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LILLIS TERRANCE J
Trading Date Type Shares Traded Price Shares Held
26 Jun 2014 Buy 127 $0.00 65,317
27 Mar 2014 Buy 121 $0.00 65,132
23 Feb 2014 Buy 9,095 $0.00 64,955
26 Dec 2013 Buy 104 $0.00 56,626
16 Oct 2013 Sell 7,520 $45.00 56,473
16 Oct 2013 Buy 7,520 $39.02 56,473
26 Sep 2013 Buy 118 $0.00 38,992
5 Sep 2013 Gift 257 $0.00 56,061
5 Sep 2013 Gift 303 $0.00 56,061
25 Jul 2013 Buy 6,605 $36.30 37,961
25 Jul 2013 Sell 6,605 $42.10 37,961
27 Jun 2013 Buy 119 $0.00 37,961
28 Mar 2013 Buy 131 $0.00 37,790
24 Feb 2013 Buy 18,512 $0.00 55,069
22 Feb 2013 Sell 1,102 $31.61 36,557
27 Dec 2012 Buy 29 $0.00 37,604
27 Sep 2012 Buy 30 $0.00 37,514
13 Sep 2012 Sell 30,211 $29.00 36,431
13 Sep 2012 Buy 37,690 $11.07 36,431
13 Sep 2012 Buy 7,205 $27.57 36,431

Institutional Holders

% Shares Owned: 30.75%
# of Holders: 11
Total Shares Held: 3,074,651
3 Mo. Net Change: 315,357
# New Positions: 1
# Closed Positions: 1
# Increased Positions: 1
# Reduced Positions: 5
# Net Buyers: -4

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

60 2003 President - Principal Global Investors

Luis Valdes

56 2012 President - Principal International Segment

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

69 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

64 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

50 2012 Independent Director

Elizabeth Tallett

64 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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