Edition:
United States

Insider Trading: LPL Financial Holdings Inc (LPLA.O)

LPLA.O on Nasdaq

39.40USD
24 Mar 2017
Change (% chg)

$0.01 (+0.03%)
Prev Close
$39.39
Open
$39.59
Day's High
$40.27
Day's Low
$39.18
Volume
570,875
Avg. Vol
889,034
52-wk High
$42.86
52-wk Low
$20.51

All Insider Trades
Trading Date Name Title Type Shares Traded Price
13 Mar 2017

Arnold (Dan H)

Chief Executive Officer Sell 2,302 $39.03
13 Mar 2017

Arnold (Dan H)

Chief Executive Officer Sell 4,004 $39.13
13 Mar 2017

Arnold (Dan H)

Chief Executive Officer Sell 9,122 $39.17
12 Mar 2017

White (George Burton)

Officer Buy 4,552 $0.00
12 Mar 2017

Calder (Tracy Ellen)

Officer Buy 2,412 $0.00
12 Mar 2017

Calder (Tracy Ellen)

Officer Sell 6,465 $39.31
12 Mar 2017

Morrissey William P Jr

Officer Buy 3,468 $0.00
12 Mar 2017

Gooley (Thomas)

Officer Buy 5,937 $0.00
12 Mar 2017

Kalbaugh John Andrew

Officer Buy 4,193 $0.00
12 Mar 2017

Larsen Sallie R

Officer Buy 2,849 $0.00
12 Mar 2017

Audette (Matthew J)

Chief Financial Officer Buy 7,916 $0.00
12 Mar 2017

Calder (Tracy Ellen)

Officer Buy 9,561 $19.85
12 Mar 2017

Oroschakoff (Michelle B)

Officer Buy 3,641 $0.00
5 Mar 2017

White (George Burton)

Officer Sell 457 $39.30
5 Mar 2017

Bergers David P

Officer Buy 1,098 $0.00
5 Mar 2017

Morrissey William P Jr

Officer Sell 252 $39.30
5 Mar 2017

Kalbaugh John Andrew

Officer Sell 295 $39.30
5 Mar 2017

Fetter (Victor)

Officer Sell 351 $39.30
5 Mar 2017

Larsen Sallie R

Officer Sell 298 $39.30
5 Mar 2017

Bergers David P

Officer Sell 518 $39.30
5 Mar 2017

Oroschakoff (Michelle B)

Officer Sell 289 $39.30
1 Mar 2017

Casady (Mark S)

Director Buy 2,000 $19.85
1 Mar 2017

Casady (Mark S)

Director Sell 2,000 $40.75
26 Feb 2017

Calder (Tracy Ellen)

Officer Sell 10,747 $39.05
24 Feb 2017

Gooley (Thomas)

Officer Sell 760 $39.13

Institutional Holders

% Shares Owned: 95.49%
# of Holders: 266
Total Shares Held: 86,006,750
3 Mo. Net Change: -11,128,443
# New Positions: 71
# Closed Positions: 12
# Increased Positions: 144
# Reduced Positions: 81
# Net Buyers: 63

Officers & Directors

Name Age Since Current Position

Dan Arnold

51 2017 President, Chief Executive Officer, Director

Matthew Audette

41 2015 Chief Financial Officer

George White

46 2012 Chief Investment Officer, Managing Director - Research

Victor Fetter

47 2012 Chief Information Officer, Managing Director

Tracy Calder

56 2016 Deputy Chief Risk Officer, Managing Director

Michelle Oroschakoff

54 2013 Chief Risk Officer, Managing Director

David Bergers

48 2013 General Counsel, Managing Director - Legal and Government Relations

Thomas Gooley

51 2015 Managing Director - Service, Trading & Operations

J. Andrew Kalbaugh

52 2016 Managing Director, Divisional President, Relationship Management and Business Consulting

Sallie Larsen

62 2012 Chief Human Capital Officer, Managing Director

William Morrissey

51 2016 Managing Director, Divisional President, Business Development

Ryan Parker

41 2014 Managing Director-Investment and Planning Solutions

James Riepe

72 2014 Lead Independent Director

John Brennan

63 2010 Independent Director

Viet Dinh

47 2015 Independent Director

H. Paulett Eberhart

62 2014 Independent Director

Anne Mulcahy

63 2013 Independent Director

James Putnam

61 2005 Independent Director

Richard Schifter

63 2005 Independent Director

Chris Koegel

2015 Senior Vice President, Investor Relations