MCCAUGHAN JAMES PATRICK
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 24 Feb 2013 | Buy | 43,518 | $0.00 | 191,625 |
| 22 Feb 2013 | Sell | 4,368 | $31.61 | 148,107 |
| 1 Jan 2013 | Buy | 40,475 | $27.57 | 152,475 |
| 1 Jan 2013 | Sell | 40,475 | $28.95 | 152,475 |
| 27 Dec 2012 | Buy | 91 | $0.00 | 152,475 |
| 4 Dec 2012 | Buy | 40,475 | $27.57 | 152,331 |
| 4 Dec 2012 | Sell | 40,475 | $27.72 | 152,331 |
| 27 Sep 2012 | Buy | 95 | $0.00 | 152,331 |
| 28 Jun 2012 | Buy | 83 | $0.00 | 151,191 |
| 8 Apr 2012 | Buy | 6,585 | $27.48 | 150,905 |
| 8 Apr 2012 | Sell | 6,585 | $28.56 | 150,905 |
| 29 Mar 2012 | Buy | 73 | $0.00 | 150,978 |
| 12 Mar 2012 | Sell | 6,585 | $27.49 | 150,869 |
| 12 Mar 2012 | Buy | 6,585 | $27.48 | 150,869 |
| 26 Feb 2012 | Sell | 21,245 | $27.46 | 111,744 |
| 23 Feb 2012 | Sell | 23,857 | $27.85 | 127,012 |
| 16 Feb 2012 | Sell | 6,586 | $27.52 | 150,869 |
| 16 Feb 2012 | Buy | 6,586 | $27.48 | 150,869 |
| 22 Jan 2012 | Buy | 6,586 | $27.48 | 150,869 |
| 22 Jan 2012 | Sell | 6,586 | $27.49 | 150,869 |
| 1 Dec 2011 | Buy | 3,049 | $0.00 | 154,080 |
| 26 Oct 2011 | Buy | 6,586 | $27.48 | 150,869 |
| 26 Oct 2011 | Sell | 6,586 | $27.70 | 150,869 |
| 5 Jul 2011 | Sell | 6,586 | $29.96 | 150,124 |
| 5 Jul 2011 | Buy | 6,586 | $27.48 | 150,124 |
Institutional Holders
| % Shares Owned: | 68.72% |
| # of Holders: | 451 |
| Total Shares Held: | 201,628,293 |
| 3 Mo. Net Change: | 4,495,155 |
| # New Positions: | 40 |
| # Closed Positions: | 29 |
| # Increased Positions: | 177 |
| # Reduced Positions: | 192 |
| # Net Buyers: | -15 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Larry Zimpleman |
61 | 2009 | Chairman of the Board, President, Chief Executive Officer |
Terrance Lillis |
60 | 2008 | Chief Financial Officer, Senior Vice President |
Daniel Houston |
51 | 2010 | President - Retirement, Insurance and Financial Services |
James McCaughan |
59 | 2003 | President - Principal Global Investors |
Karen Shaff |
58 | 2004 | Executive Vice President, General Counsel |
Timothy Dunbar |
55 | 2013 | Senior Vice President, Chief Investment Officer |
Gary Scholten |
55 | 2002 | Senior Vice President, Chief Information Officer |
Mary O'Keefe |
56 | 2005 | Senior Vice President, Chief Marketing Officer |
Gregory Elming |
52 | 2011 | Senior Vice President, Chief Risk Officer |
Luis Valdes |
55 | 2012 | Head - Principal International Segment |
Betsy Bernard |
57 | 2001 | Independent Director |
Jocelyn Carter-Miller |
55 | 2001 | Independent Director |
Gary Costley |
69 | 2002 | Independent Director |
Michael Dan |
62 | 2006 | Independent Director |
Dennis Ferro |
68 | 2010 | Independent Director |
C. Daniel Gelatt |
65 | 2001 | Independent Director |
Sandra Helton |
63 | 2001 | Independent Director |
Richard Keyser |
70 | 2002 | Independent Director |
Luca Maestri |
49 | 2012 | Independent Director |
Elizabeth Tallett |
63 | 2007 | Presiding Independent Director |
John Egan |
Vice President - Investor Relations |
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