Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

21.50USD
6 Mar 2015
Change (% chg)

$-0.01 (-0.05%)
Prev Close
$21.51
Open
$21.51
Day's High
$21.54
Day's Low
$21.48
Volume
17,559
Avg. Vol
59,345
52-wk High
$22.09
52-wk Low
$19.13

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BARNES RANDALL C
Trading Date Type Shares Traded Price Shares Held
30 Jan 2014 Buy 700 $21.15 23,445
29 Jan 2014 Buy 5 $21.19 23,445
16 Jan 2014 Buy 700 $21.16 13,643
17 Dec 2013 Buy 900 $20.55 12,836
15 Dec 2013 Buy 300 $21.25 9,019
23 Jun 2013 Buy 5,000 $21.08 15,119
23 Jun 2013 Buy 200 $21.11 15,119
10 Jun 2013 Buy 2,000 $21.85 42,343
10 Jun 2013 Buy 400 $21.90 42,343
10 Jun 2013 Buy 1,000 $21.89 42,343
10 Jun 2013 Buy 200 $21.90 42,343
10 Jun 2013 Buy 2,600 $21.90 42,343

Institutional Holders

% Shares Owned: 11.23%
# of Holders: 34
Total Shares Held: 1,850,775
3 Mo. Net Change: -204,541
# New Positions: 5
# Closed Positions: 3
# Increased Positions: 14
# Reduced Positions: 13
# Net Buyers: 1

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

64 2012 Chief Executive Officer, Trustee

John Sullivan

59 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

48 2012 Chief Compliance Officer

Mark Furjanic

55 2008 Assistant Treasurer

James Howley

42 2007 Assistant Treasurer

Derek Maltbie

42 2011 Assistant Treasurer

Kimberly Scott

40 2012 Assistant Treasurer

Amy Lee

53 2012 Chief Legal Officer

Mark Mathiasen

36 2007 Secretary

Stevens Kelly

32 2012 Assistant Secretary

Randall Barnes

63 2007 Independent Trustee

Roman Friedrich

69 2010 Independent Trustee

Robert Karn

72 2010 Independent Trustee

Ronald Nyberg

61 2007 Independent Trustee

Ronald Toupin

56 2007 Independent Trustee
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