Insider Trading: Principal Financial Group Inc (PFGZP.PK)

PFGZP.PK on OTC Markets Group

99.75USD
17 Apr 2015
Change (% chg)

$-0.11 (-0.11%)
Prev Close
$99.86
Open
$99.86
Day's High
$99.86
Day's Low
$99.50
Volume
1,200
Avg. Vol
7,920
52-wk High
$103.83
52-wk Low
$98.75

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CARTER-MILLER JOCELYN E
Trading Date Type Shares Traded Price Shares Held
26 Mar 2015 Buy 234 $0.00 33,197
25 Dec 2014 Buy 209 $0.00 32,963
25 Sep 2014 Buy 206 $0.00 32,754
26 Jun 2014 Buy 205 $0.00 32,548
19 May 2014 Buy 2,533 $0.00 32,343
27 Mar 2014 Buy 180 $0.00 29,810
26 Dec 2013 Buy 154 $0.00 29,630
10 Dec 2013 Buy 1,885 $34.34 29,476
10 Dec 2013 Sell 1,885 $49.10 29,476
26 Sep 2013 Buy 175 $0.00 29,476
27 Jun 2013 Buy 178 $0.00 29,301
20 May 2013 Buy 3,015 $0.00 29,123

Institutional Holders

% Shares Owned: 32.64%
# of Holders: 12
Total Shares Held: 979,100
3 Mo. Net Change: 5,546
# New Positions: 0
# Closed Positions: 0
# Increased Positions: 2
# Reduced Positions: 0
# Net Buyers: 2

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

63 2009 Chairman of the Board, President, Chief Executive Officer

Daniel Houston

53 2014 President, Chief Operating Officer, Director

Terrance Lillis

62 2014 Chief Financial Officer, Executive Vice President

James McCaughan

61 2003 President - Principal Global Investors

Luis Valdes

57 2012 President - Principal International Segment

Timothy Dunbar

57 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

57 2014 Executive Vice President, Chief Information Officer

Karen Shaff

60 2004 Executive Vice President, General Counsel

Ralph Eucher

62 2013 Executive Vice President

Gregory Elming

54 2011 Senior Vice President, Chief Risk Officer

Roger Hochschild

50 2015 Director

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

70 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

65 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

51 2012 Independent Director

Elizabeth Tallett

65 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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