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SCHOLTEN GARY P
Trading Date Type Shares Traded Price Shares Held
13 May 2013 Buy 12,730 $36.30 45,277
13 May 2013 Sell 12,730 $37.50 45,277
28 Mar 2013 Buy 19 $0.00 45,277
24 Feb 2013 Buy 18,050 $0.00 45,205
1 Jan 2013 Buy 18,220 $27.57 27,155
1 Jan 2013 Sell 18,220 $28.95 27,155
27 Dec 2012 Buy 21 $0.00 27,155
27 Sep 2012 Buy 21 $0.00 27,063
28 Jun 2012 Buy 19 $0.00 25,984
29 Mar 2012 Buy 16 $0.00 25,915
26 Feb 2012 Sell 3,168 $27.46 25,859
1 Dec 2011 Buy 349 $0.00 29,022

Institutional Holders

% Shares Owned: 68.49%
# of Holders: 427
Total Shares Held: 200,969,705
3 Mo. Net Change: 4,436,149
# New Positions: 39
# Closed Positions: 28
# Increased Positions: 167
# Reduced Positions: 184
# Net Buyers: -17

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

61 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

60 2008 Chief Financial Officer, Senior Vice President

Daniel Houston

51 2010 President - Retirement, Insurance and Financial Services

James McCaughan

59 2003 President - Principal Global Investors

Karen Shaff

58 2004 Executive Vice President, General Counsel

Timothy Dunbar

55 2013 Senior Vice President, Chief Investment Officer

Gary Scholten

55 2002 Senior Vice President, Chief Information Officer

Mary O'Keefe

56 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

52 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

55 2012 Head - Principal International Segment

Betsy Bernard

57 2001 Independent Director

Jocelyn Carter-Miller

55 2001 Independent Director

Gary Costley

69 2002 Independent Director

Michael Dan

62 2006 Independent Director

Dennis Ferro

67 2010 Independent Director

C. Daniel Gelatt

65 2001 Independent Director

Sandra Helton

63 2001 Independent Director

Richard Keyser

70 2002 Independent Director

Luca Maestri

49 2012 Independent Director

Elizabeth Tallett

63 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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