Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

21.74USD
23 Jul 2014
Price Change (% chg)

$0.01 (+0.05%)
Prev Close
$21.73
Open
$21.76
Day's High
$21.80
Day's Low
$21.72
Volume
37,517
Avg. Vol
54,526
52-wk High
$22.79
52-wk Low
$20.41

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TOUPIN RONALD E JR
Trading Date Type Shares Traded Price Shares Held
18 Feb 2013 Buy 50 $22.66 206
3 Dec 2012 Buy 50 $20.93 153
11 Sep 2012 Buy 50 $21.38 102

Institutional Holders

% Shares Owned: 17.96%
# of Holders: 32
Total Shares Held: 2,588,190
3 Mo. Net Change: -1,597
# New Positions: 0
# Closed Positions: 0
# Increased Positions: 1
# Reduced Positions: 2
# Net Buyers: -1

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

63 2012 Chief Executive Officer, Trustee

John Sullivan

59 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

48 2012 Chief Compliance Officer

Mark Furjanic

55 2008 Assistant Treasurer

James Howley

42 2007 Assistant Treasurer

Derek Maltbie

42 2011 Assistant Treasurer

Kimberly Scott

40 2012 Assistant Treasurer

Amy Lee

53 2012 Chief Legal Officer

Mark Mathiasen

36 2007 Secretary

Stevens Kelly

32 2012 Assistant Secretary

Randall Barnes

63 2007 Independent Trustee

Roman Friedrich

68 2010 Independent Trustee

Robert Karn

72 2010 Independent Trustee

Ronald Nyberg

61 2007 Independent Trustee

Ronald Toupin

56 2007 Independent Trustee
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