Insider Trading: Allianzgi Convertible & Income Fund (NCV)

NCV on New York Consolidated

8.92USD
17 Dec 2014
Price Change (% chg)

$0.15 (+1.71%)
Prev Close
$8.77
Open
$8.80
Day's High
$8.93
Day's Low
$8.75
Volume
345,875
Avg. Vol
280,481
52-wk High
$10.65
52-wk Low
$8.45

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All Insider Trades
Trading Date Name Title Type Shares Traded Price
24 Jun 2014

Forsyth Douglas

Affiliated Person Sell 2,500 $10.58
24 Jun 2014

Forsyth Douglas

Affiliated Person Sell 2,500 $10.57
24 Jun 2014

Forsyth Douglas

Affiliated Person Sell 9,000 $10.58
24 Jun 2014

Forsyth Douglas

Affiliated Person Sell 1,000 $10.57

Institutional Holders

% Shares Owned: 19.07%
# of Holders: 54
Total Shares Held: 16,672,547
3 Mo. Net Change: 38,605
# New Positions: 6
# Closed Positions: 5
# Increased Positions: 20
# Reduced Positions: 20
# Net Buyers: 0

Officers & Directors

Name Age Since Current Position

Hans Kertess

75 2004 Independent Chairman of the Board of Trustee

Julian Sluyters

54 2014 President, Chief Executive Officer

Lawrence Altadonna

48 2003 Principal Financial and Accounting Officer, Treasurer

Harter Thomas

39 2013 Chief Compliance Officer

Thomas Fuccillo

46 2004 Vice President, Secretary, Chief Legal Officer

Richard Cochran

53 2008 Assistant Treasurer

Lagan Srivastava

37 2006 Assistant Secretary

Deborah DeCotis

61 2011 Independent Trustee

Bradford Gallagher

70 2010 Independent Trustee

James Jacobson

69 2009 Independent Trustee

John Maney

55 2006 Trustee

William Ogden

69 2006 Independent Trustee

Alan Rappaport

61 2010 Independent Trustee
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