Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

21.21USD
29 May 2015
Change (% chg)

$-0.04 (-0.19%)
Prev Close
$21.25
Open
$21.32
Day's High
$21.38
Day's Low
$21.21
Volume
45,669
Avg. Vol
46,753
52-wk High
$22.09
52-wk Low
$19.13

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BARNES RANDALL C
Trading Date Type Shares Traded Price Shares Held
30 Jan 2014 Buy 700 $21.15 23,445
29 Jan 2014 Buy 5 $21.19 23,445
16 Jan 2014 Buy 700 $21.16 13,643
17 Dec 2013 Buy 900 $20.55 12,836
15 Dec 2013 Buy 300 $21.25 9,019
23 Jun 2013 Buy 200 $21.11 15,119
23 Jun 2013 Buy 5,000 $21.08 15,119
10 Jun 2013 Buy 200 $21.90 42,343
10 Jun 2013 Buy 2,600 $21.90 42,343
10 Jun 2013 Buy 1,000 $21.89 42,343
10 Jun 2013 Buy 2,000 $21.85 42,343
10 Jun 2013 Buy 400 $21.90 42,343

Institutional Holders

% Shares Owned: 11.10%
# of Holders: 36
Total Shares Held: 1,828,626
3 Mo. Net Change: -22,149
# New Positions: 5
# Closed Positions: 3
# Increased Positions: 14
# Reduced Positions: 11
# Net Buyers: 3

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

64 2012 Chief Executive Officer, Trustee

John Sullivan

60 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

49 2012 Chief Compliance Officer

William Belden

50 2014 Vice President

Mark Furjanic

56 2008 Assistant Treasurer

James Howley

43 2007 Assistant Treasurer

Kimberly Scott

41 2012 Assistant Treasurer

Amy Lee

54 2012 Chief Legal Officer

Mark Mathiasen

37 2007 Secretary

Randall Barnes

64 2007 Independent Trustee

Donald Chubb

69 2014 Independent Trustee

Jerry Farley

69 2014 Independent Trustee

Roman Friedrich

69 2010 Independent Trustee

Robert Karn

73 2010 Independent Trustee

Ronald Nyberg

62 2007 Independent Trustee

Maynard Oliverius

72 2014 Independent Trustee

Ronald Toupin

57 2007 Independent Trustee
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