SHAFF KAREN E
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 10 Apr 2013 | Sell | 87,360 | $35.00 | 73,885 |
| 10 Apr 2013 | Buy | 87,360 | $0.00 | 73,885 |
| 28 Mar 2013 | Buy | 76 | $0.00 | 73,885 |
| 24 Feb 2013 | Buy | 23,801 | $0.00 | 73,718 |
| 18 Feb 2013 | Sell | 3,125 | $32.00 | 49,917 |
| 21 Jan 2013 | Sell | 3,333 | $30.28 | 52,086 |
| 27 Dec 2012 | Buy | 83 | $0.00 | 55,419 |
| 27 Sep 2012 | Buy | 86 | $0.00 | 55,224 |
| 13 Sep 2012 | Sell | 3,448 | $29.00 | 55,030 |
| 5 Sep 2012 | Sell | 3,571 | $28.00 | 58,478 |
| 28 Jun 2012 | Buy | 75 | $0.00 | 62,049 |
| 19 May 2012 | Sell | 1,124 | $23.47 | 61,883 |
| 29 Mar 2012 | Buy | 87 | $0.00 | 63,007 |
| 26 Feb 2012 | Sell | 6,940 | $27.46 | 62,847 |
| 1 Dec 2011 | Buy | 997 | $0.00 | 68,968 |
Institutional Holders
| % Shares Owned: | 68.49% |
| # of Holders: | 427 |
| Total Shares Held: | 200,969,705 |
| 3 Mo. Net Change: | 4,436,149 |
| # New Positions: | 39 |
| # Closed Positions: | 28 |
| # Increased Positions: | 167 |
| # Reduced Positions: | 184 |
| # Net Buyers: | -17 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Larry Zimpleman |
61 | 2009 | Chairman of the Board, President, Chief Executive Officer |
Terrance Lillis |
60 | 2008 | Chief Financial Officer, Senior Vice President |
Daniel Houston |
51 | 2010 | President - Retirement, Insurance and Financial Services |
James McCaughan |
59 | 2003 | President - Principal Global Investors |
Karen Shaff |
58 | 2004 | Executive Vice President, General Counsel |
Timothy Dunbar |
55 | 2013 | Senior Vice President, Chief Investment Officer |
Gary Scholten |
55 | 2002 | Senior Vice President, Chief Information Officer |
Mary O'Keefe |
56 | 2005 | Senior Vice President, Chief Marketing Officer |
Gregory Elming |
52 | 2011 | Senior Vice President, Chief Risk Officer |
Luis Valdes |
55 | 2012 | Head - Principal International Segment |
Betsy Bernard |
57 | 2001 | Independent Director |
Jocelyn Carter-Miller |
55 | 2001 | Independent Director |
Gary Costley |
69 | 2002 | Independent Director |
Michael Dan |
62 | 2006 | Independent Director |
Dennis Ferro |
67 | 2010 | Independent Director |
C. Daniel Gelatt |
65 | 2001 | Independent Director |
Sandra Helton |
63 | 2001 | Independent Director |
Richard Keyser |
70 | 2002 | Independent Director |
Luca Maestri |
49 | 2012 | Independent Director |
Elizabeth Tallett |
63 | 2007 | Presiding Independent Director |
John Egan |
Vice President - Investor Relations |
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