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O KEEFE MARY A
Trading Date Type Shares Traded Price Shares Held
23 Feb 2014 Buy 4,674 $0.00 57,315
15 Dec 2013 Buy 28,600 $36.30 52,598
15 Dec 2013 Sell 28,600 $48.33 52,598
26 Sep 2013 Buy 164 $0.00 52,598
21 Jul 2013 Sell 15,000 $40.00 51,506
21 Jul 2013 Buy 15,000 $11.07 51,506
27 Jun 2013 Buy 166 $0.00 51,506
27 Mar 2013 Buy 185 $33.78 51,205
24 Feb 2013 Buy 18,823 $0.00 51,020
27 Dec 2012 Buy 109 $28.02 32,197
11 Dec 2012 Sell 31,670 $28.00 32,009
11 Dec 2012 Buy 31,670 $27.57 32,009
27 Sep 2012 Buy 110 $26.98 32,009

Institutional Holders

% Shares Owned: 66.49%
# of Holders: 556
Total Shares Held: 195,426,149
3 Mo. Net Change: 2,530,029
# New Positions: 51
# Closed Positions: 38
# Increased Positions: 227
# Reduced Positions: 212
# Net Buyers: 15

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

60 2003 President - Principal Global Investors

Luis Valdes

56 2012 President - Principal International Segment

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

69 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

64 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

50 2012 Independent Director

Elizabeth Tallett

64 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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