Edition:
United States

Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

90.45USD
9 Dec 2016
Change (% chg)

$-0.16 (-0.18%)
Prev Close
$90.61
Open
$90.61
Day's High
$90.63
Day's Low
$89.35
Volume
870,088
Avg. Vol
918,640
52-wk High
$91.37
52-wk Low
$58.03

BERSON JORY A
Trading Date Type Shares Traded Price Shares Held
22 Nov 2016 Buy 53,420 $76.79 97,854
22 Nov 2016 Sell 115,650 $84.00 97,854
22 Nov 2016 Buy 54,380 $48.95 97,854
10 Nov 2016 Sell 7,086 $80.00 105,712
7 Mar 2016 Sell 8,310 $68.49 111,717
7 Mar 2016 Buy 17,420 $0.00 111,717
14 Feb 2016 Buy 4,206 $0.00 102,376
14 Feb 2016 Sell 8,245 $62.51 102,376
14 Feb 2016 Sell 1,517 $62.54 102,376
14 Feb 2016 Sell 4,206 $62.51 102,376
14 Feb 2016 Buy 3,704 $0.00 102,376
14 Feb 2016 Sell 3,704 $62.51 102,376
14 Feb 2016 Sell 1,903 $62.54 102,376
14 Feb 2016 Buy 8,245 $0.00 102,376
9 Feb 2016 Buy 4,024 $0.00 105,797
9 Feb 2016 Sell 4,024 $62.74 105,797
9 Feb 2016 Sell 2,018 $62.24 105,797
3 Feb 2016 Buy 16,162 $0.00 107,871
9 Mar 2015 Buy 27,915 $0.00 90,443
9 Mar 2015 Sell 13,316 $77.72 90,443
14 Feb 2015 Sell 2,309 $78.88 75,654
14 Feb 2015 Buy 8,710 $0.00 75,654
14 Feb 2015 Sell 4,207 $76.27 75,654
14 Feb 2015 Sell 8,710 $76.27 75,654
14 Feb 2015 Buy 4,207 $0.00 75,654

Institutional Holders

% Shares Owned: 91.37%
# of Holders: 1,035
Total Shares Held: 440,691,801
3 Mo. Net Change: -10,926,495
# New Positions: 62
# Closed Positions: 80
# Increased Positions: 303
# Reduced Positions: 545
# Net Buyers: -242

Officers & Directors

Name Age Since Current Position

Richard Fairbank

65 2003 Chairman of the Board, President, Chief Executive Officer

R. Scott Blackley

48 2016 Chief Financial Officer

Christopher Newkirk

45 2016 President - International and Small Business Card

Michael Slocum

59 2011 President - Commercial Banking

Michael Wassmer

46 2016 President, U.S. Card

Jonathan Witter

46 2012 President - Retail and Direct Banking

Sanjiv Yajnik

59 2009 President - Financial Services

Jory Berson

45 2009 Chief Human Resource Officer

Robert Alexander

51 2007 Chief Information Officer

Kevin Borgmann

44 2013 Chief Risk Officer

John Finneran

66 2000 General Counsel, Corporate Secretary

Stephen Crawford

51 2016 Head - Finance and Corporate Development

Frank LaPrade

49 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Ann Hackett

62 2014 Lead Independent Director

Tom Killalea

47 2016 Director

Patrick Gross

71 1995 Independent Director

Lewis Hay

60 2003 Independent Director

Benjamin Jenkins

71 2013 Independent Director

Peter Killalea

48 2016 Independent Director

Pierre Leroy

67 2005 Independent Director

Peter Raskind

59 2012 Independent Director

Mayo Shattuck

61 2003 Independent Director

Bradford Warner

64 2008 Independent Director

Catherine West

56 2013 Independent Director