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SHAFF KAREN E
Trading Date Type Shares Traded Price Shares Held
27 Mar 2014 Buy 70 $0.00 75,936
23 Feb 2014 Buy 9,806 $0.00 75,817
26 Dec 2013 Buy 60 $0.00 66,600
24 Nov 2013 Gift 1,250 $0.00 66,011
26 Sep 2013 Buy 68 $0.00 67,750
22 Jul 2013 Sell 5,793 $40.53 67,631
22 Jul 2013 Sell 620 $41.53 67,631
21 Jul 2013 Buy 36,530 $36.30 67,631
21 Jul 2013 Sell 36,530 $40.50 67,631
27 Jun 2013 Buy 69 $0.00 74,056
10 Apr 2013 Sell 87,360 $35.00 73,885
10 Apr 2013 Buy 87,360 $0.00 73,885
28 Mar 2013 Buy 76 $0.00 73,885
24 Feb 2013 Buy 23,801 $0.00 73,718
18 Feb 2013 Sell 3,125 $32.00 49,917
21 Jan 2013 Sell 3,333 $30.28 52,086
27 Dec 2012 Buy 83 $0.00 55,419
27 Sep 2012 Buy 86 $0.00 55,224
13 Sep 2012 Sell 3,448 $29.00 55,030
5 Sep 2012 Sell 3,571 $28.00 58,478
28 Jun 2012 Buy 75 $0.00 62,049
19 May 2012 Sell 1,124 $23.47 61,883

Institutional Holders

% Shares Owned: 0.00%
# of Holders: 10
Total Shares Held: 869,515
3 Mo. Net Change: 383
# New Positions: 0
# Closed Positions: 0
# Increased Positions: 1
# Reduced Positions: 0
# Net Buyers: 1

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

51 2003 President - Principal Global Investors

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Mary O'Keefe

57 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

56 2012 Head - Principal International Segment

Betsy Bernard

2001 Independent Director

Jocelyn Carter-Miller

55 2001 Independent Director

Gary Costley

69 2002 Independent Director

Michael Dan

62 2006 Independent Director

Dennis Ferro

68 2010 Independent Director

C. Daniel Gelatt

65 2001 Independent Director

Sandra Helton

63 2001 Independent Director

Richard Keyser

70 2002 Independent Director

Luca Maestri

49 2012 Independent Director

Elizabeth Tallett

63 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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