Insider Trading: Capital One Financial Corp (COF.N)
COF.N on New York Stock Exchange
60.83USD
17 May 2013
60.83USD
17 May 2013
Price Change (% chg)
$1.68 (+2.84%)
$1.68 (+2.84%)
Prev Close
$59.15
$59.15
Open
$59.52
$59.52
Day's High
$60.95
$60.95
Day's Low
$59.52
$59.52
Volume
1,106,313
1,106,313
Avg. Vol
1,170,094
1,170,094
52-wk High
$62.92
$62.92
52-wk Low
$48.00
$48.00
BLACKLEY RICHARD SCOTT
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 28 Apr 2013 | Sell | 2,160 | $57.49 | 15,286 |
| 9 Feb 2013 | Sell | 957 | $57.27 | 17,445 |
| 30 Jan 2013 | Buy | 7,769 | $0.00 | 18,402 |
| 14 Nov 2012 | Sell | 63 | $55.34 | 10,249 |
| 4 Nov 2012 | Sell | 213 | $60.70 | 10,354 |
| 14 Oct 2012 | Sell | 42 | $57.27 | 10,249 |
| 30 Jan 2012 | Buy | 8,225 | $0.00 | 10,354 |
| 26 Jan 2012 | Sell | 988 | $45.86 | 2,129 |
Institutional Holders
| % Shares Owned: | 91.62% |
| # of Holders: | 864 |
| Total Shares Held: | 535,201,433 |
| 3 Mo. Net Change: | 11,325,365 |
| # New Positions: | 95 |
| # Closed Positions: | 104 |
| # Increased Positions: | 400 |
| # Reduced Positions: | 392 |
| # Net Buyers: | 8 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Richard Fairbank |
62 | 2003 | Chairman of the Board, President, Chief Executive Officer |
Gary Perlin |
61 | 2011 | Chief Financial Officer |
Ryan Schneider |
43 | 2007 | President - Card |
Michael Slocum |
56 | 2011 | President - Commercial Banking |
Jonathan Witter |
43 | 2012 | President - Retail and Direct Banking |
Sanjiv Yajnik |
56 | 2009 | President - Financial Services |
Jory Berson |
42 | 2009 | Chief Human Resource Officer |
Robert Alexander |
48 | 2007 | Chief Information Officer |
Kevin Borgmann |
41 | 2013 | Chief Risk Officer |
John Finneran |
63 | 2000 | General Counsel, Corporate Secretary |
Frank LaPrade |
46 | 2011 | Chief Enterprise Services Officer, Chief of Staff to the CEO |
W. Ronald Dietz |
70 | 1995 | Independent Director |
Patrick Gross |
68 | 1995 | Independent Director |
Ann Hackett |
59 | 2004 | Presiding Independent Director |
Lewis Hay |
57 | 2003 | Independent Director |
Benjamin Jenkins |
68 | 2013 | Independent Director |
Pierre Leroy |
64 | 2005 | Independent Director |
Peter Raskind |
56 | 2012 | Independent Director |
Mayo Shattuck |
58 | 2003 | Independent Director |
Bradford Warner |
61 | 2008 | Independent Director |
Catherine West |
53 | 2013 | Independent Director |

