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MCCAUGHAN JAMES PATRICK
Trading Date Type Shares Traded Price Shares Held
30 Jun 2014 Sell 12,000 $50.79 205,840
30 Jun 2014 Buy 12,000 $11.07 205,840
30 Jun 2014 Sell 6,568 $50.79 205,840
30 Jun 2014 Buy 6,568 $39.02 205,840
1 Jun 2014 Sell 6,568 $46.76 205,788
1 Jun 2014 Buy 6,568 $39.02 205,788
30 Apr 2014 Buy 6,568 $39.02 205,788
30 Apr 2014 Sell 6,568 $46.65 205,788
30 Apr 2014 Sell 5,000 $46.65 205,788
30 Apr 2014 Buy 5,000 $11.07 205,788
31 Mar 2014 Sell 5,000 $46.54 205,738
31 Mar 2014 Buy 6,568 $39.02 205,738
31 Mar 2014 Buy 5,000 $11.07 205,738
31 Mar 2014 Sell 6,568 $46.54 205,738
2 Mar 2014 Sell 6,568 $44.70 205,738
2 Mar 2014 Buy 5,000 $11.07 205,738
2 Mar 2014 Sell 5,000 $44.71 205,738
2 Mar 2014 Buy 6,568 $39.02 205,738
23 Feb 2014 Buy 13,069 $0.00 205,738
2 Feb 2014 Buy 14,992 $36.30 192,669
2 Feb 2014 Sell 5,000 $42.91 192,669
2 Feb 2014 Buy 6,568 $39.02 192,669
2 Feb 2014 Buy 5,000 $11.07 192,669
2 Feb 2014 Sell 14,992 $42.91 192,669
2 Feb 2014 Buy 5,000 $11.07 192,669

Institutional Holders

% Shares Owned: 65.05%
# of Holders: 517
Total Shares Held: 191,399,322
3 Mo. Net Change: -669,867
# New Positions: 4
# Closed Positions: 4
# Increased Positions: 15
# Reduced Positions: 18
# Net Buyers: -3

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

60 2003 President - Principal Global Investors

Luis Valdes

56 2012 President - Principal International Segment

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Mary O'Keefe

57

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Betsy Bernard

58 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

69 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

64 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

50 2012 Independent Director

Elizabeth Tallett

64 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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