Edition:
United States

Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

79.79USD
26 May 2017
Change (% chg)

$0.28 (+0.35%)
Prev Close
$79.51
Open
$79.50
Day's High
$80.11
Day's Low
$79.09
Volume
547,906
Avg. Vol
694,727
52-wk High
$96.92
52-wk Low
$58.03

YAJNIK SANJIV
Trading Date Type Shares Traded Price Shares Held
7 Mar 2017 Sell 6,270 $92.40 169,461
7 Mar 2017 Buy 14,946 $0.00 169,461
28 Feb 2017 Sell 10,000 $95.02 160,785
28 Feb 2017 Buy 10,000 $56.32 160,785
14 Feb 2017 Sell 1,441 $90.93 160,643
14 Feb 2017 Buy 4,049 $0.00 160,643
14 Feb 2017 Sell 11,361 $88.31 160,643
14 Feb 2017 Buy 11,361 $0.00 160,643
14 Feb 2017 Sell 2,498 $90.93 160,643
14 Feb 2017 Buy 4,593 $0.00 160,643
14 Feb 2017 Sell 3,565 $88.31 160,643
14 Feb 2017 Buy 3,565 $0.00 160,643
14 Feb 2017 Sell 4,049 $88.31 160,643
14 Feb 2017 Sell 1,364 $90.93 160,643
14 Feb 2017 Sell 4,593 $88.31 160,643
1 Feb 2017 Buy 13,969 $0.00 165,946
11 Dec 2016 Sell 9,700 $90.69 151,827
11 Dec 2016 Sell 13,860 $90.15 151,827
11 Dec 2016 Buy 23,560 $76.79 151,827
7 Mar 2016 Sell 7,725 $68.49 150,747
7 Mar 2016 Buy 18,413 $0.00 150,747
14 Feb 2016 Buy 4,593 $0.00 139,802
14 Feb 2016 Sell 4,593 $62.51 139,802
14 Feb 2016 Sell 1,787 $62.54 139,802
14 Feb 2016 Buy 4,049 $0.00 139,802

Institutional Holders

% Shares Owned: 90.01%
# of Holders: 1,124
Total Shares Held: 434,712,236
3 Mo. Net Change: -2,363,130
# New Positions: 86
# Closed Positions: 78
# Increased Positions: 416
# Reduced Positions: 481
# Net Buyers: -65

Officers & Directors

Name Age Since Current Position

Richard Fairbank

66 2003 Chairman of the Board, President, Chief Executive Officer

Scott Blackley

48 2016 Chief Financial Officer

Christopher Newkirk

46 2016 President - International and Small Business Card

Michael Slocum

60 2011 President - Commercial Banking

Michael Wassmer

47 2016 President, U.S. Card

Jonathan Witter

47 2012 President - Retail and Direct Banking

Sanjiv Yajnik

60 2009 President - Financial Services

Jory Berson

46 2009 Chief Human Resource Officer

Timothy Golden

2017 Senior Vice President, Principal Accounting Officer, Controller

Robert Alexander

52 2007 Chief Information Officer

Kevin Borgmann

45 2013 Chief Risk Officer

John Finneran

67 2000 General Counsel, Corporate Secretary

Stephen Crawford

52 2016 Head - Finance and Corporate Development

Noelle Eder

47 2016 Chief Card Customer Experience Officer

Frank LaPrade

50 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Ann Hackett

63 2014 Lead Independent Director

Lewis Hay

61 2003 Independent Director

Benjamin Jenkins

72 2013 Independent Director

Peter Killalea

49 2016 Independent Director

Pierre Leroy

68 2005 Independent Director

Peter Raskind

60 2012 Independent Director

Mayo Shattuck

62 2003 Independent Director

Bradford Warner

65 2008 Independent Director

Catherine West

57 2013 Independent Director