Insider Trading: Principal Financial Group Inc (PFGZP.PK)

PFGZP.PK on OTC Markets Group

99.75USD
3:18pm EDT
Change (% chg)

$-0.05 (-0.05%)
Prev Close
$99.80
Open
$99.75
Day's High
$99.75
Day's Low
$99.75
Volume
5,100
Avg. Vol
17,064
52-wk High
$103.83
52-wk Low
$98.75

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LILLIS TERRANCE J
Trading Date Type Shares Traded Price Shares Held
22 Feb 2015 Buy 16,486 $0.00 81,457
25 Dec 2014 Buy 129 $0.00 64,215
25 Sep 2014 Buy 128 $0.00 64,023
1 Sep 2014 Buy 33,765 $22.21 63,317
1 Sep 2014 Sell 33,765 $54.34 63,317
17 Aug 2014 Gift 2,000 $0.00 63,317
26 Jun 2014 Buy 127 $0.00 65,317
27 Mar 2014 Buy 121 $0.00 65,132
23 Feb 2014 Buy 9,095 $0.00 64,955
26 Dec 2013 Buy 104 $0.00 56,626
16 Oct 2013 Sell 7,520 $45.00 56,473
16 Oct 2013 Buy 7,520 $39.02 56,473
26 Sep 2013 Buy 118 $0.00 38,992
5 Sep 2013 Gift 303 $0.00 56,061
5 Sep 2013 Gift 257 $0.00 56,061
25 Jul 2013 Buy 6,605 $36.30 37,961
25 Jul 2013 Sell 6,605 $42.10 37,961
27 Jun 2013 Buy 119 $0.00 37,961

Institutional Holders

% Shares Owned: 68.46%
# of Holders: 594
Total Shares Held: 201,336,682
3 Mo. Net Change: 1,531,786
# New Positions: 57
# Closed Positions: 32
# Increased Positions: 237
# Reduced Positions: 218
# Net Buyers: 19

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

63 2009 Chairman of the Board, President, Chief Executive Officer

Daniel Houston

53 2014 President, Chief Operating Officer, Director

Terrance Lillis

62 2014 Chief Financial Officer, Executive Vice President

James McCaughan

61 2003 President - Principal Global Investors

Luis Valdes

57 2012 President - Principal International Segment

Timothy Dunbar

57 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

57 2014 Executive Vice President, Chief Information Officer

Karen Shaff

60 2004 Executive Vice President, General Counsel

Ralph Eucher

62 2013 Executive Vice President

Gregory Elming

54 2011 Senior Vice President, Chief Risk Officer

Roger Hochschild

50 2015 Director

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

70 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

65 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

51 2012 Independent Director

Elizabeth Tallett

65 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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