Insider Trading: Principal Financial Group Inc (PFG)

PFG on New York Consolidated

37.22USD
24 May 2013
Price Change (% chg)

$-0.04 (-0.11%)
Prev Close
$37.26
Open
$36.92
Day's High
$37.23
Day's Low
$36.51
Volume
1,014,268
Avg. Vol
1,481,283
52-wk High
$38.60
52-wk Low
$23.09

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FERRO DENNIS H
Trading Date Type Shares Traded Price Shares Held
28 Mar 2013 Buy 69 $0.00 11,223
27 Dec 2012 Buy 75 $0.00 11,154
27 Sep 2012 Buy 77 $0.00 11,079
28 Jun 2012 Buy 68 $0.00 11,002
21 May 2012 Buy 4,740 $0.00 10,934
29 Mar 2012 Buy 31 $0.00 6,156
25 Mar 2012 Buy 38 $29.43 6,194
1 Dec 2011 Buy 144 $0.00 6,125

Institutional Holders

% Shares Owned: 68.49%
# of Holders: 427
Total Shares Held: 200,969,705
3 Mo. Net Change: 4,436,149
# New Positions: 39
# Closed Positions: 28
# Increased Positions: 167
# Reduced Positions: 184
# Net Buyers: -17

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

61 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

60 2008 Chief Financial Officer, Senior Vice President

Daniel Houston

51 2010 President - Retirement, Insurance and Financial Services

James McCaughan

59 2003 President - Principal Global Investors

Karen Shaff

58 2004 Executive Vice President, General Counsel

Timothy Dunbar

55 2013 Senior Vice President, Chief Investment Officer

Gary Scholten

55 2002 Senior Vice President, Chief Information Officer

Mary O'Keefe

56 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

52 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

55 2012 Head - Principal International Segment

Betsy Bernard

57 2001 Independent Director

Jocelyn Carter-Miller

55 2001 Independent Director

Gary Costley

69 2002 Independent Director

Michael Dan

62 2006 Independent Director

Dennis Ferro

67 2010 Independent Director

C. Daniel Gelatt

65 2001 Independent Director

Sandra Helton

63 2001 Independent Director

Richard Keyser

70 2002 Independent Director

Luca Maestri

49 2012 Independent Director

Elizabeth Tallett

63 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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