Insider Trading: LPL Financial Holdings Inc (LPLA.O)

LPLA.O on Nasdaq

48.55USD
21 Aug 2014
Price Change (% chg)

$0.73 (+1.53%)
Prev Close
$47.82
Open
$47.88
Day's High
$48.68
Day's Low
$47.81
Volume
404,978
Avg. Vol
571,482
52-wk High
$56.45
52-wk Low
$36.58

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All Insider Trades
Trading Date Name Title Type Shares Traded Price
6 May 2014

MULCAHY ANNE M

Director Buy 1,706 $46.89
6 May 2014

PUTNAM JAMES S

Director Buy 1,706 $46.89
6 May 2014

BRENNAN JOHN JOSEPH

Director Buy 1,706 $46.89
6 May 2014

RIEPE JAMES SELLERS

Director Buy 1,706 $46.89
6 May 2014

SCHIFTER RICHARD P

Director Buy 1,706 $46.89
6 May 2014

BOYCE RICHARD W

Director Buy 1,706 $46.89
5 Mar 2014

MULCAHY ANNE M

Director Buy 935 $53.47
5 Mar 2014

PUTNAM JAMES S

Director Buy 935 $53.47
5 Mar 2014

BRENNAN JOHN JOSEPH

Director Buy 935 $53.47
5 Mar 2014

BOYCE RICHARD W

Director Buy 935 $53.47
5 Mar 2014

RIEPE JAMES SELLERS

Director Buy 935 $53.47
5 Mar 2014

SCHIFTER RICHARD P

Director Buy 935 $53.47
27 Feb 2014

THOMAS LUX

Officer Buy 4,000 $32.26
27 Feb 2014

THOMAS LUX

Officer Buy 2,200 $22.08
27 Feb 2014

THOMAS LUX

Officer Sell 4,000 $53.98
23 Feb 2014

HELLIKER MARK R

Officer Buy 2,052 $0.00
23 Feb 2014

FETTER VICTOR

Chief Investment Officer Buy 2,736 $0.00
23 Feb 2014

MOORE ROBERT J

President Buy 8,620 $0.00
23 Feb 2014

LARSEN SALLIE R

Officer Buy 2,189 $0.00
23 Feb 2014

LUX THOMAS D

Officer Buy 1,243 $0.00
23 Feb 2014

OROSCHAKOFF MICHELLE

Officer Buy 1,915 $0.00
23 Feb 2014

KALBAUGH JOHN ANDREW

Officer Buy 2,025 $0.00
23 Feb 2014

BRUTON DEREK J

Officer Buy 1,970 $0.00
23 Feb 2014

FETTER VICTOR

Chief Investment Officer Buy 2,736 $0.00
23 Feb 2014

ARNOLD DAN H

Chief Financial Officer Buy 9,122 $0.00

Institutional Holders

% Shares Owned: 92.07%
# of Holders: 228
Total Shares Held: 92,416,611
3 Mo. Net Change: -122,877
# New Positions: 21
# Closed Positions: 46
# Increased Positions: 103
# Reduced Positions: 120
# Net Buyers: -17

Officers & Directors

Name Age Since Current Position

Mark Casady

53 2007 Chairman of the Board, Chief Executive Officer

Robert Moore

52 2013 President, Chief Operating Officer; President - Advisor and Institution Solutions at LPL Financial

James Putnam

59 2005 Independent Vice Chairman of the Board

Dan Arnold

49 2012 Chief Financial Officer

Jeffrey Buchheister

42 2014 Principal Accounting Officer

George White

44 2012 Chief Investment Officer, Managing Director - Research

Victor Fetter

45 2012 Chief Information Officer, Managing Director

Joan Khoury

50 2012 Chief Marketing Officer, Managing Director

Michelle Oroschakoff

52 2013 Chief Risk Officer, Managing Director

David Bergers

46 2013 General Counsel, Managing Director - Legal and Government Relations

Mark Helliker

50 2008 Managing Director - Clearing and Compliance Services

J. Andrew Kalbaugh

50 2012 Managing Director - Institution Services

Sallie Larsen

60 2012 Chief Human Capital Officer, Managing Director

Richard Boyce

59 2009 Independent Director

John Brennan

60 2010 Independent Director

Anne Mulcahy

61 2013 Independent Director

James Riepe

70 2008 Independent Director

Richard Schifter

61 2005 Independent Director

Trap Kloman

Senior Vice President - Investor Relations
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