finneran |
63 | 2000 | General Counsel, Corporate Secretary |
Frank LaPrade |
46 | 2011 | Chief Enterprise Services Officer, Chief of Staff to the CEO |
W. Ronald Dietz |
70 | 1995 | Independent Director |
Patrick Gross |
68 | 1995 | Independent Director |
Ann Hackett |
59 | 2004 | Presiding Independent Director |
Lewis Hay |
57 | 2003 | Independent Director |
Benjamin Jenkins |
68 | 2013 | Independent Director |
Pierre Leroy |
64 | 2005 | Independent Director |
Peter Raskind |
56 | 2012 | Independent Director |
Mayo Shattuck |
58 | 2003 | Independent Director |
Bradford Warner |
61 | 2008 | Independent Director |
Catherine West |
53 | 2013 | Independent Director |

