Insider Trading: Principal Financial Group Inc (PFGZP.PK)

PFGZP.PK on OTC Markets Group

100.75USD
17 Dec 2014
Price Change (% chg)

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Prev Close
$100.75
Open
--
Day's High
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Day's Low
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Volume
50
Avg. Vol
4,457
52-wk High
$103.83
52-wk Low
$98.75

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SCHOLTEN GARY P
Trading Date Type Shares Traded Price Shares Held
25 Sep 2014 Buy 18 $0.00 55,969
25 Aug 2014 Buy 12,775 $49.25 55,367
25 Aug 2014 Sell 12,775 $54.00 55,367
26 Jun 2014 Buy 18 $0.00 55,367
19 Jun 2014 Buy 13,125 $0.00 55,286
19 Jun 2014 Sell 13,125 $50.00 55,286
27 Mar 2014 Buy 17 $0.00 55,286
23 Feb 2014 Buy 8,865 $0.00 55,216
26 Dec 2013 Buy 15 $0.00 46,351
26 Sep 2013 Buy 17 $0.00 46,279
15 Sep 2013 Sell 30,000 $11.07 45,354
15 Sep 2013 Buy 30,000 $11.07 45,354
25 Jul 2013 Buy 25,720 $39.02 45,354
25 Jul 2013 Sell 25,720 $42.10 45,354
27 Jun 2013 Buy 17 $0.00 45,354
13 May 2013 Sell 12,730 $37.50 45,277
13 May 2013 Buy 12,730 $36.30 45,277
28 Mar 2013 Buy 19 $0.00 45,277
24 Feb 2013 Buy 18,050 $0.00 45,205
1 Jan 2013 Buy 18,220 $27.57 27,155
1 Jan 2013 Sell 18,220 $28.95 27,155
27 Dec 2012 Buy 21 $0.00 27,155

Institutional Holders

% Shares Owned: 42.73%
# of Holders: 14
Total Shares Held: 1,281,937
3 Mo. Net Change: 73,118
# New Positions: 2
# Closed Positions: 1
# Increased Positions: 5
# Reduced Positions: 1
# Net Buyers: 4

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Daniel Houston

52 2014 President, Chief Operating Officer, Director

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

James McCaughan

60 2003 President - Principal Global Investors

Luis Valdes

56 2012 President - Principal International Segment

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Elizabeth Brady

2014 Senior Vice President, Chief Marketing Officer

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Betsy Bernard

59 2001 Independent Director

Jocelyn Carter-Miller

56 2001 Independent Director

Gary Costley

70 2002 Independent Director

Michael Dan

63 2006 Independent Director

Dennis Ferro

69 2010 Independent Director

C. Daniel Gelatt

66 2001 Independent Director

Sandra Helton

64 2001 Independent Director

Richard Keyser

71 2002 Independent Director

Luca Maestri

50 2012 Independent Director

Elizabeth Tallett

65 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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