Edition:
United States

Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

19.45USD
5 Dec 2016
Change (% chg)

$0.06 (+0.31%)
Prev Close
$19.39
Open
$19.42
Day's High
$19.45
Day's Low
$19.39
Volume
10,381
Avg. Vol
80,658
52-wk High
$19.76
52-wk Low
$15.00

All Insider Trades
Trading Date Name Title Type Shares Traded Price
4 Jul 2016

Toupin (Ronald E Jr)

Director Buy 195 $18.28
11 Apr 2016

Michal James W

Other Executive Buy 647 $16.96
4 Apr 2016

Bloch Adam

Other Executive Sell 683 $17.20
30 Mar 2016

Toupin (Ronald E Jr)

Director Buy 100 $17.09
13 Mar 2016

Barnes (Randall C)

Director Buy 2,000 $16.13
13 Mar 2016

Barnes (Randall C)

Director Buy 4,000 $16.15
10 Mar 2016

Minerd (B Scott)

Chief Investment Officer Buy 10,000 $16.15
10 Mar 2016

Minerd (B Scott)

Chief Investment Officer Buy 2,000 $16.09
9 Feb 2016

Barnes (Randall C)

Director Buy 3,000 $15.50
3 Dec 2015

Oliverius Maynard F

Director Buy 500 $17.75
3 Dec 2015

Oliverius Maynard F

Director Buy 500 $17.76
17 Nov 2015

Toupin (Ronald E Jr)

Director Buy 100 $18.00
10 Aug 2015

Minerd (B Scott)

Chief Investment Officer Buy 7,000 $18.83
29 Jun 2015

Minerd (B Scott)

Chief Investment Officer Buy 1,300 $21.73
29 Jun 2015

Minerd (B Scott)

Chief Investment Officer Buy 5,143 $0.00
28 Jun 2015

Minerd (B Scott)

Chief Investment Officer Buy 5,143 $19.23
25 Jun 2015

Chubb Donald A Jr

Director Buy 1,000 $19.69
25 Jun 2015

Bloch Adam

Other Executive Buy 150 $19.59
24 Jun 2015

Toupin (Ronald E Jr)

Director Buy 350 $20.06

Institutional Holders

% Shares Owned: 14.20%
# of Holders: 41
Total Shares Held: 2,507,422
3 Mo. Net Change: -37,302
# New Positions: 4
# Closed Positions: 0
# Increased Positions: 20
# Reduced Positions: 10
# Net Buyers: 10

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

65 2012 Chief Executive Officer, Trustee

John Sullivan

61 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

50 2012 Chief Compliance Officer

William Belden

50 2014 Vice President

Bryan Stone

37 2014 Vice President

Joseph Arruda

50 2014 Assistant Treasurer

Mark Furjanic

57 2008 Assistant Treasurer

James Howley

44 2007 Assistant Treasurer

Kimberly Scott

42 2012 Assistant Treasurer

Amy Lee

55 2012 Chief Legal Officer

Mark Mathiasen

36 2007 Secretary

Michael Megaris

32 2014 Assistant Secretary

Randall Barnes

65 2007 Independent Trustee

Donald Chubb

69 2014 Independent Trustee

Jerry Farley

70 2014 Independent Trustee

Roman Friedrich

69 2010 Independent Trustee

Robert Karn

74 2010 Independent Trustee

Ronald Nyberg

61 2007 Independent Trustee

Maynard Oliverius

72 2014 Independent Trustee

Ronald Toupin

56 2007 Independent Trustee