ELMING GREGORY BERNARD
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 24 Feb 2013 | Buy | 8,857 | $0.00 | 18,452 |
| 1 Jan 2013 | Sell | 8,000 | $28.96 | 9,595 |
| 1 Jan 2013 | Buy | 8,000 | $27.57 | 9,595 |
| 19 May 2012 | Sell | 432 | $23.47 | 9,595 |
| 29 Mar 2012 | Buy | 8 | $0.00 | 10,047 |
| 26 Feb 2012 | Sell | 1,577 | $27.46 | 10,030 |
| 1 Dec 2011 | Buy | 170 | $0.00 | 11,607 |
Institutional Holders
| % Shares Owned: | 68.43% |
| # of Holders: | 422 |
| Total Shares Held: | 200,800,944 |
| 3 Mo. Net Change: | 4,349,309 |
| # New Positions: | 38 |
| # Closed Positions: | 28 |
| # Increased Positions: | 162 |
| # Reduced Positions: | 181 |
| # Net Buyers: | -19 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Larry Zimpleman |
61 | 2009 | Chairman of the Board, President, Chief Executive Officer |
Terrance Lillis |
60 | 2008 | Chief Financial Officer, Senior Vice President |
Daniel Houston |
51 | 2010 | President - Retirement, Insurance and Financial Services |
James McCaughan |
59 | 2003 | President - Principal Global Investors |
Karen Shaff |
58 | 2004 | Executive Vice President, General Counsel |
Timothy Dunbar |
55 | 2013 | Senior Vice President, Chief Investment Officer |
Gary Scholten |
55 | 2002 | Senior Vice President, Chief Information Officer |
Mary O'Keefe |
56 | 2005 | Senior Vice President, Chief Marketing Officer |
Gregory Elming |
52 | 2011 | Senior Vice President, Chief Risk Officer |
Luis Valdes |
55 | 2012 | Head - Principal International Segment |
Betsy Bernard |
57 | 2001 | Independent Director |
Jocelyn Carter-Miller |
55 | 2001 | Independent Director |
Gary Costley |
69 | 2002 | Independent Director |
Michael Dan |
62 | 2006 | Independent Director |
Dennis Ferro |
68 | 2010 | Independent Director |
C. Daniel Gelatt |
65 | 2001 | Independent Director |
Sandra Helton |
63 | 2001 | Independent Director |
Richard Keyser |
70 | 2002 | Independent Director |
Luca Maestri |
49 | 2012 | Independent Director |
Elizabeth Tallett |
63 | 2007 | Presiding Independent Director |
John Egan |
Vice President - Investor Relations |

