Insider Trading: Principal Financial Group Inc (PFG)
PFG on New York Consolidated
37.22USD
24 May 2013
37.22USD
24 May 2013
Price Change (% chg)
$-0.04 (-0.11%)
$-0.04 (-0.11%)
Prev Close
$37.26
$37.26
Open
$36.92
$36.92
Day's High
$37.23
$37.23
Day's Low
$36.51
$36.51
Volume
1,014,268
1,014,268
Avg. Vol
1,481,283
1,481,283
52-wk High
$38.60
$38.60
52-wk Low
$23.09
$23.09
FERRO DENNIS H
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 28 Mar 2013 | Buy | 69 | $0.00 | 11,223 |
| 27 Dec 2012 | Buy | 75 | $0.00 | 11,154 |
| 27 Sep 2012 | Buy | 77 | $0.00 | 11,079 |
| 28 Jun 2012 | Buy | 68 | $0.00 | 11,002 |
| 21 May 2012 | Buy | 4,740 | $0.00 | 10,934 |
| 29 Mar 2012 | Buy | 31 | $0.00 | 6,156 |
| 25 Mar 2012 | Buy | 38 | $29.43 | 6,194 |
| 1 Dec 2011 | Buy | 144 | $0.00 | 6,125 |
Institutional Holders
| % Shares Owned: | 68.49% |
| # of Holders: | 427 |
| Total Shares Held: | 200,969,705 |
| 3 Mo. Net Change: | 4,436,149 |
| # New Positions: | 39 |
| # Closed Positions: | 28 |
| # Increased Positions: | 167 |
| # Reduced Positions: | 184 |
| # Net Buyers: | -17 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Larry Zimpleman |
61 | 2009 | Chairman of the Board, President, Chief Executive Officer |
Terrance Lillis |
60 | 2008 | Chief Financial Officer, Senior Vice President |
Daniel Houston |
51 | 2010 | President - Retirement, Insurance and Financial Services |
James McCaughan |
59 | 2003 | President - Principal Global Investors |
Karen Shaff |
58 | 2004 | Executive Vice President, General Counsel |
Timothy Dunbar |
55 | 2013 | Senior Vice President, Chief Investment Officer |
Gary Scholten |
55 | 2002 | Senior Vice President, Chief Information Officer |
Mary O'Keefe |
56 | 2005 | Senior Vice President, Chief Marketing Officer |
Gregory Elming |
52 | 2011 | Senior Vice President, Chief Risk Officer |
Luis Valdes |
55 | 2012 | Head - Principal International Segment |
Betsy Bernard |
57 | 2001 | Independent Director |
Jocelyn Carter-Miller |
55 | 2001 | Independent Director |
Gary Costley |
69 | 2002 | Independent Director |
Michael Dan |
62 | 2006 | Independent Director |
Dennis Ferro |
67 | 2010 | Independent Director |
C. Daniel Gelatt |
65 | 2001 | Independent Director |
Sandra Helton |
63 | 2001 | Independent Director |
Richard Keyser |
70 | 2002 | Independent Director |
Luca Maestri |
49 | 2012 | Independent Director |
Elizabeth Tallett |
63 | 2007 | Presiding Independent Director |
John Egan |
Vice President - Investor Relations |

